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RESEARCH ARTICLE
A M E R I C A N J O U R N A L O F B OTA N Y
SMILAX (SMILACACEAE) FROM THE MIOCENE OF WESTERN
EURASIA WITH CARIBBEAN BIOGEOGRAPHIC AFFINITIES1
THOMAS DENK2,6, DIMITRIOS VELITZELOS3, H. TUNCAY GÜNER4, AND LILIAN FERRUFINO-ACOSTA5
2Swedish Museum of Natural History, Department of Palaeobiology, Box 50007, 10405 Stockholm, Sweden; 3Athens
University, Department of Geology and Geoenvironment, Section of Historical Geology and Paleontology, Panepistimiopolis,
Athens 15784 Greece; 4Istanbul University, Faculty of Forestry, Department of Forest Botany, 34473 Bahceköy, Istanbul,
Turkey; and 5Universidad Nacional Autónoma de Honduras, Facultad de Ciencias, Departamento de Biología, Laboratorio de
Histología Vegetal y Etnobotánica, Boulevard Suyapa, Tegucigalpa, Honduras
• Premise of the study: Recent molecular studies provide a phylogenetic framework and some dated nodes for the monocot genus
Smilax. The Caribbean Havanensis group of Smilax is part of a well-supported “New World clade” with a few disjunct taxa in
the Old World. Although the fossil record of the genus is rich, it has been difficult to assign fossil taxa to extant groups based
on their preserved morphological characters.
• Methods: Leaf fossils from Europe and Asia Minor were studied comparatively and put into a phylogenetic and biogeographic
context using a molecular phylogeny of the genus.
• Key results: Fossils from the early Miocene of Anatolia represent a new species of Smilax with systematic affinities with the
Havanensis group. The leaf type encountered in the fossil species is exclusively found in species of the Havanensis group
among all modern Smilax. Scattered fossils of this type from the Miocene of Greece and Austria, previously referred to Quercus
(Fagaceae), Ilex (Aquifoliaceae), and Mahonia (Berberidaceae) also belong to the new species.
• Conclusions: The new Smilax provides first fossil evidence of the Havanensis group and proves that this group had a western
Eurasian distribution during the Miocene. The age of the fossils is in good agreement with the (molecular-based) purported split
between the Havanensis and Hispida groups within Smilax. The Miocene Smilax provides evidence that all four subclades
within the “New World clade” had a disjunct intercontinental distribution during parts of the Neogene involving trans-Atlantic
crossings (via floating islands or the North Atlantic land bridge) and the Beringia land bridge.
Key words: biogeography; bird dispersal; disjunct distribution; evolution; floating islands; North Atlantic land bridge;
Smilacaceae; Smilax Havanensis group; transatlantic crossing.
molecular studies identified four major clades within Smilax
(including Heterosmilax Kunth; Fig. 1). (A) The EurasianAfrican-Indian Smilax aspera L. is sister to the remainder of the
genus albeit with low support. (B) A clade of American species
(the New World clade) consists of five subclades. Notably,
three of these subclades have a single or very few Old World
representatives that are sister to the American species (Qi et al.,
2013; Fig. 2). One subclade, B3, comprises species from South
America (Brazil, Venezuela), the Caribbean, and southern Florida. This subclade corresponds to the Smilax Havanensis group
according to Ferrufino-Acosta (2010), which includes ten species
with a distinctly dentate leaf margin, and partly to the Smilax
Schomburgkiana group according to Ferrufino-Acosta (2010).
Finally, C and D, the remaining two clades, which include
chiefly Old World species plus one clade of North American
herbaceous species. Molecular dating studies have suggested a
stem node age of 58 ± 9.9 to 46 ± 8.2 Ma (million years) for
the Smilacaceae (Vinnersten and Bremer, 2001) or 90 ± <16
Ma (Janssen and Bremer, 2004) corresponding to Late Cretaceous to early Cenozoic.
Leaf morphology in Smilax is highly variable within a species
and among clades and using patterns of leaf venation and shape
The genus Smilax L. (Smilacaceae) comprises ca. 210 species of lianas, shrubs, and herbs occurring mainly in the subtropics and tropics of both hemispheres with some extensions
into temperate regions (Ferrufino-Acosta, 2010; Qi et al., 2013).
Smilax is a monocot genus in the order Liliales; it is sister to a
clade comprising Philesiaceae with two species in South America
and Ripogonaceae with six species in Australia, New Zealand,
and New Guinea (Kim et al., 2013). Recent comprehensive
1 Manuscript received 12 November 2014; revision accepted 11 February
2015.
The authors thank: Diane Erwin, UCMP, Berkeley, California, USA;
Martin Gross and Reinhold Niederl, Universalmuseum Joanneum, Graz,
Austria; Irene Zorn, Geologische Bundesanstalt, Vienna, Austria; and
Andreas Kroh, Naturhistorisches Museum, Vienna, Austria for facilitating
work in the collections. Benjamin Bomfleur, Stockholm, Sweden is
thanked for help with nomenclatural issues. This work was supported by a
grant of the Swedish Research Council to TD. Two reviewers provided
helpful comments on the manuscript.
6 Author for correspondence (e-mail: thomas.denk@nrm.se)
doi:10.3732/ajb.1400495
American Journal of Botany 102(3): 1–16, 2015; http://www.amjbot.org/ © 2015 Botanical Society of America
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Fig. 1. Simplified phylogenetic relationships of Smilax (based on Qi et al., 2013). The distribution of characteristic leaf types across the main clades A to D is
shown. Clades A and B share ovate to lanceolate leaves with a conspicuous cordate-hastate base (gray). Note that this leaf type is restricted to Smilax aspera (clade
A) and Smilax bona-nox and allied species (clade B). White arrowhead indicates presence of spinose-ciliate leaf margin in these species. Ovate to oblong leathery
leaves with a spiny margin (dark gray) are confined to clade B (Havanensis group). Narrowly elliptic to lanceolate leaves (white) occur in clades B, C, and D. The
most common leaf type in clades B, C, and D is ovate (to elliptic and oblong) with a rounded or cordate base (background shading). Drawings of leaves are based
on herbarium specimens (herbaria E, K, P, S) and on Flora of China Editorial Committee (2000), Flora of North America Editorial Committee (2003), and FerrufinoAcosta (2010). Leaves are not to scale.
alone makes it difficult to discriminate infrageneric groups of
Smilax or even to distinguish Smilax from other monocot genera
(Daghlian, 1981; Wilde, 1989; Mai, 1995; Ferrufino-Acosta,
2010). This makes the fossil record of foliage resembling Smilax
difficult to interpret. The oldest leaf remains and reproductive
structures assigned to Smilax date back to the Cretaceous in
both hemispheres (e.g., Berry, 1911; Filippova, 1994) but all
these records are in strong need of revision (Daghlian, 1981;
Greenwood and Conran, 2000). Unambiguous fossils of Smilax
date back at least to the early middle Eocene (Wilde, 1989) and
of Ripogonum to the early Eocene (Conran et al., 2009).
