10TH INTERNATIONAL SYMPOSIUM, LJUBLJANA, 9. DECEMBER 2023
PEER REVIEWED PROCEEDINGS, PART II
EDITED BY:
VERONIKA KRALJ-IGLIČ,
YELENA ISTILEULOVA AND
ANNA ROMOLO
FACULTY OF HEALTH SCIENCES, UNIVERSITY OF LJUBLJANA
Proceedings of 10 th Socratic Lectures 2024
Socratic Lectures
10th International Symposium, Ljubljana, December 9, 2023
Peer Reviewed Proceedings, Part II
Edited by Veronika Kralj-Iglič,Yelena Istileulova and Anna Romolo
Reviewers: Boštjan Kocjančič, Vladimira Erjavec, Yelena Istileulova
Published by: University of Ljubljana Press
For the publisher: Gregor Majdič, the Rector of University of Ljubljana
Issued by: University of Ljubljana, Faculty of Health Sciences
For the issuer: Martina Oder, the Dean of Faculty of Health Science, UL
Design: Anna Romolo
Gallery Marguerite de Saint Champs: Oil on canvass by Roberto Braida, Italy. With permission of Gallery
'Casa d'Arte San Lorenzo' – San Miniato, Pisa, Italy.
Image on the front page: Drago Videmšek
First digital edition.
Publication is available online in PDF format at:
https://www.zf.uni-lj.si/images/stories/datoteke/Zalozba/Sokratska_10_II.pdf
http://ebooks.uni-lj.si
DOI: 10.55295/PSL.2024.II
Publication is free of charge.
Ljubljana, 2024
This work is available under a Creative Commons Attribution 4.0 International
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Kataložni zapis o publikaciji (CIP) pripravili v
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COBISS.SI-ID 191823619
ISBN 978-961-297-316-2 (PDF)
I
Proceedings of 10 th Socratic Lectures 2024
The members of the Organizing Committee of 10th Socratic Lectures: Mariam Chkhikvishvili, Drago Dolinar,
Alima Dostiyarova, Mitja Drab, Vladimira Erjavec, Tjaša Griessler Bulc, Tomaž Gyergyek, Aleš Iglič, Yelena
Istileulova, Monika Jenko, Gvantsa Jichoshvili, Boštjan Kocjančič, Samo Kralj, Veronika Kralj-Iglič, Larisa Melia,
Alenka Nemec Svete, Makhanov Nursultan, Vesna Osojnik, Gabriella Pocsfalvi, Irena Pulko, Anna Romolo, Gitta
Schlosser, Špela Tadel Kocjančič, Polonca Trebše, Renata Vauhnik
Program of the Symposium Socratic Lectures, December 9, 2023, 10:30 – 14:00 (Ljubljana time)
10.30 Welcome to participants (Veronika Kralj-Iglič, University of Ljubljana) https://uni-ljsi.zoom.us/j/98919724250
10.35 -11.15 Plenary lecture: Bernd Giebel, Institute for Transfusion Medicine University Hospital Essen,
Germany: Clinical Potential of MSC-EVs and Translational Challenges
Scientific sections
Section 1: Human medicine, organized by Špela Tadel Kocjančič
First group:
11.30 - 11.50
Tsanava K: Ongoing Toxic epidermal necrolysis (TEN) complicated with acute kidney injury (AKI)
11.50 - 12.10
Malidze D: Effect of Colchicine on atrial fibrillation onset prevention in patients with
coronary artery diseases
12.10 - 12.25 Kolar M: Geometrical specificities of femora fractured secondary to total hip replacement
12.25 - 12.45 Tadel Kocjančič Š: COVID-19 and extracorporeal membrane oxygenation (ECMO)
12.45 - 13.00 Ipavec M: Experience with smart above knee prosthesis
13.00 - 13.15 Amon M; Kresal F: Therapeutic potential of hypoxia
13.15 - 13.30 Kovačič P: Decoding the facial expressions of cats: Insights through scientific
illustration
Section 2 : Human medicine orgnaized by Larisa Melia
Second group:
11.30 - 11.50 Bensal R: Enterohemorrhagic E-coli leading to haemolytic uremic syndrome- Case study and review
11.50 - 12.10 Khelaia A: Metabolic endotoxemia and male infertility
12.10 - 12.25 Sulukhia R, Melia L, Davidova N, Pkhaladze L: Pregnancy complications in
patients with endometriosis
12.25 - 12.45 Mantskava M: Blood rheology properties in patients with acute lymphoblastic
leukemia
12.45 - 13.00 Khatuna K: Sebaceous nevus in children: clinical-dermoscopic differences
13.00 - 13.15 Jabua M, Gognadze T: Jprner's syndrome caused by ultrasound guided
supraclavicular nerve block (Aversi Clinic)
13.15 - 13.30 Vojkovič R: Epidemiology of periprosthetic proximal femur fractures
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Proceedings of 10 th Socratic Lectures 2024
Section 3: Veterinary medicine
First group: organized by Mariam Chkhikvishvili
11.30 - 11.50 Mamukelashvili N, Kalandia E, Georgian Mountain Dog – Kartuli Nagazi
11.50 - 12.10 Mamatsashvili G, Kereselidze M, Beruashvili M, Mikadze K: Justification of the
ways of landscape-epizootological-ecological monitoring in order to determine the
risk of a possible or expected outbreak of anthrax disease and to minimize the risk
12.10 - 12.30 Nebieridze S, Kereselidze M, Beruashvili M, Zibzibadze M: Food safety problems
in Georgia
12.30 - 12.50 Arko M et al.: Extracellular particles from bovine and equine milk
12.50 - 13.10 Chkhikvishvili M, Milashvili N, Omarashvili N: Benefits of flank spay in cats –
compared to midline spay in cats - compared to midline spay
13.10 - 13.30 Plavšič Z, Bee-Wellness: Apitherapy and the pursuit of vitality
Section 4: Veterinary medicine
Second group: organized by Vladimira Erjavec
11.30 – 11.50 Šimundić M: Urinary tract infection in dog and cat
11.50 - 12.10 Dučić N: Feline tooth resorption - Experiences from the clinic of veterinary dentistry at University of
Sarajevo
12.10 - 12.30 Vejzović A: Exotic animals vascular system characteristics and its application in clinical practice
12.30 - 12.50 Beletić A: Glycosylation research in bovines-the significance and recent updates
12.50 - 13.10 Vasić Vilić J: Apitherapy - our experience
13.10 - 13.30 Erjavec V, Lukanc B: Retrospective review of 27 cases of congenital portosystemic shunt in dogs from
2015 to 2023
Section 5: Physiotherapy organized by Renata Vauhnik
11.30 - 11.45 Ošlak A, Effects of therapeutic approaches in treating varus malalignment of the knee joint
11.45 - 12.00 Vrbinc NK, The Impact of sleep deprivation on physical activity
12.00 - 12.15 Urbančič Š, Physiotherapy approach for treating lateral epicondilalgia
12.15 -12.30
12.30 - 12.45
Štuhec M, Physiotherapy approach for treating De Quervain tenosynovitis during and after pregnancy
Močilar M, Telerehabilitation to improve balance and mobility in patients post- stroke
12.45 - 13. 00 Battalian T, Respiratory management of Acute Respiratory Distress Syndrome (ARDS) in the ICU
from early diagnosis: narrative review
13.00 - 13.15
Hemery K, Adherence of musculoskeletal patients to home exercise programmes
13.15 - 13.30
Vauhnik R, Zuil Escobar JC, Martinez Cepa C, Functional approach to musculoskeletal injuries in
physiotherapy: A COIL project in Physiotherapy
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Proceedings of 10 th Socratic Lectures 2024
Section 6: Prosthetics organized by Monika Jenko, Drago Dolinar, Boštjan Kocjančič
11.30 - 12.00
Russo A, New trends in knee prosthesis alignment
12.00 - 12.15
Kocjančič E, Hip arthrosis and endoprosthesis
12.15 - 12.30
Merčun A, Trabecular tital hip arthroplasty - glimpse of past
12.30 - 12.45
Hojker M, Implant failure in metal-on-metal hip endoprosthesis
