Latest Information
Notices
- SUBMISSION OF PROOF OF ANTI-MONEY LAUNDERING COUNCIL (AMLC) REGISTRATION FOR ALL SEC SUPERVISED/REGULATED COVERED PERSONS WHICH HAVE NOT YET REGISTERED WITH THE AMLC PORTAL 11 June 2024
- WEBINAR FOR NON-STOCK CORPORATIONS ENTITLED, “PROTECTING THE NPO SECTOR AGAINST ML/TF RISKS THRU COMPLIANCE AND TRANSPARENCY” 6 June 2024
- SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON JUNE 10, 2024 6 June 2024
- ADVISORY ON DEALING ONLY WITH DESIGNATED NON-FINANCIAL BUSINESS AND PROFESSIONS REGISTERED WITH THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) 31 May 2024
- SEC CERTIFICATION WEBINAR FOR PROSPECTIVE EQUITIES SECURITIES SALESMEN SCHEDULE IN JULY AND APPLICATION PROCEDURE 31 May 2024
- FREQUENTLY ASKED QUESTIONS ON THE REQUIREMENT TO ATTEND ORGANIZED TRAINING SESSIONS BY THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) FOR 2024 30 May 2024
- CONDUCT OF SEC CERTIFICATION EXAMINATION IN CEBU IN JUNE 2024 29 May 2024
- REQUIREMENT TO ATTEND ORGANIZED TRAININGS BY THE ANTI-MONEY LAUNDERING COUNCIL (AMLC) AND SUBMIT PROOF OF TRAINING TO THE AMLD 27 May 2024
- SEC TARLAC EXTENSION OFFICE WILL BE CLOSED ON MAY 28, 2024 27 May 2024
- REMINDER ON THE SUBMISSION OF THE MANDATORY DISCLOSURE FORM (MDF) AND MC 28 REPORT FOR NON-STOCK CORPORATIONS 17 May 2024
Advisories
- ABOITIZ EQUITY VENTURE, INC.
The public is further advised NOT TO INVEST or to STOP INVESTING in the investment scheme being offered by the subject entity or its representatives 22 May 2024 - JF INVESTING AND FINANCIAL SERVICES
is NOT AUTHORIZED TO SOLICIT INVESTMENTS FROM THE PUBLIC 22 May 2024 - ROARK FUND
is NOT AUTHORIZED to offer, solicit, sell, or distribute any investment/securities to the public 21 May 2024 - PASABUY_PHL and ACCESSORIES SHOP, SHOPLOUCALLE (hand-made shoe) and GLUTA DRIP OPTIONS
is NOT AUTHORIZED to offer, solicit, sell, or distribute any investment/securities to the public 21 May 2024 - CLIQUETRADE
The public is advised NOT TO INVEST or to STOP INVESTING in the investment scheme being offered by CLIQUETRADE and its representatives 21 May 2024 - VIVIDZOO/vividzoo.com
is NOT AUTHORIZED TO SOLICIT INVESTMENT FROM THE PUBLIC 21 May 2024 - MALASAKIT LENDING CORPORATION / UNA SA MALASAKIT MICROFINANCE INC.
Sen. Bong Go notifies the public that the Hon. Sen. Bong Go is not connected to or affiliated with MALASAKIT LENDING CORPORATION / UNA SA MALASAKIT MICROFINANCE INC. 16 May 2024
Issuances
- NEW SEATAOO CORPORATION / SEATAOO INFORMATION TECHNOLOGY OPC 10 June 2024
- FAMILY OF PEOPLE LOVING GOD CHURCH INC. 6 June 2024
- ANG IGLESIA NG MAKAPANGYARIHANG DIYOS, INC. 6 June 2024
- UTMOSTPEAK CORPORATION 14 May 2024
- TIME TO TRADE PH SERVICES OPC 22 April 2024
- VIRT0 CRYPT0 TRADLNG VENTURE HOLDINGS OPC 19 April 2024
- ONE 1KEY PROGRESS BOOSTER (OKPB) INC. 4 April 2024
- SK POOLS MINING CORPORATION 26 February 2024
- AYALA CORPORATION GROUP INC., AYALA CORPORATION BUDGETARIAN ONLINE SHOP, GLOBAL ONLINE AYALA CORPORATION, BELLAVITA AYALA CORPORATION, AYALA CORPORATION E COMMERCE, RICA ANN HARDER, AND LETICIA AYAW GARZO 23 February 2024
- SUSPENSION OF CORPORATIONS FOR NON-FILING OF REPORTORIAL REQUIREMENTS 20 February 2024
Memorandum Circulars
- SEC MC No. 09, series of 2024
SEC Stratbox (Strategic Sandbox) 25 April 2024 - SEC MC No. 08, series of 2024
Guidelines for Cornerstone Investors in Initial Public Offerings 25 April 2024 - SEC MC No. 07, series of 2024
Removal of the Minimum Commission Charged by PSE Stockbrokers 17 April 2024 - SEC MC No. 06, series of 2024
Updated Fines and Penalties on the Late and Non-Submission of Audited Financial Statements (AFS), General Information Sheet 27 March 2024 - SEC MC No. 05, series of 2024
Guidelines on the Philippine Sustainable Finance Taxonomy 23 February 2024
Press Release
- FREEZE ORDER OVER MFT GROUP BANK ACCOUNTS EXTENDED 11 June 2024
- SEC CLEARS ACE MEDICAL CENTER ZAMBOANGA DPO 10 June 2024
- SEC CLEARS NEXGEN ENERGY IPO 6 June 2024
- CALATA FOUND GUILTY OF MARKET MANIPULATION 5 June 2024
- MFT GROUP BANK ACCOUNTS, OTHER ASSETS FROZEN OVER ILLEGAL INVESTMENT ACTIVITIES 5 June 2024
- SEC SUCCESSFULLY CONCLUDES ASEAN CORPORATE GOVERNANCE SCORECARD ASSESSORS’ TRAINING 31 May 2024
- SEC OKAYS SM PRIME’S P100 BILLION BOND PROGRAM 24 May 2024
- SEC URGES BUSINESSES TO EMBRACE SUSTAINABILITY AT PHILIPPINE SUSTAINABILITY NOW FORUM 22 May 2024