From the middle Eocene and Eocene/Oligocene of North
America and Europe several leaf remains with strong similarity
to modern Smilax were reported (Cockerell, 1914; Chaney and
Sanborn, 1933; Wilde, 1989; Dilcher and Lott, 2005); in some
cases, leaf epidermal features provide strong support for the generic assignment of the leaf remains (Wilde, 1989). All the leaf
remains recovered conform to two basic leaf types: 1) ovateelliptic; and 2) (wide) ovate and distinctly cordate-hastate.
In view of several New World-Old World disjunctions within
clades of Smilax (Fig. 2) it will be important to link fossil taxa
with specific infrageneric clades as they might provide crucial
biogeographic information. In most, if not all cases, the previous fossil record of Smilax is difficult to put into a phylogenetic
and historically biogeographic context because the basic leaf
types in Smilax have evolved independently in distantly related
infrageneric groups (Fig. 1).
In this study, we describe a new species of Smilax from the
Miocene of western Eurasia with a highly diagnostic leaf morphology. We refer the fossil species to the modern Havanensis
group and discuss the implications of the new fossil find for the
evolution of modern disjunct distribution patterns in various
subgroups of the New World clade of Smilax.
MATERIALS AND METHODS
The fossil plant material investigated for the current study originates from
the following collections: University of California Museum of Paleontology,
Berkeley, California, USA (UCMP); Universalmuseum Joanneum [formerly
Landesmuseum Joanneum], Graz, Austria (LMJ); Geologische Bundesanstalt,
Vienna, Austria (GBA); Naturhistorisches Museum Wien, Vienna, Austria
(NHMW); and Istanbul University, Faculty of Forestry, Istanbul, Turkey
(ISTO-F). High resolution scans of herbarium material of modern Smilax were
provided from the herbaria at Berlin, Germany (B; Röpert, 2000), Edinburgh,
UK (E; Royal Botanic Garden Edinburgh, 2014), Kew, UK (K; Royal Botanic
Gardens, Kew, 2014), and Paris, France (P; http://science.mnhn.fr/institution/
mnhn/search). The terminology for the morphological description of the fossil
leaves mainly follows Dilcher (1974).
The specimens investigated for this study and specimen details are listed in
Appendix S1 (see Supplemental Data with the online version of this article).
The plant fossils originate from lower to middle Miocene sedimentary formations
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Fig. 2. Phylogeny of the “New World Clade” of Smilax showing three New World-Old World disjunctions, two achieved including the North Atlantic land bridge
(NALB), one including the Beringian land bridge (BER). E: E. North America, Az: Azores, BA: Balkans, Asia Minor, M: Mesoamerica, CM: Canary Islands, Madeira, M/S: Mesoamerica, South America, W: W. North America, E/W: E. North America, W. North America. NALB: North Atlantic Land Bridge, PP: Bayesian
posterior probability. Asterisk denotes fully supported clades. Phylogenetic framework for “New World clade” of Smilax from Qi et al. (2013). Inferred divergence
age between Hispida group and remainder of New World clade from Zhao et al. (2013). Light gray shading denotes group for which the fossil species described here
provides a minimum age of ca. 20 Ma. Note that the Glauca and Hispida groups share closely similar, undiagnostic, leaf types. Morphologically recognized infrageneric “groups” of Smilax from Ferrufino-Acosta (2010).
from Turkey (Güvem, Ankara; Soma-Deniș, Manisa; Yatağan Basin, Muğla),
Greece (Kymi, Euboea), and Austria (Parschlug, Styria; Fig. 3).
the Soma Formation (lower coal seam) indicate a Burdigalian age (MN3). Plant
fossils are from the marls above the lower coal seam and thus are of late Burdigalian to early Langhian age (early to middle Miocene).
Güvem area— The plant-bearing sediments are fossil-rich diatomites and
lacustrine claystones of the Dereköy pyroclastics forming the basal part of the
Güvem Formation (Wilson et al., 1997; Tankut et al., 1998; Yavuz-Ișık, 2008).
The Dereköy pyroclastics unconformably overlie the Çukurviran dacite, for
which a Potassium-Argon (K-Ar) age of 19.7 ± 0.6 Ma was obtained (Wilson
et al., 1997). Above the Dereköy pyroclastics, the Bakacak andesite yielded a
K-Ar age of 17.9 ± 0.5 Ma (Wilson et al., 1997). Hence, the plant fossils from
the Güvem area (Beș Konak, Kısilcahaman, Keseköy) are of early to middle
Burdigalian age (early Miocene).
Yatağan Basin, Muğla— The early to early late Miocene Eskihisar Formation is the lowermost in the Neogene succession of the Yatağan Basin. The
fossil-bearing sediments (Eskihisar, Tınaz, Salipașalar) are deposited above the
lignite seam of the Sekköy member of the Eskihisar Formation. Based on palynological data, radiometric dating, vertebrate fossils and lithostratigraphic correlation, a Langhian to Serravallian (middle Miocene) age is suggested (see
Güner and Denk, 2012).
Soma-Deniş— Volcanic ash on top of the lower coal seam of the Soma
Formation has been radiometrically dated as 17.3 ± 0.4 Ma (Becker-Platen et
al., 1977). The small mammal fossils recovered in the basal coal-bearing part of
Kymi, Euboea— Plant fossils in the Aliveri-Kymi Basin originate from the
Marmarenia Formation, which is part of the Prinias Group. Small mammal fossils [AQ1]
and palynology suggest a Burdigalian age (Velitzelos, 2002; Velitzelos et al.,
2014).
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Fig. 3. Map showing localities from which Smilax miohavanensis is known and their stratigraphic positions. Miocene stages follow Cohen et al. (2013).
Parschlug, Styria— In the Parschlug basin the main lignite seam is overlain by claystone and marls. Plant fossils occur in the light claystone and
typically in the hard, reddish-blackish marlstone (ironstone; Kovar-Eder
et al., 2004). Based on biostratigraphic correlation, a Karpatian-early Badenian age was suggested (Kovar-Eder et al., 2004). This corresponds to Burdigalian to Langhian (late early to early middle Miocene; Harzhauser and
Piller, 2007).
Etymology— The specific epithet denotes the morphological
similarity of the Miocene species with extant members of the
Smilax Havanensis group according to Ferrufino-Acosta (2010;
corresponding to clade B3 of Qi et al., 2013, the Central and
South America lineage).
Holotype— Specimen UCMP Kasapligil 6914 (Fig. 4, A-C).
SYSTEMATIC PALEOBOTANY
Family— Smilacaceae Vent., Tabl. Règn. Vég. 2: 146. 1799;
nom. cons.
Genus— Smilax L., Sp. Pl. 2: 1028. 1753.
Species—Smilax miohavanensis Denk, D.Velitzelos, T.Güner
et Ferrufino-Acosta, nom. nov.
Basionym— Quercus aspera Unger (in Chloris protogaea:
108. 1847).
Synonym (replaced)— Smilax aspera (Unger) Denk, D.
Velitzelos, T.Güner et Ferrufino-Acosta, comb. nov.
The new combination is a junior homonym of the extant Smilax aspera L. (in Sp. Pl. 2: 1028. 1753). In accordance with
Articles 6.10, 6.11, and 41 of the International Code of Nomenclature for Algae, Fungi, and Plants (Melbourne Code, 2011),
the replacement name Smilax miohavanensis is proposed.