12.45 - 13.00
Kocjančič B, Oxidized zirconium in hip prosthesis
13.00 - 13.15
Dolinar D, Study of surface and biointerface phenomena of implant materials and biosystems
13.15 - 13.30
Jenko M, The mechanisms of premature fracture in modular-neck stems made of
CoCrMo/Ti6Al4V and Ti6Al4V/Ti6Al4V Alloy
Section 7: Green transition organized by Tjaša Griessler Bulc, Sylwester Rzoska
11.30 - 11.50
Rzoska S, When physics meets life: high pressure processing for food and pharmaceuticals
11.50 - 12.10
Zaskavska K, Salun M, Strategies for resilience in a dynamic world. From VUCA to BANI
12.10 - 12.30
Lavtižar V, Circular Economy: Designing a new, greener world
12.30 - 12.50
Cepec E, Griessler Bulc T, Istenič D, Uncovering algae biomass potentials: from wastewater to
biostimulants
12.50 - 13.10
Klemenčič L, Istenič D, Griessler Bulc T, Challenges of the efficient algae harvesting
13.10 - 13.30
Mežnar E, Štuhec A, Istenič D, Godič Torkar K, Occurrence of antimicrobial resistance in bacteria
of faecal origin at different stages of treatment in two municipal waste water treatment plants
Section 8: New world organized by Polonca Trebše
11.30 - 11.50
Uridia R, Kereselidze M, Barbakadze N, Karkashadze N, Tserodze N, Aflatoxin-inhibiting
Adsorptive Nanocomposites Based on Natural Raw Material - Lignin
11.50 - 12.10
Nenadović M, Kržišnik K, Trebše P, Bavcon Kralj M, Effect of time, pH, alcohol and sugar content
on nicotine release from pouches available on Slovene market
12.10 - 12.30
Kaporov A, Zore A, Maniecki T, Trebše P, Synthesis and application of Co-MOF compounds based
on 2-methylimidazole and 2,5-dihydroxyterephthalic acid
12.30 - 12.50
Roganović A, Istileulova Y, Lithium-ion battery project: ESTEAM perspectives
12.50 - 13.10
Turnšek A, Kresal F, Physiotherapy and treatment of neuropathic pain
13.10 - 13.30
Haque MdM, The effects of energy on protein misfolding and aggregation
Section 9: Therapeutic plasma organized by Veronika Kralj-Iglič and Gitta Schlosser
11.30 - 11.45
Steiner N, Effect of autologous therapeutic plasma on wound healing after operation in the ear
11.45 - 12.00
Schlosser G, Mass spectrometry of samples with extracellular particles
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Proceedings of 10 th Socratic Lectures 2024
12.00 - 12.15
Michelini S, Quantification of growth and inflammatory factors in platelet- and EV–rich plasma
(PVRP): an update
12.15 - 12.30
Starzonek S, Following erythrocyte sedimentation by optical methods
12.30 - 12.45
Penič S, Sensor for sedimentation of erythrocytes
12.45 - 13.00
Berry M, Validation of Interferometric Light Microscopy for assessment of extracellular vesicles in
plasma: Preparing the path for future clinical practices
13.00 - 13.15
Paliska N, Operating sirens - The highest notes in Mozart's vocal works
13.15 - 13.30
Ulokina O, Hommage to Sergej Rachmaninov
Section 10: Farm extracellular vesicles organized by Gabriella Pocsfalvi
11.30 - 10.50
Moubarak M, Tomato extracellular vesicles
11.50 - 11.10
Robledo G, Microfluidics for extracellular vesicles
12.10 - 12.30
Schabussova I, Bacterial extracellular vesicles
12.30 - 12.50
Cillo F, Extracellular vesicles – virus interplay
12.50 - 13.10
Vaino S, In vitro analysis of farm extracellular vesicles
13.10 - 13.30
Kwang-Pyo K, Mass spectrometry – based extracellular vesicles analyses
Section 11: Sustainable use of polymers organized by Irena Pulko
11.30 - 11.40
Pulko I, Bioplastics and sustainable development
11.40 - 11.50
Viltužnik B, Industry 4.0 and sustainable development
11.50 - 12.00
Oberleitner A, Controlled modification of biopolymers and their versatile applications
12.00 - 12.10
Bolka S, Nardin B, Pešl T, Rozman T, The effect of size and surface treatment of nucleating agents
on PA6 morphology studied by Flash DSC
12.10 - 12.20
Verbič A, Golja B, Likozar B, Novak U, Unveiling PFAS-free solutions for Hydrophobic and
Oleophobic textile coatings
12.20 - 12.30
Hriberšek M, Kulovec S, Design Optimization and Fatigue Evaluation of Wood Composite Gears
12.30 - 12.40
Bolka S, Nardin B, Pešl T, Rozman T, The Use of Different Fractions of Waste Thermosets for
Thermoplastic composites
12.40 - 12.45
Kusič D, Sustainable use of polymers using the AMT2P e-platform in the field of robotics, 3D printing
and injection molding
12.45 - 12.50
Kusič D, CIRCI – The application of circular economy principles in industry processes
12.50 - 12.55
Kusič D, Optimisation of Production by 3DP
12.55 - 13.00
Kusič D, Kusič D, Presentation of the AIS measuring system for polymer injection control
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Proceedings of 10 th Socratic Lectures 2024
13.00 - 13.10
Sever Škapin A, Mušič B, Weathering effect of the cellulose acetate microplastic from discarded
cigarette butts
13.10 - 13.20
Horvat B, Mušič B, Green Transition in Building and Civil Engineering Industry, Alkali-Activated
Materials and Alkali-Activated Foams
Section 12: Colloids and membranes organized by Aleš Iglič
11.30 - 11.50
Raj Kumar S, Coiling of cellular protrusions around fibers
11.50 - 12.10
Cordoyiannis G, Bar L, Losada-Pereza P, Experimental studies of biomimetic membranes by means
of quartz crystal microbalance
12.10 - 12.30
Mesarec L, Orientational ordering of curved membrane proteins attached to curved membrane
surfaces
12.30 - 12.50
Benčina M, Stainless steel in biomedical aplications
12.50 - 13.10
Rawat N, Nanostructured TiO2 for selective biological response
13.10 - 13.30
Birk L, Use of gaseous plasma for dental applications
Section 13: Physics of matter organized by Tomaž Gyergyek
11.30 - 12.10
Matej Daniel, Schrodinger equation
12.10 – 12.20
Žulj T, Dark matter
12.20 – 12.30
Panov P, Use of electromyography in neuroprosthesis control
12.30 - 12.40
Navarette Armisen R, Rankine cycle, steam turbines and optimization of its efficiency
12.40 - 12.50
Garcia Moya L, Maxwell's equations
12.50 - 13.00
Vitkovski F, Nanoelectronics
13.00 - 13.10
Chikh N, Effect of a lightning strike on an airplane
13.10 - 13.20
Pinilla Doblas E, The Doppler effect
13.20 - 13.30
Barriola Andraga N, Carnot cycle
Section 14:
Topology and particles organized by Samo Kralj
11.30 - 12.00
Dobovišek A, Principle of maximal entropy
12.00 - 12.30
Markovič R, Biological systems and networks
12.30 - 13.00
Krajnc T, Goričan G, Čokor E, Bucik D, Kralj S, Particle description of nature
13.00 - 13.10
Savujec M, Caloric effects in liquid crystals
13.10 - 13.20
Hoebl A, Quasi-particles in liquid crystals
13.20 - 13.30
Zid M, Topological charge conservation
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Proceedings of 10 th Socratic Lectures 2024
Section 15: Digital Transformation organized by Makhanov Nursultan
11.30 -11.45
Makhanov N, AI in Medicine: Federeted Learning and Medical Imaging
11.45 -12.00
Nurseitov A, Innovative Approaches to Language Learning through the Lens of Use Artificial
Intelligence
12.00 - 12.15