1847 Quercus aspera Unger, p. 108, pl. 30, figs. 1 (right), 2,
3 (right).
?1847 Ilex sphenophylla Unger, p. 148, pl. 50, fig. 9.
1864 Ilex sphenophylla Unger, p. 12, pl. 3, figs. 1-6.
1864 Ilex cyclophylla Unger, p. 13, pl. 3, figs. 7, 8.
1864 Ilex neogena Unger, p. 13, pl. 3, figs. 9, 10, 13 (? non
11, 12).
1867 Ilex cyclophylla Unger, p. 76, pl. 13, fig. 14.
1867 Ilex neogena Unger, p. 76, pl. 13, figs. 16, 17 (non
15, 18).
2004 Mahonia (?) aspera Kovar-Eder et Kvaček, p. 57, pl.
13, figs. 3, 4, 6, 8 (?1, 2, 5).
Paratypes—Specimens UCMP Kasapligil 5522b, 5524, 5720,
5861, 6072, 6927b, n.n. [Fig. 4, G, H] ; GBA 2002_01_0043,
GBA 2002_01_0690, GBA 2002_01_0082, GBA BOT 2805;
LMJ 76529, LMJ 76532 ; NHMW (Ettingshausen 7137) B.1878
VI 9140, NHMW (Ettingshausen 7173) 1878 VI 9140, NHMW
(Ettingshausen 7473) B. 1878 VI 9476, NHMW (Ettingshausen) 1876 XVI 80; ISTO-F 01009.
(1) Diatomites of the Dereköy pyroclastics, lower Miocene
(Burdigalian; see Güner and Denk, 2012), Güvem area (Beș
Konak, Kısilcahaman, Keseköy), Anatolia, Turkey. Collection
Baki Kasapligil, Museum of Paleontology, University of
California (UCMP), Berkeley. (2) Fine-grained lacustrine
sediments of the Marmarenia Formation, lower Miocene (Burdigalian; see Velitzelos et al., 2014), Kymi (Kimi), Euboea.
Collections GBA, NHMW. (3) Marls of the Soma Formation,
Soma coal basin, and Sekköy Member of the Eskihisar Formation, Yatağan Basin, western Turkey (see Güner and Denk,
2012). Newly collected material housed at ISTO-F. (4) Reddish
marlstone (ironstone), Parschlug basin, middle Miocene; see
Kovar-Eder et al. (2004), Parschlug, Styria, Austria. Collections GBA, LMJ, NHMW.
Specific diagnosis— Leaves simple, petiolate, elliptic to
ovate, base obtuse, acute or cordate, apex obtuse to acute,
mucronate, primary venation acrodromous (3-veined), secondary veins connecting central and lateral primary veins, leaf
margin hyaline, deeply spinose or nearly entire margined,
dentate axes approximately perpendicular to the tangent of the
margin.
Description— Leaves simple, elliptic to ovate to rounded,
symmetric; petiolate, petiole flattened and twisted when inserted
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into the lamina, 3 to 12 mm long; lamina 15 to 75 mm long, 9
to 40 mm wide, base obtuse, acute or cordate, apex obtuse to
acute, mucronate; primary venation acrodromous (3-veined),
secondary veins connecting the central and lateral primary
veins, departing from the central vein at angles of 15° to 45°;
secondary veins departing from the lateral primary veins at angles of 15° to 45° and forming irregularly angular loops toward
the margin, from which veinlets branch off into the teeth; leaf
margin conspicuously hyaline, dentate, deeply spiny, dentate
axes approximately perpendicular to the tangent of the margin
or slightly inclined to the tangent, number of teeth variable
ranging from 0 to 30+ (0 to 18+ in specimens from Parschlug;
to 30+ in specimens from Güvem; Figs. 4–7; Appendix S2, see
Supplemental Data with the online version of this article).
Remarks— The material from Anatolia (Güvem) is considered to represent the same species as slightly younger material
from the historical collections of Greece (Kymi [Kumi]) and
Austria (Parschlug) described by Unger in various papers between 1847 and 1867 (Unger, 1847, 1850a, b, 1864, 1867). Unger used various names to describe such leaves (Quercus
aspera, Ilex sphenophylla, Ilex cyclophylla, Ilex stenophylla,
Ilex aspera nomen nudum, Ilex neogena, and partly Smilax
schmidtii nomen nudum; Appendix S1, see Supplemental Data
with the online version of this article). The earliest names used
by Unger were Quercus aspera and Ilex sphenophylla. Quercus
aspera from the middle Miocene of Austria and the specimens
from the early Miocene of Turkey described here are highly
similar warranting inclusion in a single species. However, the
epithet “aspera” is occupied by the extant species Smilax
aspera L. Thus the new combination “Smilax aspera” would be
an illegitimate junior homonym to the extant species. Ilex sphenophylla described at the same time (Unger, 1847) is based on
much less material, the small size and preservation of which
make an unambiguous determination impossible (Appendix S3,
see Supplemental Data with the online version of this article).
On the original lithographic plate (plate 50, fig. 9 in Unger,
1847), three specimens of I. sphenophylla are shown on a single
slab. The actual specimens housed at LMJ are on individual
slabs and only in one case (LMJ76515) do they provide a close
match to the illustration (Appendix S3, A-C). The second specimen referred to fig. 9 by its original label (Appendix S3, D)
resembles the two specimens shown on the left half of the illustration but does not exactly match either the one or the other.
The third specimen could not be located in the collections of
LMJ, NHMW or GBA. Noteworthy, the original specimens of
Ilex sphenophylla to Unger’s publication from 1864 were also
labeled as ”83. Ilex sphenophylla Ung. Chlor. Protog. p. 148. t.
50. f. 9”. Ilex sphenophylla was also described and figured
by Unger in later publications. The specimen figured from
Gleichenberg (Unger, 1850b) probably is not Smilax, while the
leaves figured in Unger (1864) most likely belong to Smilax
miohavanensis.
DISCUSSION
Generic affinity of the fossil species— The foliage described
here has previously been attributed to various genera. Of these,
Quercus and Ilex never have acrodromous primary veins. Mahonia Orientales group typically has leaflets with a primary venation that approaches an acrodromous pattern. However, the
venation in Mahonia is better described as festooned brochidodromous with secondary veins forming loops followed by additional lateral loops (Güner and Denk, 2012). In contrast, the
primary and lateral primary veins in Smilax are connected by
secondary veins that depart from the primary veins at relatively
low angles (20 to 55°). The highly variable degree of spiny dentition, from many teeth to no teeth at all on the same branch,
in Smilax Havanensis group (Appendices S4, S5, see Supplemental Data with the online version of this article) is also seen
in the fossil specimens but never in Mahonia. Furthermore,
leaflets of Mahonia, except for the terminal ones, lack a distinct petiole and usually have an asymmetric base. A similar
leaf dimorphism (entire to conspicuously dentate) as in Smilax Havanensis group is seen in modern species of Ilex but
these cannot be confused with Smilax on account of their different leaf venation.
The character combination encountered in the fossil leaves
described here matches exactly the one in modern members of
the Smilax Havanensis group: 3-5 (−7) acrodromous primary
veins, central and lateral primary veins originating in one point,
deeply spiny leaf margin, dental axes typically perpendicular to
the tangent of the leaf margin, co-occurrence of leaves with
densely spiny and entire margin. The lateral primary veins in
the fossil species commonly are not clearly visible in the upper
portion of the lamina (appearing as imperfect-developed acrodromous). Only few specimens (e.g., Fig. 7B; Appendix S6, see
Supplemental Data with the online version of this article) show
that the lateral veins actually go all the way up to the apical part
of the leaf lamina. This may be in part due to the preservation
of the leaves. However, modern members of Smilax including
species of Smilax Havanensis group can also have relatively
thin lateral major veins that are prominent only on the upper or
lower leaf surface (Smilax aquifolium Ferrufino et Greuter, S.
cristalensis Ferrufino et Greuter, S. cuprea Ferrufino et Greuter,
S. ilicifolia Desv. ex Ham.; Ferrufino-Acosta, 2010) and species with chartaceous leaves commonly have lateral primary
veins that do not reach all the way to the leaf apex but instead
form a loop toward the primary vein (Appendix S7, see Supplemental Data with the online version of this article).
Within the Havanensis group according to Ferrufino-Acosta
(2010), Smilax miohavanensis resembles most closely Smilax
aquifolium, S. coriacea Spreng., S. cristalensis, S. havanensis,
S. ilicifolia, and S. populnea Kunth, all of which share ovate to
elliptic leaves and the deeply spinose leaf margin. In addition,
Smilax campestris Griseb. and S. spinosa Mill. of the Spinosa
group may have leaves similar to Smilax miohavanensis, but
the leaf margin commonly is less deeply spinose. In addition,
these two species have highly polymorphic leaves including
ovate and elliptic dentate leaves (approaching the Havanensis
morphotypes), larger, long ovate ones with entire margin (Smilax Weberi group morphotype), and narrowly elliptic to lanceolate leaves with entire margin (Petiolata group morphotype).
This may suggest that different morphotypes encountered in a
fossil assemblage originated from the same species. For example, it cannot be ruled out that the foliage of Smilax miohavanensis from the early Miocene of Kimi (Fig. 7) and S. weberi
from the same locality (Appendix S8, right, see Supplemental
Data with the online version of this article), may actually have
been produced by the same species. However, the lanceolate
leaves commonly co-occurring with ovate-elliptic ones in modern species of the Spinosa group have never been found together with foliage of Smilax miohavanensis.
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Fig. 4. Smilax miohavanensis nom. nov. from the early Miocene of Anatolia. (A) Leaf with distinct petiole and acrodromous venation. UCMP, Kasapligil 6914. (B, C)
Details of A showing hyaline spiny margin and leaf base. (D) Small leaf. UCMP, Kasapligil 5524. (E) Detail of (D). (F) Imprint of an elliptic leaf. UCMP, Kasapligil
6072. (G, H) UCMP, Kasapligil n.n. (I) Basal half of a small leaf. UCMP, Kasapligil 6927b. Scale bar = 3 cm in A, F, G; 2 cm in B, C, D, and 1 cm in E, H, I.
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Fig. 5. Smilax miohavanensis nom. nov. from the early Miocene of Anatolia. (A) Large leaf with distinct petiole. UCMP, Kasapligil 5861. (B) Detail of (A)
showing hyaline spiny margin. (C) UCMP, Kasapligil 5522b. (D) Detail of (C) showing secondary veins departing from lateral primary vein. (E) Leaf fragment.
UCMP, Kasapligil 5720. (F, G) Details of (E) showing hyaline, spiny leaf margin and secondaries connecting the central and lateral primary veins. Scale bar = 3 cm
in A, B, C, E, and 2 cm in D, F, G.
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Fig. 6. Smilax miohavanensis nom. nov. from the middle Miocene of Austria. (A) Coarsely dentate leaf. GBA 2002_01_0090. (B) LMJ 76532, as Quercus
aspera, Unger 1847, pl. 30, fig. 1. (C) Broadly ovate leaf. NHMW (Ettingshausen 7137), B. 1878 VI 9140. (D) Entire-margined leaf. NHMW (Ettingshausen 7473),
B. 1878 VI 9476. Scale bar = 1 cm in A-D.
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Fig. 7. Smilax miohavanensis nom. nov. Broadly ovate leaf types. (A) Middle Miocene of the Yatağan Basin, western Turkey. ISTO-F 01009. (B) Early Miocene
of Kymi, Euboea, Greece. NHMW (Ettingshausen), 1876 XVI 80. Scale bar = 1 cm in A, B.
Smilax in the Cenozoic of Eurasia and North America— A
large number of species of Smilax have been described from
Cenozoic sediments of Eurasia and North America comprising
a range from ovate to distinctly hastate foliage. The latter has
commonly been compared to the modern Eurasian-African-Indian Smilax aspera and the eastern North American Smilax
bona-nox L.
Oldest reliable fossils of Smilax are from the Paleocene and
Eocene of Europe and North America. Paleocene records are
difficult to assign to a particular genus with certainty. For example, Heer (1859, p. 106, plate 133, fig. 24) figured the basal
part of a small leaf from the middle Paleocene of Ménat (Selandian, ca. 61 Ma) which he referred to Smilax sagittifera
Heer. This leaf fragment may belong to Smilax but is insufficient for a conclusive generic assignment. A leaf fragment from
the Paleocene of western Greenland (Heer, 1874) assigned to
Smilax lingulata Heer lacks the basal and apical lamina and
cannot be assigned to any modern genus. Another leaf from the
Paleocene of Atanikerluk assigned by Heer (1871) to Smilax
grandifolia Unger is closely similar to modern Smilax by its
leaf shape and venation. Lesquereux (1888) and Cockerell
(1914) described Smilax carbonensis (Lesq.) Cockerell from
the Paleocene/Eocene of Wyoming. The lamina lacks the apical
part but might well belong to Smilax.
Foliage with preserved epidermal features from the early Eocene of Australia (Conran et al., 2009) unequivocally belongs
to Ripogonium and ovate and deeply cordate leaves with pre-
served epidermal features from early middle Eocene (ca. 47
Ma) sediments of Messel, Germany, belong to Smilax (Wilde,
1989). From the middle Eocene of Hungary, Erdei and Rákosi
(2009) described ovate foliage with obtuse leaf base and from
the middle Eocene Clairborne Formation, Tennessee, Sun and
Dilcher (1988) and Dilcher and Lott (2005) described ovate and
cordate-hastate Smilax foliage, the latter of which they compared to the modern Smilax bona-nox Noteworthy, the two
types of foliage encountered in the Clairborne Formation are
morphologically very similar to the foliage from Messel. From
East Asia, Ding et al. (2011) list a single Paleocene leaf record
that probably needs to be reconfirmed (leaf dimensions are 1.6
× 1.1 cm) and one Eocene record. Overall, this suggests that
Smilax was established at the latest by the early Eocene (late
Ypresian, ca. 47 Ma) and possibly already by the middle Paleocene (Selandian, ca. 61 Ma; Ménat) or early/middle Paleocene (Danian/Selandian, ca. 62 Ma; Greenland), and would be
in good agreement with the inferred Cretaceous stem age for
the Smilacaceae (Vinnersten and Bremer, 2001; Janssen and
Bremer, 2004).