Protasenko O, Digital education in the development of the company’s human capital
12.15 - 12.30
Dybach I, Features of the formation of cross- cultural communication skills in it business
12.30-12.45
Vlasenko T, Nemashkalo K, Shapovalova I, Digital transformations: trends and perspectives
worldwide
12.45-13.00
Salun M, Zaslavska K, Strategies for resilience in a dynamic world: from VUCA to BANI
13.00 - 13.15
Haborets O, Kushkovyi A, OSINT Technologies: Applications and Challenges in the Digital Age
13.15 -13.30
Lunhol O, Torhalo P, Artificial Intelligence in Law Enforcement: current state and development
prospects
Section 16: Science meets Business, Innovation and Art organized by Yelena Istileulova
11.30 - 11.50
Kublashvili B, Maglakelidze T, Transformative trends: A paradigm shift to student-oriented
learning in higher education
11.50 - 12.10
Tokushev D, Corporate social responsibility as the key factor of sustainable development of business
12.10 - 12.30
Ovin R, Geder M, Development gaps at public universities in the region – the case of Slovenia
12.30 - 12.50
Cizelj B, Challenges of modernising university curricula in Europe
12.50 - 13.10
Dostiyarova A, Start-up simulation in change management; students experience
13.10 - 13.30
Istileulova Y, Innovations, arts and artificial intelligence: Innovative teaching and learning
through STEAM approach (SMS method)
Section 17. How to organized by Mitja Drab
11.30 - 12.00
Kregar A, How to encode the date of Younger Dryas comet impact on the stone pillars
of Gobekli Tepe
12.00 - 12.15
Drab M, How to shape cells using membrane inclusions
12.15 - 12.30
Turk J, How to model small length scale deformations of injection-molded parts
12.30 - 12.45
Jan M, How to think about the nature of Descartes' ideas
12.45 - 13.00
Sojecka AA, How to think about Universal patterns of global population change: from doomsday
day growth to the reversed criticality
13.00 - 13.15
Kostanjevec J, How to say the right thing? Remarks on expresivity and thinkability in recent
debates on category theory
13.15 - 13.30
Marin A, How to hide: Camouflage from ultraviolet to infrared
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Proceedings of 10 th Socratic Lectures 2024
13.35-13.55 Honorary lecture for all participants
Marjana Rupnik, European Commission, Language Department, Linguistic Professions in the European Union
Institutions and Artificial Inteligence
13.55-14.00 Cultural program
Agata Angelika Sojecka - harp, Borys Urbanowicz - viola
C. Saint-Saens - The Swan
G. Faure - Apres un reve
14.00 Closing of the symposium https://uni-lj-si.zoom.us/j/98919724250
VIII
Proceedings of 10 th Socratic Lectures 2024
Editorial
Proceedings of the 10th Socratic Lectures is divided into two parts as we obtained 47 contributions that were
after review accepted for publication; the Part I is composed of 30 papers and the Part II is composed of 17
papers and 10 posters that were presented at the Symposium. This volume presents Part II. The 10th Socratic
lectures consisted of three events: an Organ recital of Roberta Schmid from Naples, Italy at the Church of
Assumption, Tromostovje on Friday, 8.12. 2023, the Scientific symposium on Saturday, 9.12.2023, online and
a social - cultural event on Monday, 11.12.2023 the accompanying social event was held at the Academy of
Music, Palace Kazina. The event included classical and contemporary music performed by musicians and by
scientists. We have embedded Socratic lectures into the so-called Z-STEAM project (STEAM means Science,
Technology, Engineering, Arts and Mathematics). Welcome to the future activities within Z-STEAM project.
We welcome contributions that support life-friendly methods and collaboration in all fields of knowledge
and creation. Contact kraljiglic@gmail.com or annaromolo@gmail.com
Veronika Kralj-Iglič, Yelena Istileulova and Anna Romolo
IX
Proceedings of 10 th Socratic Lectures 2024
CONTENTS
PAPERS
1.
Zupanc Timon, Milovanović Branislav: Myalgic Encephalomyelitis/Chronic Fatigue Syndrome –
Etiology, Pathophysiology, Diagnosis and Treatment …………………………………………………………..……...1
2.
Battalian Théo: Respiratory management of Acute Respiratory Distress Syn-drome (ARDS) in the
Intensive Care Unit from Early Diag-nosis: Narrative Review ………………..………………………………………8
3.
Erjavec Vladimira, Lukanc Barbara: Retrospective Review of 27 Cases of Congenital Portosystemic
Shunt in Dogs from 2015 to 2023 ………………………………………………………………………………………...39
4.
Erjavec Vladimira, Celinšek Barbara, Jelovčan Petra, Krofič Žel Martina, Lisjak Anja, Milevoj Nina,
Nemec Svete Alenka, Pavlica Matic, Pogorevc Estera, Praper Ksenija, Ravnik Verbič Urška, Suhadolc
Scholten Sara, Šilc Ema, Turk Živa, Verk Barbara, Lukanc Barbara: Data of 27 Cases of Congenital
Portosystemic Shunt in Dogs from 2015 to 2023 …..………………………………………………………………….. 48
5.
Vejzović Anel, Tandir Faruk, Hadžiomerović Nedžad, Avdić Rizah, Dučić Nejra: Exotic Animals
Vascular Syste Characteristics and Its Application in Clinical Practice ……………………………………………..51
6.
Romolo Anna, Kralj-Iglič Veronika: Milestones in Research of Small Cellular Particles. Membrane
Modeling and Theoretical Description in Connection with In vitro and Ex vivo processes…………….………......59
7.
Nenadović Milena, Kržišnik Katja, Trebše Polonca, Bavcon Kralj Mojca: Effect of Time, pH, Alcohol
and Sugar Content on Nicotine Release from Pouches Available on Slovene Market ……………………………..70
8.
Rozman Iza, Štern Alja, Žegura Bojana: . New Approaches for Testing the (Geno)Toxic Activity of
Nanoparticles In Vitro…………………………………………………………………………………………..………... 77
9.
Nardin Blaž, Pešl Teja, Rozman Tamara, Bolka Silvester: The Effect of Size and Surface Treatment
of Nucleating Agents on Polyamide 6 Morphology Studied by Flash Differential Scanning
Calorimetry ……………………………………………………………………………………………………..………… 87
10.
Nardin Blaž, Pešl Teja, Rozman Tamara, Bolka Silvester: The Use of Different Fractions of Waste
Thermosets for Ther-moplastic Composites ……..……………………………………………………………………..99
11.
Žulj Tim : Dark Energy and Dark Matter………………………………………………………………………...…... 113
12.
Lunhol Olha, Torhalo Pavlo: Artificial Intelligence in Law Enforcement: Current State and
Development Prospects …………………………………………………………………………………….…………...120
13.
Tokushev Damir: Corporate Social Responsibility as a Key Factor for Develop-ment of Sustainable
Business ………………………………………………………………………………………………………………..….126
14.
Cizelj Boris: Challenges of Modernising European Universities …………--……………………………………... 131
15.
Istileulova Yelena: STEAM Approach: SMS (Stories Based on Music about Scientists) on Artificial
Inteligence Created by Jacob Bruce (1669–1735) …..……………………………………………………….…………138
16.
Lap Patricija, Lipovšek Anja, Jeran Marko: The Slovenian Model of Scientific Research Work of
Secondary School Students and their Participation in Competitions as Motivation for Career
Choice……………………………………………………………………………………………………….………….….148
17.