From Oligocene and Miocene sediments many species of
Smilax were described from North America and Europe (Table. 1).
All these records can be attributed to four morphotypes (“Formenkreis” according to Weyland, 1937). The “Sagittifera morphotype” comprises foliage with ovate to lanceolate leaves with
a conspicuous cordate-hastate base and corresponds to the leaf
type found in species belonging to clades A and B of modern
GALLEY PROOF — AJBD1400495
10 • V O L . 1 0 2 , N O. 3 M A R C H 2 0 1 5 • A M E R I C A N J O U R N A L O F B O TA N Y
TABLE 1.
Origin
EU
NALB
NALB
[AQ18] AM
The Cenozoic record of Smilax.
Age
Paleocene
Paleocene
Paleocene
Paleocene/Eocene
Reference
EU
EU
Early middle Eocene
Early middle Eocene
Heer, 1859
Heer, 1871
Heer, 1874
Lesquereux, 1878;
Cockerell, 1914
Wilde, 1989
Wilde, 1989
EU
Early middle Eocene
Wilde, 1989
N Eur
Middle Eocene
Heer, 1869
N Eur
N Eur
N Eur
EU
EU
AM
AM
Middle Eocene
Middle Eocene
Middle Eocene
Middle Eocene
Middle Eocene
Middle Eocene
Middle Eocene
Heer, 1869
Heer, 1869
Heer, 1869
Erdei and Rákosi, 2009
Erdei and Rákosi, 2009
Dilcher and Lott, 2005
Dilcher and Lott, 2005
[AQ19] EU
EU
AM
Late Eocene
Late Eocene
Late Eocene
Knobloch et al., 1996
Knobloch et al., 1996
Cockerell, 1914
[AQ20] AM
Late Eocene
Knowlton, 1899
AM
Late Eocene
EA
AM
Eocene
Eocene/Oligocene
Chaney and Sanborn,
1933
Ding et al., 2011
Meyer, 2003
EU
Oligocene
EU
Early Oligocene
Kvaček and
Walther, 1995
Saporta, 1863
EU
Early Oligocene
Saporta, 1863
EU
EU
Early Oligocene
Early Oligocene
AM
EU
Early Oligocene
Middle Oligocene
Saporta, 1863
Walther and
Kvaček, 2007
Becker, 1969
Mai and Walther, 1978
EU
Middle Oligocene
Saporta, 1888
EU
Middle Oligocene
Saporta, 1888
EU
EU
EU
Late Oligocene
Late Oligocene
Late Oligocene
Wessel and Weber, 1856
Wessel and Weber, 1856
Wessel and Weber, 1856
EU
Late Oligocene
Saporta, 1862; 1873
EU
Late Oligocene
Saporta, 1865a
EU
Late Oligocene
Saporta, 1865a
EU
Late Oligocene
Kovar-Eder, 1982
EU
Early Miocene
Brongniart, 1828
EU
Early Miocene
Heer, 1855
EU
Early Miocene
Saporta, 1865b
EU
Early Miocene
Saporta, 1865b
Leaf shape and base
Morphotype (MT) according
to Weyland (1937) amended
by present study
Ovate, deeply cordate
Ovate, cordate
Lanceolate (fragment)
Broadly ovate, cordate
“Sagittifera MT”
No MT assigned
“Petiolata MT”
No MT assigned
Ovate, obtuse-decurrent
Narrowly ovate-elliptic to
broadly ovate, shallowly
cordate-hastate
Elliptic to lanceolate,
obtuse to acute
Broadly ovate,
obtuse-hastate
Ovate, obtuse
Ovate, otuse-decurrent
Narrowly ovate-elliptic
Ovate, obtuse
Ovate, obtuse
Ovate, obtuse-decurrent
Ovate, deeply
cordate-hastate
Ovate-elliptic, acute
Elliptic, acute
Ovate, truncate-decurrent
“Weberi MT”
“Petiolata MT” to widespread
unspecific type
Broadly ovate-elliptic,
shallowly cordate
Ovate, acute
No MT assigned
Ovate, round
Broadly ovate, truncate
No MT assigned
No MT assigned
Ovate, oblong,
slightly hastate
Narrowly ovate,
shallowly cordate
Narrowly ovate,
shallowly sagittate
Lanceolate, auriculate
Ovate, oblong,
slightly hastate
Ovate, shallowly cordate
Narrowly ovate-elliptic
Ovate, deeply
cordate-hastate
Narrowly ovate,
shallowly cordate
Ovate-elliptic to oblong
Ovate-elliptic
Ovate, deeply
cordate-hastate
Roundish, deeply
cordate and notched
Broadly ovate,
hastate-truncate
Lanceolate, auriculate
Long ovate,
deeply cordate
Narrowly ovate,
deeply cordate
Broadly ovate,
shallowly cordate
Narrowly ovate,
deeply cordate
?
Taxon name
Smilax sagittifera Heer
Smilax grandifolia Heera
Smilax lingulata Heer
Smilax carbonensis
Cockerell
cf. Smilax sp. 1
cf. Smilax sp. 2
No MT assigned
? Smilax sp. 3
“Weberi MT”
Smilax paliformis Heer
“Weberi MT”
No MT assigned
“Petiolata MT”
“Weberi MT”
“Weberi MT”
No MT assigned
“Sagittifera MT”
Smilax reticulata Heera
Smilax convallium Heer
Smilax lingulata Heer
Smilax sp. 1
? Smilax sp.
Smilax sp. 1
Smilax sp. 2
No MT assigned
No MT assigned
No MT assigned
“Weberi MT”
Smilax sp. 1
Smilax sp. 2
Smilax labidurommae
Cockerell
Smilax lamarensis
Knowlton
Smilax goshensis
Chaney and Sanborn
Smilax sp.
Smilax labidurommae
Cockerell
Smilax sp.
“Petiolata MT”
Smilax linearis Saporta
“Sagittifera MT”
Smilax sagittiformis
Saporta
Smilax elongata Saporta
Smilax weberi Wessel
No MT assigned
No MT assigned
“Weberi MT”
No MT assigned
“Petiolata MT”
“Sagittifera MT”
Smilax trinervis Morita
Smilax petiolata
Weyland
Smilax coquandi Saporta
“Sagittifera MT”
Smilax philiberti Saporta
“Weberi MT”
“Weberi MT”
“Sagittifera MT”
Smilax weberi Wessel
Smilax ovata Wessela
Smilax remifolia Wessel
No MT assigned
Smilax rotundilobus
Saporta
Smilax garguieri Saporta
“Weberi MT”
No MT assigned
“Sagittifera MT”
“Sagittifera MT”
Smilax abscondita
Saporta
Smilax sp.
“Weberi MT”
Smilacites hastata
Brongniarta
Smilax grandifolia Heera
“Sagittifera MT”
Smilax hastata Saportaa
No MT assigned
Smilax appendiculata
Saporta
GALLEY PROOF — AJBD1400495
D E N K E T A L . — E U R A S I A N M I O C E N E S M I L A X • V O L . 1 0 2 , N O. 3 M A R C H 2 0 1 5 • 11
TABLE 1.