Kovačič Pšenica: Cat Facial Action Coding System (CatFACS) and Scientific Il-lustration……………………...159
X
Proceedings of 10 th Socratic Lectures 2024
POSTERS
18.
Árva Zsolt, Barbulova Ani, Fiume Immacolata, Maneea Moubarak Maneea, Pócsfalvi1 Gabriella:
A multiplex GC-MS/MS method for the quantitative analysis of active ingredients in Ginkgo biloba
derivatives………………………………………………………………………………………..………………………...P 1
19.
Iglesias Batalla Alvaro, Defior Pons Aina, Mur Maruša, Schofs Laureano, Kralj Iglič Veronika,
Ponikvar Svet Maja, Tramšek Melita, Tavčar Gašper, Jeran Marko : Production and morphological
properties of water based cellular particles containing biologically active molecules from European
spruce (Picea abies)needle homogenates by experimental and theoretical approaches ……… …………………...P 2
20.
Handanagić Amar, Karaeminogullar Oguz : Minimally invasive surgery : end oscopic spine surgery………...P 3
21.
Kovačič Pšenica: Decoding the facial expressions of cats: Insights through scientific illustration…………….....P 4
22.
Pečavar Nežmah Patrik, Erdani Kreft Mateja, Jeran Marko: Sodium disufonate salt as a water
soluble fluorescence active fluorescein analogue and its activity in labelling urothelial urinary
bladder cancer cells……………………………………………………………………………………………………….P 5
23.
Roganović Aleksandra, Istileulova Yelena: Lithium ion battery project: ESTEAM perspectives………………..P 6
24.
Romolo Anna, Iglič Aleš, Griessler-Bulc Tjaša, Kralj-Iglič Veronika: Hybridosomes from Dunaliella
tertioletca and Phaedactylum tricornutum sludge………………………………………………………………………..P 7
25.
Rozman Iza, Alja Štern Alja, Žegura Bojana: New Approaches for Testing the (Geno)Toxic Activity
of Nanoparticles In Vitro…………………………………………………………………………………………………P 8
26.
Ruparčič Matija, Dolinar Marko: New Approaches for Testing the (Geno)Toxic Activity of
Nanoparticles In Vitro……………………………………………………………………………………………………P 9
27.
Vrabec Katja, Goričar Blaž, Božič Darja, Mavri Ana, Raspor Andrej, Novak Valentina, Petrović
Koshmak Ivana, Leskovec Maja: Characterization of EVs Subpopulations From CIMmultus ®
EV Using PATfix ® System …………………………………………………………………………………………….P 10
XI
Proceedings of 10 th Socratic Lectures 2024
1 of 165
Myalgic Encephalomyelitis/Chronic Fatigue Syndrome –
Etiology, Pathophysiology, Diagnosis and Treatment
Zupanc Timon1,*, Milovanović Branislav 1
1.
University of Belgrade, Faculty of Medicine
*
Correspondence: Timon Zupanc; zupanc.timon@gmail.com
Citation: Zupanc T, Milovanović B.
Myalgic Encephalomyelitis/Chronic
Fatigue Syndrome – Etiology,
Pathophysiology, Diagnosis and
Treatment. Proceedings of Socratic
Lectures. 2024, 10, 1-6.
Abstract:
Myalgic encephalomyelitis/chronic fatigue syndrome (ME/CFS) is a complex condition
characterized by a broad spectrum of overlapping symptoms and manifesting in multiple
systems of the body. Patients experience symptoms such as profound fatigue, postexertional malaise (PEM), unrefreshing sleep, and cognitive impairments. It affects
millions worldwide, yet much is still unknown about its etiology and pathophysiology.
The condition's onset is frequently linked to infectious triggers, including viral infections,
suggesting a dysregulated immune response as a central component. Diagnosing ME/CFS
poses significant challenges due to many unspecific symptoms that overlap with various
other conditions. Current treatment strategies focus primarily on symptomatic relief and
lifestyle modifications to manage disease impact. The COVID-19 pandemic has further
spotlighted ME/CFS, drawing parallels between long COVID and ME/CFS
symptomatology and underscoring the urgent need for comprehensive research.
https://doi.org/10.55295/PSL.2024.II1
Publisher’s Note: UL ZF stays
neutral with regard to jurisdictional
claims in published maps and
institutional affiliations.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the terms and
conditions of the Creative Commons
Attribution
(CC
BY)
license
(https://creativecommons.org/license
s/by/4.0/).
Keywords: Myalgic Encephalomyelitis, Chronic Fatigue Syndrome, Infectious trigger,
Post-Exertional Malaise, COVID-19, Post-COVID syndrome
Proceedings of 10 th Socratic Lectures 2024
2 of 165
1.
Introduction
Myalgic encephalomyelitis/chronic fatigue syndrome (ME/CFS) is a complex and
disabling, multi-systemic chronic disease affecting millions of people around the world.
Despite its increasing prevalence and debilitating nature, it is still largely unknown to both
the public and many medical professionals. Understanding of its etiology and
pathophysiology is limited, diagnostic criteria inconsistent, and diagnostic and treatment
guidelines inadequate and outdated (Committee on the Diagnostic Criteria for Myalgic
Encephalomyelitis/Chronic Fatigue Syndrome, 2015). The disease was initially defined
only as a “persistent or relapsing, debilitating fatigue of new onset and unknown origin”
(Holmes et al., 1988). In recent years it has been established that it is a disease characterized
by a broad spectrum of overlapping symptoms manifesting in multiple systems of the
body. These symptoms are often widespread, and shared by many other conditions,
making ME/CFS difficult to diagnose. Marked variability in presentation, severity, course,
and duration of disease in patients as well as lack of a definitive diagnostic test or
biomarker, has resulted in controversy and lack of consensus around its diagnosis, with
over a dozen different clinical definitions being used. The inconsistency in diagnostic
criteria, along with lack of interest and funding, made it difficult to conduct conclusive
research and studies that would help us better understand this disease (Committee on the
Diagnostic Criteria for Myalgic Encephalomyelitis/Chronic Fatigue Syndrome, 2015;
Bested and Marshall, 2015).
2.
Etiology and pathophysiology
The onset of disease appears to be precipitated by both genetic and environmental factors
(Bested and Marshall, 2015). Very often there is a triggering event present at the start of
the illness, usually a prolonged infection. Infectious triggers connected to ME/CFS include:
Epstein-Barr virus (EBV), Cytomegalovirus, Varicella-Zoster virus, Borrelia burgdorferi
(Lyme disease), Coxiella burnetii (Q fever), parvovirus B19, Coxsackie B virus, Chlamydia
pneumoniae, mycoplasma, and SARS-CoV-2. Patients may also experience reactivation of
previously latent infections (eg. Herpes viruses) (Frémont et al., 2009). Several studies
found high titers of specific EBV antibodies in ME/CFS patients as well as the presence of
a specific IgG that was not detected in healthy individuals with previous EBV infection
(Loebel et al., 2017). The onset of ME/CFS could be explained as an EBV infection-triggered
immune system dysregulation. One of the most consistent findings in ME/CFS patients is
poor cytotoxic activity of natural killer (NK) cells (Bateman et al., 2021). NK cells are the
body’s first line of defense and play a crucial role in surveillance against tumor cells and
infections, preventing latent viruses from reactivating. A study of cytokine networks has
found significant alterations in the cytokine profiles of ME/CFS patients, which showed
differences in the relationships between the cytokines when compared to healthy controls
(Broderick et al., 2010). A common hypothesis states that an abnormal antiviral immune
response to the original state of microbial inflammation triggers a state of low-grade
systemic inflammation. There is decreased ability to fight active or latent infections due to
decreased NK cell function as well as chronic immune activation even in the absence of
microbial infection, characterized by consistently elevated levels of proinflammatory
cytokines and oxidative stress. This constant proinflammatory state of the body may bring
about changes in different systems of the body, explaining the wide range of symptoms of
ME/CFS. Another mechanism heavily contributing to the severe lack of energy seen in
patients is the impairment of aerobic respiration. Mitochondria are a major producer of
reactive oxygen species (ROS) in the cell which also makes them extremely susceptible to
damage by oxidative stress. Increased levels of proinflammatory cytokines and increased
oxidative stress damage mitochondrial DNA and membrane and interfere with the process
of oxidative phosphorylation, resulting in decreased ATP production by mitochondria
(Bested and Marshall, 2015).
3.
Symptoms and manifestations
ME/CFS manifests itself in multiple systems of the body. Patients usually exhibit a cluster
of signs and symptoms. Some develop all symptoms shortly after the onset, while others
develop additional symptoms over time (Committee on the Diagnostic Criteria for Myalgic
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Encephalomyelitis/Chronic Fatigue Syndrome, 2015). Fatigue is a broad and common
symptom that presents in many different diseases. However, the fatigue experienced by
ME/CFS patients is more profound, intense, debilitating and longer-lasting than in other
diseases. It is also not a consequence of ongoing exertion and is not alleviated by rest
(Bateman et al., 2021). Post-exertional malaise (PEM) refers to the worsening or
exacerbation of disease symptoms following physical or mental exertion that was normally
tolerated before disease onset. It is the hallmark symptom of ME/CFS, distinct from
symptoms of other chronic diseases (Committee on the Diagnostic Criteria for Myalgic
Encephalomyelitis/Chronic Fatigue Syndrome, 2015). PEM differs from normal exercise
intolerance in that it has a delayed onset, an abnormally prolonged recovery period. It
usually sets in 12-48 hours after activity and may last anywhere from a few days to many
weeks (Jason et al., 2021). Most patients with ME/CFS experience sleep dysfunct ion. The
most common sleep-related symptom that patients report is unrefreshing or nonrestorative sleep, often describing it as “feeling as tired upon waking as before going to
bed” (Bateman et al., 2021). Patients also suffer from symptoms of neurocognitive
dysfunction. When asked to summarize their problems, they usually characterize them as
so-called “brain fog” (Bested and Marshall, 2015). This includes symptoms such as
confusion, absent-mindedness, difficulty concentrating, disorientation, inability t o
multitask, and problems with short-term memory (FDA, 2013). In ME/CFS both the
sympathetic and parasympathetic parts of the autonomic nervous system (ANS) and the
equilibrium between them may be disturbed, manifesting in dysautonomia (Van
Cauwenbergh et al., 2014). The most prevalent manifestation of dysautonomia, present in
up to 97% of patients is orthostatic intolerance (OI) (Committee on the Diagnostic Criteria
for Myalgic Encephalomyelitis/Chronic Fatigue Syndrome, 2015). OI is a group of clinical
syndromes in which symptoms worsen upon assuming and maintaining a standing
position and are alleviated by lying down. This includes symptoms such as fatigue,
lightheadedness, dizziness, syncope, nausea, headaches, heart palpitations, and visual
disturbances. Specific subtypes of OI found in ME/CFS are: postural orthostatic
tachycardia syndrome (POTS), neurally mediated hypotension (NMH) and delayed
postural hypotension. Other common symptoms include: chronic pain (fibromyalgia),
gastrointestinal symptoms, food and chemical hypersensitivities, and psychiatric
symptoms (Bested and Marshall, 2015).
4.
Prognosis
Prognosis in ME/CFS is generally considered to be fairly poor. Full recovery is rare with
only 5% of patients returning to pre-morbid levels of functioning (Cairns and Hotopf, 2005).
About 40% report substantial improvement in their condition, allowing them to resume
daily activities, but still functioning at a lower level than pre-disease (Cairns and Hotopf,
2005). Degree of functional impairment ranges from mild to severe. Around 25% of
patients are mildly impaired, capable of participating in daily activities at a reduced level.
About 50% suffer from a moderate form of disease, are severely limited in their daily
activities, and usually incapable of work. Severe form of disease is present in 25% of
patients, who spend their days mostly bedbound, requiring assistance to perform basic
activities (Committee on the Diagnostic Criteria for Myalgic Encephalomyelitis/Chronic
Fatigue Syndrome, 2015).
5. Diagnosis
The foundation for suspected ME/CFS is a presentation of new-onset fatigue accompanied
by a substantial reduction in functional activity that persists for 6 months, along with
additional symptoms. A diagnosis of ME/CFS is made if diagnostic criteria are met
following an appropriate history, physical examination, and diagnostic testing. Table 1
contains the data on, and comparisons between four of the most used ME/CFS diagnostic
criteria in the 21st century (Committee on the Diagnostic Criteria for Myalgic
Encephalomyelitis/Chronic Fatigue Syndrome, 2015; Fukuda et al., 1994; Carruthers et al.,
2003; National Institute for Health and Care Excellence, 2021).
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Table 1. Comparison between different diagnostic criteria for ME/CFS.
Criteria
1994
Fukunda
Required
50% decrease
6 months
Required
New onset
Functional impairment
Minimal duration
Fatigue
Motor-sensory disturbances
Cognitive problems (CP)
Pain
Sleep disturbances
PEM
Flu-like symptoms
Infection susceptibility
Food sensitivities
Gastrointestinal problems
Genitourinary problems
Orthostatic intolerance (OI)
Respiratory problems
Cardiovascular problems
Temperature intolerance
Thermostatic instability
4 symptoms
required from
any
of these
5 categories
2003
CCC
Required
Substantial
6 months
Required
2 symptoms
from either
Required
Required
Required
1 symptom
from these 3
categories
1 symptom
from these 3
categories
1 symptom
from
these
4 categories
2015
IOM
Required
Substantial
6 months
Required
2021
NICE
Required
Significant
3 months
Required
CP or OI
Required
Required
Required
Required
Required
CP or OI
Table 2. Differential diagnoses of ME/CFS.
Neurological disorders: multiple
sclerosis, vitamin B12 deficiency,
spinal
stenosis,
craniocervical
instability
Gastrointestinal disorders: celiac disease,
food allergy/intolerances, inflammatory
bowel disease, small intestinal bacterial
overgrowth
Infectious diseases: HIV, tick borne
diseases, hepatitis B/C, giardia, West Nile
virus, Q-fever, Epstein-Barr virus,
parvovirus 19
Endocrine
disorders:
primary
Rheumatological disorders:
systemic
adrenal
insufficiency,
hyperlupus erythematosus, rheumatoid arthritis,
cortisolism,
hyperor
hypopolymyositis, polymyalgia rheumatica
thyroidism
Sleep disorders:
sleep apnea,
Psychiatric disorders: anxiety, depression,
narcolepsy
bipolar disorder
Other: Gulf War illness, cancer, adverse medication effects, severe obesity, COPD
Cardiovascular
disorders:
cardiomyopathy, coronary disease, valve
disease, arrhythmias
Hematological disorders: anemia (iron
deficiency, other forms), iron overload
Table 3. Comorbidities of ME/CFS.