Origin
Continued.
Age
Reference
EU
Early Miocene
Saporta, 1865b
EU
Early Miocene
EU
Early Miocene
Knobloch and
Kvaček, 1976
Hably, 1983
EU
Early Miocene
Hably, 1983
EU
Early Miocene
Hably, 1983
EU
Early Miocene
Bůžek et al., 1996
EU
Early Miocene
EU
Early Miocene
Knobloch and
Kvaček, 1996
This study
AM
Early Miocene
Chaney, 1920
EA
EA
EU
Early/middle Miocene
Early/middle Miocene
Middle Miocene
Huzioka,1963
Huzioka,1963
This study
EU
Middle Miocene
Unger, 1847
EU
Middle Miocene
Unger, 1847
EU
EU
EU
Middle Miocene
Middle Miocene
Middle Miocene
Heer, 1855
Heer, 1855
Heer, 1855
EU
Middle Miocene
Heer, 1855
EU
Middle Miocene
Heer, 1859
EU
Middle Miocene
Heer, 1859
EU
Middle Miocene
Unger, 1869
EU
Middle Miocene
Hantke, 1954
[AQ22] EU
Middle Miocene
EU
[AQ21]
Leaf shape and base
Broadly ovate,
shallowly cordate
Broadly ovate,
shallowly cordate
Ovate, acute-decurrent
to truncate
Ovate-oblong,
cordate-hastate
ovate-elliptic, obtuse
Broadly ovate,
deeply cordate
Broadly ovate,
deeply cordate-hastate
Ovate-elliptic,
acute, obtuse to cordate
Ovate, shallowly
cordate-hastate
Ovate, cordate
Ovate, acute-obtuse
Ovate-elliptic,
acute, obtuse to cordate
Broadly ovate,
deeply cordate
Narrowly ovate,
deeply cordate
Ovate, deeply cordate
Broadly ovate, hastate
Broadly ovate,
shallowly cordate
Narrowly ovate, shallowly
cordate
Ovate, deeply
cordate-hastate
Ovate, deeply
cordate-saggitate
ovate-elliptic, obtuse
Morphotype (MT) according
to Weyland (1937) amended
by present study
Taxon name
No MT assigned
Smilax asperula Saporta
“Weberi MT”
Smilax weberi Wessel
“Weberi MT”
Smilax weberi Wessel
No MT assigned
Smilax aspera L. fossilis
No MT assigned
“Sagittifera MT”
Smilax borsodensis
Andreánszky
Smilax sagittifera Heer
“Sagittifera MT”
Smilax sagittifera Heer
“Havanensis MT”
Smilax miohavanensis
nom. nov.
Smilax magna Chaney
“Sagittifera MT”
No MT assigned
No MT assigned
“Havanensis MT”
“Sagittifera MT”
“Weberi MT”
No MT assigned
Smilax minor Morita
Smilax trinervis Morita
Smilax miohavanensis
nom. nov.
Smilacites grandifolia
Ungera
Smilacites sagittata
Ungera
Smilax sagittifera Heer
Smilax obtusiloba Heer
Smilax parvifolia Heerb
“Sagittifera MT”
Smilax angustiloba Heer
“Sagittifera MT”
Smilax obtusangula
Heer
Smilax auriculata Heer
“Sagittifera MT”
“Sagittifera MT”
No MT assigned
No MT assigned
No MT assigned
Smilax hyperborea
Unger
Smilax sagittifera Heer
emend. Hantke
Smilax borsodensis
Andreánszky
Smilax hyperborea
Unger
Smilacites grandifolia
Ungera
Smilax praeaspera
Andreánszky
Smilax cf. oldhamii Miq.
No MT assigned
Smilax grandifolia Heera
No MT assigned
“Petiolata MT”
“Weberi MT”
“Sagittifera MT”
Taxon LXXII
Taxon LXXIII
Smilax weberi Wessel
Smilax wardii
Lesquereux
Smilax reticulata Heera
Smilax (cf. S. magna
Chaney)
Smilax sp.
Smilax trinervis Morita
Smilax petiolata
Weyland
Smilacites cocchiana
Massalongo
Smilacites spadaeana
Massalongo
“Sagittifera MT”
Andreanszky, 1959
Broadly ovate, deeply
cordate-hastate
ovate-elliptic, obtuse
Middle Miocene
Andreanszky, 1959
ovate-elliptic, obtuse
No MT assigned
EU
Middle Miocene
Andreanszky, 1959
“Sagittifera MT”
EU
Middle Miocene
Andreanszky, 1959
EU
Middle Miocene
Andreanszky, 1959
EU
Middle Miocene
Iljinskaja, 1964
EU
EU
N Eur
AM
Middle Miocene
Middle Miocene
Middle Miocene
Middle Miocene
Ferguson, 1971
Ferguson, 1971
Christensen, 1975
Lesquereux, 1888
AM
AM
Middle Miocene
Middle Miocene
Hollick, 1936
Smiley et al., 1975
Broadly ovate, deeply
cordate
Broadly ovate,
deeply cordate
Narrowly ovate,
obtuse-acute
Broadly ovate,
deeply cordate
Ovate, acute-obtuse
Narrowly ellipitc
Ovate, obtuse-decurrent
Narrowly ovate,
deeply cordate
Ovate, obtuse
Ovate, obtuse-decurrent
NALB
EA
EU
Middle Miocene
Middle Miocene
Late Miocene
Denk et al., 2005
Tanai and Suzuki, 1963
Weyland, 1957
Ovate, obtuse-decurrent
Ovate-roundish, obtuse
Narrowly ovate-elliptic
No MT assigned
No MT assigned
“Petiolata MT”
[AQ23] EU
Late Miocene
Massalongo, 1859
Elliptic
No MT assigned
EU
Late Miocene
Massalongo, 1859
Ovate-oblong,
slightly hastate
“Weberi MT”
No MT assigned
“Sagittifera MT”
“Weberi MT”
“Weberi MT”
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12 • V O L . 1 0 2 , N O. 3 M A R C H 2 0 1 5 • A M E R I C A N J O U R N A L O F B O TA N Y
TABLE 1.
Origin
Continued.
Age
Reference
EU
Late Miocene
Massalongo, 1859
EU
Late Miocene
EU
Leaf shape and base
Morphotype (MT) according
to Weyland (1937) amended
by present study
“Weberi MT”
Massalongo, 1859
Broadly ovate,
shallowly cordate
Ovate, cordate
Late Miocene
Massalongo, 1859
Ovate, deeply cordate
“Sagittifera MT”
EU
Late Miocene
Massalongo, 1859
Ovate, deeply cordate
“Sagittifera MT”
EU
Late Miocene
Massalongo, 1859
No MT assigned
EU
Late Miocene
Laurent, 1908
EU
Late Miocene
Berger, 1957
EU
EU
Late Miocene
Late Miocene
Berger, 1957
Kolakovski, 1964
EU
Late Miocene
Knobloch, 1969
Broadly ovate,
slightly hastate
Broadly ovate,
cordate-hastate
Ovate, hastate- to
saggitate-cordate
Elliptic, acute
Ovate to ovate-oblong,
truncate, cordate to
hastate
Ovate, cordate-hastate
AM
Late Miocene
Brown, 1937
AM
Late Miocene
EA
EA
Late Miocene
Late Miocene
Chaney and
Axelrod, 1959
Uemura, 1988
Ding et al., 2011
AM
Early Pliocene
Axelrod, 1980
EU
Early Pliocene
Pop, 1936
Ovate, shallowly
cordate-hastate
Ovate, shallowly
cordate-hastate
Ovate, elliptic
Ovate, acute-obtuse
Broadly ovate, deeply
cordate
Broadly ovate to
ovate-oblong, hastate
No MT assigned
No MT assigned
“Sagittifera MT”
No MT assigned
No MT assigned
No MT assigned
Taxon name
Smilacites orsiniana
Massalongo
Smilacites nestiana
Massalongo
Smilacites pulchella
Massalongo
Smilacites sagittifera
Massalongo
Smilacites proxima
Massalongo
Smilax mauritanica
Desf. fossilis
Smilax hastata
Brongniarta
Smilax cf. ovata Wessel
Smilax aspera L. fossilis
“Sagittifera MT”
Smilax hastata
Brongniarta
Smilax magna Chaney
“Sagittifera MT”
Smilax magna Chaney
No MT assigned
No MT assigned
Smilax trinervis Morita
Smilax tiantaiensis
Ding et al.
Smilax remingtonii
Axelrod
Smilax aspera L.
No MT assigned
No MT assigned
Notes: aInvalid homonym of: Smilax auriculata Walter 1788; S. grandifolia Buckley 1843; S. hastata Jacq. 1760; S. ovata Duhamel 1803; S. reticulata Desv.
1825; S. sagittata Desv. ex Ham. 1825. Taxonomic treatment based on World Checklist of Monocotyledons, website http://apps.kew.org/wcsp/home.do.
Plant name not in italics = probably not belonging to Smilax.
EU = Europe and Asia Minor, NALB = involving the North Atlantic land bridge, AM = North America, N Eur = North Europe, EA = East Asia.
Smilax (Fig. 1). The “Weberi morphotype” encompasses ovate
(to elliptic and oblong) foliage with a rounded or cordate to
slightly hastate base and corresponds to the most widespread
leaf type in modern Smilax found in all four main clades of the
genus. These two morphotypes were also recognized in previous work (e.g., Weyland, 1937; Christensen, 1975). A further
morphotype detected in the fossil record comprises distinctly
narrowly elliptic to lanceolate leaves, hereafter called “Petiolata morphotype” based on the foliage of Smilax petiolata Weyland (Fig. 1, Table 1). This morphotype, again, is also recognized
among modern species of Smilax and occurs in clades B, C, and
D both in New World and Old World species. The last morphotype is here called “Havanensis morphotype” referring to the
early and middle Miocene Smilax miohavanensis and corresponding to the Caribbean to South American species of the
Smilax Havanensis group according to Ferrufino-Acosta (2010;
Fig. 2). While the first three morphotypes are not diagnostic for
a particular modern clade of Smilax, the Havanensis morphotype is restricted to clade B (Qi et al., 2013; Fig. 1).
For the remaining (fossil) morphotypes, the high degree of
parallel evolution of leaf morphology observed in the modern
species of Smilax is also seen in the fossil record. Nevertheless,
it is striking that identical leaf types are recorded both from
North American and from European sedimentary formations.
For example, broadly ovate foliage with leaf bases ranging
from hastate to hastate-cordate was reported from the Eocene/
Oligocene Florissant beds of Colorado (Cockerell, 1914;
Meyer, 2003) and from the Oligocene flora of Suletice-Berand
of Bohemia (Kvaček and Walther, 1995). A leaf referred to as
Smilax labidurommae Cockerell from the Eocene/Oligocene
Florissant Formation (Meyer, 2003, fig. 117) is virtually identical to specimens described as Smilacites garguieri Saporta
from the lower Oligocene of France (Saporta, 1865a).
To our knowledge, the fossil record of Smilax from East Asia
is not as rich as that for Europe and North America. Miocene
leaf remains described by Morita (1931), Chaney and Axelrod [AQ2]
(1959), Tanai and Suzuki (1963), Huzioka (1963), and Ding
et al. (2011) all belong to the general leaf type found in all four
major clades of Smilax. Also from Central and South America
little is known about the fossil history of Smilax, which may to
some extent explain why the Smilax Havanensis group has no
fossil record in the New World. According to Graham (2010),
pollen referred to as Smilacites has been reported from late Eocene
to Pliocene sedimentary formations of Mexico and Argentina.
In Parschlug, Smilax miohavanensis (Havanensis group) cooccurs with S. sagittifera (Sagittifera group morphotype;
Kovar-Eder et al., 2004). In Kymi, Smilax miohavanensis cooccurs with S. weberi (as S. schmidtii Unger nom. nud. in Un-
GALLEY PROOF — AJBD1400495
D E N K E T A L . — E U R A S I A N M I O C E N E S M I L A X • V O L . 1 0 2 , N O. 3 M A R C H 2 0 1 5 • 13
ger, 1867; Appendix S8, see Supplemental Data with the online
version of this article).
Integrating plant fossils in time-calibrated phylogenetic
studies— In a recent study, Chen et al. (2014) used fossils to
constrain nodes of intrageneric groups/species of Smilax. Two
fossil species, Smilax trinervis Morita and S. tiantaiensis Ding
et al. were used to constrain the ages of a S. davidiana A.DC.,
-S. china L. clade and of S. glaucochina Warb. ex Diels. Chen
et al. (2014) indicated an age of 6 Ma for S. trinervis based on
material from the late Miocene Takamine flora (Honshu, Japan;
Uemura, 1988). This is problematic as Smilax trinervis (including S. minor Morita) was a common element in the late early
and middle Miocene of Japan (e.g., late early Miocene Utto
flora, Huzioka, 1963; see also Uemura, 1988). Hence, a node
age constrained with S. trinervis would more appropriately be
around 17-16 Ma. Furthermore, the leaf morphology of Smilax
trinervis cannot be used to place this fossil taxon close to the
living S. china. Instead, the fossil resembles several species of
the clade comprising the species S. glabra Roxb. to S. ferox
Wall. ex Kunth (fig. 3a in Chen et al., 2014; see also Morita,
[AQ3] 1933).
The second fossil, Smilax tiantaiensis, resembles the modern
S. china, S. davidiana, S. glaucochina, S. cyclophylla Warb.,
and S. stans Maxim. according to the original paper by Ding
et al. (2011), and therefore cannot be used to constrain the age
of a single species.