Neurological disorders:
sensory
hypersensitivities,
migraine
headaches, peripheral neuro-pathy,
small fiber neuropathy
Endocrine
disorders:
hypothyroidism,
HPA
axis
dysregulation, metabolic syndrome
Gastrointestinal
disorders:
food
allergy/intolerances, gut motility issues,
celiac disease, irritable bowel syndrome,
small intestinal bacterial overgrowth
Rheumatological disorders:
fibromyalgia, Ehlers-Danlos syndrome,
temporomandibular joint dysfunction, Sic
casyndrome (dry eyes/mouth)
Sleep disorders: sleep apnea, restless
Psychiatric disorders: secondary anxiety,
leg syndrome
secondary depression
Other: nutritional deficiencies, vitamin B12 and D deficiencies, obesity
Immunological disorders: new or
worsened allergies, mast cell activation
syndrome,
multiple
chemical
sensitivities, immunodeficiency
Autonomic
dysfunction:
postural
orthostatic
tachycardia
syndrome
(POTS), neurally mediated hypotension
(NMH), orthostatic hypotension
Gynecological disorders: endometriosis,
premenstrual syndrome
ME/CFS is often a diagnosis of exclusion. Patients present with a wide array of symptoms,
many of which are nonspecific and can be commonly observed in other chronic or acute
conditions. When making a diagnosis of ME/CFS these diseases need to be excluded as the
primary cause of the patient’s problems. Many diseases can also co-exist with ME/CFS and
precipitate or potentiate some of its symptoms (Bested and Marshall, 2015). Diagnosis of
these comorbid conditions does not exclude diagnosis of ME/CFS but can help guide
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treatment and improve the patient's health, function, and quality of life. Tables 2 and
Table 3 detail many of the potential differential diagnoses and comorbidities of ME/CFS
as outlined in the 2020 US ME/CFS Clinician Coalition Recommendations (US ME/CFS
Clinician Coalition, 2020).
6.
Treatment
Currently, there is no treatment that would entirely cure ME/CFS. The disease can be
managed and controlled through symptomatic treatment, non-pharmacological therapy,
nutritional supplementation as well as alternative approaches (ME/CFS treatment
recommendations, US ME/CFS Clinician Coalition, 2021). The goals of ME/CFS treatment
are the improvement of current symptoms, functioning, and quality of life, prevention of
symptom worsening, and helping patients understand and cope with the impact of the
disease (International Association of CFS/ME, 2014). A drug that would interfere with the
pathophysiological processes of ME/CFS has not been identified and approved for use in
ME/CFS. In 2021 the first official recommendations for pharmacological therapy of
ME/CFS, which focus on symptomatic treatment were outlined and released by the US
ME/CFS Clinician Coalition (ME/CFS treatment recommendations, US ME/CFS Clinician
Coalition, 2021). Nonsteroidal anti-inflammatory drugs (NSAIDs) are frequently
prescribed to manage muscle pain and headaches. Tricyclic antidepressants are usually
given to improve sleep quality. Fludrocortisone and fluid expansion therapy have proven
to be effective in managing orthostatic intolerance. One of the most effective nonpharmacological methods for the management of disease is to teach patients about
physical and cognitive “pacing”. Pacing is an individualized approach centered around
the adaptation of the patient’s lifestyle based on their functional capabilities by balancing
rest and activity, with the goal of conserving energy and avoiding flare-ups of postexertional malaise. Once the patient establishes a baseline level of functioning through
pacing, gradual increases in activity can be applied. The use of alternative approaches such
as meditation, massage therapy, acupuncture, and chiropractic treatments is not well
documented in literature, but may improve the general well-being of patients
(International Association of CFS/ME, 2014).
7.
COVID-19 and future
Over the last two years, the COVID-19 pandemic has resulted in 530 million cases and 6
million deaths worldwide (Worldometer, 2021). While the devastating acute effects of
COVID-19 have been well documented, recently the research community’s interest has
turned towards the chronic sequelae of the disease (Wong and Weitzer, 2021). Around 87%
of patients affected by COVID-19 continue to experience at least one symptom two months
after disease onset and up to 30% of people continue to experience at least one symptom,
six months after onset (Carfì et al., 2020). This chronic phase of COVID-19 has been given
names such as “long COVID” or “post-COVID syndrome. The most frequently reported
symptoms six months after onset were fatigue, post-exertional malaise, and cognitive
dysfunction (“brain fog”) (Wong and Weitzer, 2021). Considering the characteristic pattern
of symptoms along with the post-viral onset, parallels can be drawn to ME/CFS and
suggest that post-COVID syndrome could be a very similar disease.
8.
Conclusion
In conclusion, ME/CFS represents a a growing global issue for patients, healthcare
professionals and economies. The advent of the COVID-19 pandemic has not only
amplified the global burden of chronic, post-viral syndromes but also highlighted the
similarities between long COVID and ME/CFS and the need for new research into the
etiology, pathophysiology, diagnosis, and treatment strategies of these diseases.
Embracing a multidisciplinary approach to research and patient care will be key in finding
a path towards identifying disease triggers, understanding its mechanism refining
diagnostic criteria and exploring effective treatments.
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Respiratory management of Acute Respiratory Distress Syndrome (ARDS) in the Intensive Care Unit from Early
Diagno-sis: Narrative Review
Battalian Théo1*
1.
Universidad CEU San Pablo, Madrid, Spain
*
Correspondence: Théo Battalian (theobattalian@gmail.com)
Citation: Battalian T. Respiratory
management of Acute Respiratory
Distress Syndrome (ARDS) in the Intensive Care Unit from Early Diagnosis: Narrative Review.
Proceedings of Socratic Lectures. 2024,
10, 8-37.
https://doi.org/10.55295/PSL.2024.II2
Publisher’s Note: UL ZF stays neutral with regard to jurisdictional
claims in published maps and institutional affiliations.
Abstract:
This study aims to determine the optimal ventilatory technique for different levels
of acute respiratory distress syndrome (ARDS) severity to reduce the need for
endotracheal intubation (ETI) in the ICU. Secondary objectives include identifying
predictors of failure of non-invasive ventilation (NIV), assessing the role of
physiotherapists in the ICU across countries, and identifying areas for further
investigation. A review of articles from 2013 to 2023 involving adults with ARDS in
the ICU was conducted. The PEDro scale assessed article quality, and exclusion
criteria included specific aetiologies of acute respiratory failure, extreme obesity,
and pregnancy, as well as case series and case study designs. Data were extracted
from PUBMED, EBSCO, and ScienceDirect, and a validated questionnaire was
administered to physiotherapists in Chile, Spain, and France. Eight studies (number
of patients n = 883) were included, and a questionnaire was completed by 22
physiotherapists (6 from France, 6 from Spain, 10 from Chile). Findings highlighted
the management of high flow nasal cannula (HFNC) and NIV in different patient
populations. Helmet NIV had an 18.2% failure rate and better outcomes than
facemask interface. NIV non-response correlated with increased mortality rates. Cox
analysis identified predictors of NIV failure. Caution is advised in NIV use,
considering predictors of failure, and HFNC may be beneficial in mild ARDS. The
majority of included studies had small sample sizes, limiting generalizability. The
questionnaire results were constrained by a small sample size and lack of meta analysis.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the terms and
conditions of the Creative Commons
Attribution (CC BY) license
(https://creativecommons.org/licenses/by/4.0/).
Keywords: Acute respiratory distress syndrome, high flow nasal cannula, non-invasive ventilation, endotracheal intubation, predictors of failure, physiotherapy.
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1. Introduction
ARDS is a syndrome characterized by acute respiratory failure due to increased permeability of the alveolar-capillary membrane, leading to non-cardiogenic pulmonary
oedema, hypoxemia, and respiratory system compliance impairment. (Thompson et
al., 2017; Grasselli et al., 2023). The pathophysiology of ARDS is complex and involves
various inflammatory mediators and cellular mechanisms.
The initial insult to the lungs can be caused by pulmonary or extrapulmonary factors.
Pulmonary ARDS is often caused by direct injury to the lungs, such as pneumonia,
inhalation of toxic gases or fumes, aspiration of gastric contents, non – protective ventilation (i.e., Ventilator induced Lung Injury) or drowning (Saguil and Fargo, 2020). In
these cases, the inflammatory response is initiated within the lungs, leading to damage to the alveolar-capillary membrane and resulting in pulmonary oedema and hypoxemia.
Extrapulmonary ARDS, on the other hand, is caused by systemic inflammation due to
a variety of factors such as sepsis, trauma, pancreatitis, or transfusion-related acute
lung injury (Kassirian et al., 2020).