A third fossil species used to constrain an intrageneric node
in the study by Chen et al. (2014) was S. magna Chaney described from early and middle Miocene deposits of western
North America (Table 1; Chaney, 1920; Chaney and Axelrod,
1959; Smiley et al., 1975). Smilax magna was used to constrain
the age of the S. hispida lineage to 18.5 Ma. Smilax magna
shows a characteristic variability in leaf morphology (Weberi
morphotype, Sagittifera morphotype, and unspecific leaf morphology) that includes leaf types encountered in various species
of clade B of Qi et al. (2013; e.g., S. bona-nox, S. glauca Walter, S. hispida Raf., and S. rotundifolia L., cf. Chaney and Axelrod, 1959). Therefore, the fossil species could just as well have
been used to constrain the age of the clade comprising S. glauca
to S. rotundifolia, or the entire New World Smilax-clade of
Chen et al. (2014, fig. 3a). Alternatively, fossils displaying very
similar leaf variability to S. magna are also known from Eocene
and Oligocene sediments of North America and Central Europe
(Dilcher and Lott, 2005; Wessel and Weber, 1856). In other
words, the three fossil taxa selected by Chen et al. (2014) cannot
convincingly be assigned to a particular in-group node or their
stratigraphic age was misinformed. This calls for caution when
fossil are included in time-calibrated phylogenetic studies.
Biogeographic
patterns-multiple
intercontinental
disjunctions—The molecular phylogeny of Smilax can be used
as a phylogenetic framework for assessing the evolution of
basic leaf types in Smilax and the importance of fossils for biogeographic reconstructions. As discussed in the previous section most leaf types in Smilax are shared by all major clades
(Figs. 1, 2). Therefore, leaf fossils assigned to Smilax may be of
limited value for biogeographic reconstructions.
However, the contemporaneous presence of highly similar
leaf types in European and North American sediments in the
Eocene and possible already in the Paleocene (see above) suggests that the North Atlantic might have played an important
role for range expansion in the early Cenozoic. This is in agreement with the phylogenetic framework, in which the first diverging clades A and B of Qi et al. (2013) represent (western)
Eurasian and American taxa.
In this study, the focus is on the New World clade of Smilax
(clade B). This clade comprises three New World—Old World
disjunctions that must have been achieved independently in the
Neogene (Qi et al., 2013; Zhao et al., 2013). Zhao et al. (2013)
inferred a divergence age between the Hispida group and the
remainder of the New World clade of Smilax of ca. 25 Ma (Fig.
2). Hence, the divergence ages of the three New World—Old
World disjunctions in clades B4 and B5, and in the Smilax Havanensis group (B3) must be younger. From the early and middle Miocene of Central Europe, northern Europe and North
America closely similar leaf types have been referred to as Smilax weberi and S. cf. magna, respectively (Knobloch and
Kvaček, 1976; Christensen, 1975; Smiley et al., 1975). These
leaves clearly belong to the Weberi morphotype and possess the
same type of epidermal characteristics. Although it cannot be
determined whether these similarities evolved in parallel it is
noteworthy that the Miocene fossils are highly similar to the
modern species of clade B5 and B4 involving North Americanwestern Eurasian disjunctions (Fig. 2). The same is true for the
fossil taxon pair Smilax sp. from the middle Miocene of Iceland
(Denk et al., 2005, 2011) and leaf fossils from the Miocene of
Alaska assigned to S. lingulata Heer by Hollick (1936). The
paleobotanical records and modern trans-Atlantic sister group
relationships are strongly suggestive of migration across the
North Atlantic. The Greenland-Scotland Transverse Ridge consisting of a chain of islands might have acted as a corridor (the
so-called North Atlantic land bridge) for temperate plants with
different dispersal modes until the latest Miocene (Grímsson
and Denk, 2007; Denk et al., 2010, 2011). The modern species
of clades B4 and B5 displaying New World-Old World disjunctions thrive in humid warm temperate climates (Denk et al.,
2001; Flora of North America Editorial Committee, 2003) comparable to the middle Miocene conditions in the northern North
Atlantic (Denk et al., 2011). This may imply that the modern
distribution of some members of these clades in tropical regions
(e.g., Smilax velutina Killip et C.V.Morton) represents a more
recent adaptation.
The fossil Smilax described here provides evidence that also
clade B3 of Qi et al. (2013) that exclusively consists of New
World species today had a wider distribution during the Neogene. Given the modern range of species of clade B3 and the
divergence ages reconstructed by Zhao et al. (2013), a more
southern route than the North Atlantic land bridge could be assumed. Trans-Atlantic dispersal at tropical latitudes has been
invoked for numerous angiosperm lineages (Thorne, 1973;
Renner, 2004) and for animals (platyrrhine monkeys, rodents;
Houle, 1999; Poux et al., 2008; Rowe et al., 2010) based on fos- [AQ4]
sil data and molecular phylogenetic studies. Dispersal across
the tropical Atlantic could have happened in both directions
based on the available wind and sea currents (cf. Fratantoni,
2001; Renner, 2004). The most likely means for crossing of the
tropical Atlantic during the Early Cenozoic until the Miocene
appears to be so-called floating islands (Houle, 1998). Based on
the geographical and stratigraphic distribution of Smilax miohavanensis (Appendix S9, see Supplemental Data with the
online version of this article), two dispersal scenarios can be
inferred. First, migration across the Atlantic could have been
achieved via Africa south of 30°N and crossing of the Atlantic
by means of floating islands. Alternatively, as in the more tem-
GALLEY PROOF — AJBD1400495
14 • V O L . 1 0 2 , N O. 3 M A R C H 2 0 1 5 • A M E R I C A N J O U R N A L O F B O TA N Y
perate members of clade B4 and B5, crossing could have been
via the North Atlantic land bridge, although temperatures at
higher latitudes probably were too cool for subtropical-tropical
plants (see Denk et al., 2011, for an assessment of the paleotemperatures across the North Atlantic land bridge during the Neogene). If the present distribution of the Smilax Havanensis
group is the result of a niche shift similar to the one seen in
Smilax velutina (see above in previous paragraph) then its (temperate) ancestors may have been able to cross the North Atlantic via the North Atlantic land bridge.
Smilax is mainly dispersed by birds (Riddley, 1930). Important dispersers of seeds of Smilax are crows (Corvidae),
thrushes (Turdidae; e.g., Turdus, Sialis), woodpeckers (Picidae), and ducks (Anatidae). A dated phylogeny of Corvus
(crows) suggested that the genus originated in the Palearctic
in the early Miocene and that the Eurasian-North American
genus Pica (magpies) is their modern sister group. Within
crows, early phylogenetic splits involve Palearctic-Nearctic/
Caribbean disjunctions dated to middle Miocene (Jønsson et
[AQ5] al., 2012). These authors explained the modern distribution
pattern by trans-Atlantic dispersal. This scenario, if correct,
would be closely similar to the pattern seen in the MioceneRecent distribution of the Smilax Havanensis group. Various
Caribbean-Nearctic sister group relationships in Corvus may
also support the statement by Qi et al. (2013) that Caribbean
members of the Smilax Havanensis group might be derived
from mainland lineages.
Similarly, thrushes appear to have crossed the Atlantic several times during the late Neogene (Voelker et al., 2009) and
ducks underwent a global diversification also during the Miocene (Gonzalez et al., 2009). Although it is clear that these birds
disperse Smilax, it is not clear how the fruits traveled across the
Atlantic. For example, fruit-eating birds are unlikely to retain
the seeds across the Atlantic (Renner, 2004). The most likely
explanations for the trans-Atlantic crossings of Smilax and
other plants during the Neogene are a combination of bird dispersal and transport on floating islands (southern North Atlantic) or of bird dispersal and island hopping (via the northern
North Atlantic).
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