One of the primary treatments for ARDS is invasive mechanical ventilation (Fan et al.,
2017; Tasaka et al., 2022) which involves the use of a ventilator to provide mechanical
support to the lungs. The use of invasive ventilation in ARDS has been a topic of extensive research and debate in recent years, with the goal of optimizing patient outcomes and minimizing complications.
On the other hand, non-invasive therapies such as NIV and HFNC have been used
more extensively in the treatment of ARDS. NIV is a respiratory support technique
that aims to deliver positive pressure to the lungs without the need for an endotracheal tube. It is typically delivered through a mask, nasal prongs or a helmet and the
positive pressure helps to improve oxygenation and reduce carbon dioxide retention
(Peter et al., 2006; Thompson et al., 2017).
There is already strong level of evidence for NIV effectiveness in case of exacerbation
of Chronic Obstructive Pulmonary Disease (COPD) (Rochwerg et al., 2017) and for
cardiogenic oedema (Peter et al., 2006).
HFNC is a type of respiratory support that delivers heated and humidified air or oxygen to the patient through a nasal cannula at a flow rate of up to 60 litters per minute
(Tasaka et al., 2022). The high flow rates and humidification make it a comfortable and
well-tolerated alternative to conventional oxygen therapy or NIV. The use of HFNC
is based on the principle that high flow rates and humidification can improve gas exchange, reduce work of breathing, and Positive End Expiratory Pressure (PEEP) to
prevent atelectasis. HFNC can be used in a variety of clinical settings, including acute
respiratory failure, post-extubation support, pre-oxygenation, and bronchiolitis in infants (Frat et al., 2015; Tasaka et al., 2022).
It is known that invasive ventilation through endotracheal intubation can lead to complications such as barotrauma, ventilator-associated pneumonia, and hemodynamic
instability (Saguil and Fargo, 2020; Coleman and Aldrich, 2021).
In the realm of professions to treat it, ARDS requires many of them. It is important to
note that medical and nursing care are usually the ones described when considering
the approach.
Physical therapy is a cornerstone in the re-education of patients, starting in the ICU.
Little is known about the implication of physiotherapists in interventions regarding
patients with ARDS in the ICU. Even less is known about the differences that could
exist in this same level of implication according to different countries.
Therefore, this narrative review proposes to determine - according to the grade of severity of the pathology - which ventilatory technique should be adopted from the
early diagnostics, to avoid as much as possible ETI as a primary objective. Additionally, the best non-invasive ventilation support interface discernment will be the secondary objective.
To start understanding physiotherapist’s role in the ICU according to the country will
be the primary objective of the questionnaire that has been produced during this
study.
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2.
Methods
For the narrative review, the search was done from October 2022 until December 2022
in the following databases: PubMed, EBSCO, Science Direct. The identification process retrieved a total of 296 articles (13 from PubMed, 135 from EBSCO and 148 from
Science Direct). The software Mendeley was used as a reference tool. The following
data in addition to the reasons of exclusion in the assessment of eligibility are represented in Figure 1.
The updated preferred reporting items for systematic reviews and meta-analyses
(PRISMA) has been used to report the following study.
The eligibility criteria encompass individuals aged 18 or older diagnosed with acute
respiratory distress syndrome (ARDS), with consideration given to articles published
between 2013 and 2023. Inclusion requires adherence to a PEDro scale score of 22 or
23 greater than 5/10 for randomized controlled trials and a focus on the intensive care
unit (ICU) population. Conversely, exclusion criteria encompass individuals with
other pathologies leading to acute respiratory failure, hypercapnic conditions such as
Chronic Obstructive Pulmonary Disease (COPD), clinically extremely obese patients
(BMI > 35 kg/m2), or those who are pregnant. Additionally, case series and case studies are excluded from consideration. The 2012 Berlin classification being the updated
version of the AECC (American European Consensus Conference) for the diagnosis
of ARDS is used by each article.
Include
Screening
Identification
Identification of studies via databases and registers
Records identified from: (n =
296)
PubMed (n = 13)
Science Direct (n = 148)
EBSCO (n = 135)
Records removed before
screening:
Duplicate records
removed
(n = 12)
Records screened.
(n = 284)
Records excluded
(n = 265)
Reports assessed for
eligibility. (n = 19)
Reports excluded:
No access to PDF (n = 4)
Review articles (n = 3)
COPD population (n = 1)
Study protocol (n = 1)
Studies included in review.
(n = 10)
Reports of included studies
(n = 10)
Figure 1. PRISMA Flow chart.
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A questionnaire on the topic of the role of physiotherapists in ICU wards on the management of ARDS and the decision-making process has been conducted. This questionnaire has been answered by physiotherapists who work or used to work in ICUs
from France, Spain, and Chile. The primary objective of the later was to determine
whether the role of the professional was drastically different between countries, secondarily to have a state of the current practice, and lastly to determine if the COVID
19 pandemic changed the approach.
The answers got collected from October 2022 to February 2023. The confection of the
questionnaire is based on the current literature and guidelines about the management
of ARDS (Arcelo et al., 1998; Peter et al., 2006; Ranieri et al., 2012; Slutsky and Ranieri,
2013; Fan et al., 2017; Munshi et al., 2017; Rezoagli et al., 2017; Thompson et al., 2017;
Dries, 2019; Saguil and Fargo, 2020; Grasselli et al., 2020; Grieco et al., 2020; Coleman
and Aldrich, 2021; Tasaka et al., 2022) and has been validated in October 2022 by a
panel of one experimented teacher in cardiorespiratory physiotherapy of the CEU San
Pablo, and the two head of intensive physiotherapy of the Clínica Dávila Vespucio de
Santiago de Chile. It has been created with the platform Google Forms, in three languages (Spanish, French and English). Chilean and Spanish answers were collected
on two distinct versions.
The questionnaire (see Appendix 1) is divided in four sections for a total of 30 questions: Section 1: Personal information – 7 questions; Section 2: Diagnosis of the pathology – 4 questions; Section 3: Management of the pathology – 13 questions; Section 4:
Physiotherapist involvement – 6 questions.
Overall, the questionnaire got a total of 22 answers (n = 10 from Chile, n = 6 from
France, n = 6 from Spain).
3.
Results
Based on the questionnaire, interpretations can be drawn. While 100% of French physiotherapists found the Berlin classification relevant, 33.3% of Spanish physiotherapists
and 40% of Chilean physiotherapists did not. 60% of patients in Chile received between 3 – 5 sessions of physiotherapy per day, but nor Spanish neither French patient
exceeded 3 sessions. Respectively 50% of physiotherapists in Spain and Chile did not
include the exclusion of cardiogenic oedema as a diagnosis criterion, while only 26.7
of physiotherapists in France did not. 60% of Chilean physiotherapists believed that
COVID 19 pandemics changed the diagnostic method while only 33.3% of Spanish
and 16.7% of French physiotherapists did not. All the participants used protective factors when setting up mechanical ventilation. However, only 50% of Spanish physiotherapists considered the driving pressure, while 100% of Chilean and French professionals did. Additionally, only 83,3% of French physiotherapists but 100% of Spanish
and Chilean physiotherapists considered tidal volume between 6 – 8 ml/kg as a protective factor. From Chilean practice, 70% considered they were completely in charge
of HFNC (5/5 points), and 60% considered themselves completely in charge on NIV
(5/5 points). Both of those parameters are dropping to 33% for French physiotherapists, and 16% for Spanish ones. 50% of French physiotherapists considered their role
in the daily gestation of ventilation parameters as a 3/5, when the majority (70%) of
Chilean professionals graded it between 3 and 4/5, and 50% of Spanish graded it 0/5.
100% of Spanish physiotherapists graded 0/5 on their implication in ETI manoeuvre,
66% graded 0/5 and 33 graded 1/5 in France, 40% graded 2/5 and 30% graded 3/5 in
Chile. 66% of Spanish physiotherapists graded between 0 and 1/5 of involvement in
the decision-making process for evolution between treatment strategies, 70% in Chile
graded between 2 and 3/5, 33% in France graded 4/5, and 33% as a 2/5. Lastly, 100%
of Chilean physiotherapists but only 33% of French and 66% of Spanish physiotherapists considered that their role in those points were more important after the pandemic.
This review is including 7 observational studies ((Frat et al., 2015; Messika et al., 2015;
Sehgal et al., 2015; Chawla et al., 2016; Bellani et al., 2017; Menzella et al., 2021;
Yaroshetskiy et al., 2022) and one randomized control trial (Patel et al., 2016). They are
classified in three categories according to the technique of their investigation. The first
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category regards the use of HFNC as a treatment method and includes two articles
(Frat et al., 2015; Messika et al., 2015). The second one regards NIV and includes 4
articles (Sehgal et al., 2015; Patel et al., 2016; Bellani et al., 2017; Menzella et al., 2021).
Lastly, the third category regards predictors of NIV failure and includes 2 articles
(Chawla et al., 2016; Yaroshetskiy et al., 2022). We decided to separate group 2 and 3
since group 2’s results are enhancing the focus on the facts and group 3’s results are
focused on drawing conclusions about the failure predictors of NIV. Firstly, we will
present the results of the articles, in order to analyse those in a critical way.
3.1. Group 1: Publications on treatment with High Flow Nasal Canula (HFNC)
The summary of the characteristics along with the study design, the intervention, and
a brief view of the results of the publications in Group 1 can be found in Table 1.
3.1.1. Article characteristics
Two studies evaluated the effect of HFNC on ARDS patients. Both publications dated
from 2015. The population of interest in each of the article is based on the Berlin classification from 2012 and is scoping patients with approved diagnosis of ARDS, that
are above 18 years old and are admitted to the ICU. However, Messika et al. (2015)
are not taking into consideration in their diagnosis the parameter that requires a PEEP
of 5 cm/H2O on NIV since the treated population would be with HFNC. The sample
size of the studies was 23 (Frat et al., 2015) and 45 (Messika et al., 2015).
Table 1: The summary of the characteristics, the study design, the intervention and a brief view of the results of the Publications
on treatment with High Flow Nasal Canula (HFNC) (Group 1).
Population characteristics
Frat et al.
(2015)
- n = 23 within a year
- ARDS patients from Berlin classification
- Male gender 78%
- Median age 61 years
- SAPS II 36 points
- Pneumonia 64%
- Severity (mild 34%, moderate 61%, severe 4%)
Messika
et al.
(2015)
- n = 45 within a year
- ARDS from Berlin classification without
considering the NIV criterion.
- Male gender 49%
- Median age 57.9 years
- SAPS II 36 points
- Pneumonia 80%
- Severity (mild 29%, moderate 38%, severe 33%)
Study
design
Prospective
observational
Prospective
observational
single centre
Intervention
Results
2 hours session of HFNC,
then 1 hour
session of NIV
for a total of 16
hours of
HFNC and 8
hours of NIV
per day
Failure rate of 8/23 subjects
(35%) requiring ETI
No ETI for intolerance reasons
Increase of PaO2 in comparison
standard oxygen
Increase of PaO2 /FiO2 ratio only
in NIV
Decrease of RR and HR
HFNC better tolerated than
NIV, although second session of
NIV was better than the first
Use of HFNC
for first line
treatment of
ARDS when
need >9L/min
of oxygen to
maintain SpO2
> 92%
Failure of 18/45 subjects (40%)
requiring secondary ETI
Success of 26 subjects only with
HFNC and one in combination
with NIV
Additional organ failure increases HFNC failure rate
3.1.2. Methodology
Each study is based on a prospective observational approach, with a (STrengthening
the Reporting of OBservational studies in Epidemiology) score of 19 out of 22. On the
STROBE score, the lack of study's funding sources and assessment of the generalizability of the study findings, are the items downgrading them to 19 points (Table A2.1
in Appendix 2).
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3.1.3. Population characteristics
It is quite similar on the following points: median age (61 years (Frat et al., 2015) vs
57.9 years (Messika et al., 2015)) and the Simplified Acute Physiology Score II of 36 in
both cases. However, the aetiology is different since population in Messika et al. (2015)
were treating cases from pneumonia in 80% of the patients, and Frat et al. (2015) were
treating 64% of pneumonia-induced ARDS. The severity of the pathology in the patient group from Messika and al. (2015) is notably homogenous, when the other population is focused to 61% of patients with moderate ARDS.
3.1.4. Results of the therapy
Messika et al. (2015) are describing the use of HFNC as first line treatment in 29% of
the subjects admitted for acute respiratory failure. Additionally, HFNC was used at
all stages of the pathology, from first line treatment to pre-ETI, post-extubation or palliative care. The study of Frat et al. (2015) that is combining HFNC and NIV, points
out that PaO2 increased in 20 out of 28 patients included in the study for acute respiratory failure, and that it was even higher when in combination with NIV in comparison with standard oxygen therapy. On the other side, only NIV caused a decrease in
the PaO2/FiO2 ratio. Moreover, remaining stable throughout the entire HFNC/NIV sessions, respiratory rate and heart rate significantly decreased after the initiation of the
therapy.
3.1.5. Tolerance of the therapy
HFNC was better tolerated than NIV, according to a lower score on the visual analogue scale of 16 mm versus 61 mm (P=0.004). However, comfort was better on the
second session of NIV at 49 mm on the scale (Frat et al., 2015).
3.1.6. Failure rate
In the study of Messika et al. (2015) is about 40% of the patients, and the main reasons
for ETI were worsening of hypoxemia in 72%, onset of hemodynamic failure with 22%
and onset of neurological failure with 6%. The subjects included in the failure of
HFNC group had significantly higher SAPS II scores in comparison to the success
group. The failure rate on the combined treatment in the study of Frat et al. (2015) is
35% for ARDS patients and 36% for acute respiratory failure, and the reasons for ETI
are worsening of distress in 70% patients, shock for 20% of them, and respiratory arrest for the last 10%
3.1.7. Predictors of failure
It is associated to lower PaO2/FiO2 ratio after initiation of HFNC (115.3 vs 145.3 mmHg,
P=0.26), SAPS II scores (46 vs 29), and hemodynamic failure in the univariate analysis,
but only the SAPS II score in the multivariate analysis according to Messika et al.
(2015). In the case of Frat et al. (2015) failure was associated to a breathing frequency
of >30 breaths/min at 1 hour after initiation of the first HFNC session with a sensitivity
of 94.1% and a specificity of 87.5%.
3.1.8. Mortality rate
According to Messika et al. (2015) mortality rate was 50% in patients in whom the
treatment failed (p = 0.001 for the failed treatment) and 4% in patients in whom the
treatment was successful. Therefore, meaning that mortality rate was much lower in
successful patients. Frat et al. (2015) are reporting a mortality rate of 20% for the population in which the treatment failed, but it was not statistically significantly relevant
(p = 0.12). Consequently, it does not precisely represent the percentage of deceased
patients caused by the failure of the non-invasive treatment.
3.2. Group 2: Publications on treatment with non-invasive ventilation
The summary of the characteristics along with the study design, the intervention, and
a brief view of the results of the publications in Group 2 can be found in Table 2.
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Table 2. The summary of the characteristics, the study design, the intervention and a brief view of the results of the Publications
on treatment with non-invasive ventilation (NIV)(Group 2).
Population characteristics
Bellani et
al. (2017)
Sehgal et
al. (2015)
Menzella
et al.
(2021)
Patel et al.
(2016)
- n = 436 for 4 weeks
- ARDS patients from Berlin
classification aged > 16 years
- Male gender 58.9%
- Median age 68 years
- non-pulmonary SOFA 3
points
- No etiology
- Severity (mild 27.3%, moderate 53.2%, severe 19.5%)
- n = 41 for one year
- ARDS from AECC classification, >18 years
- Exclusion of severe ARDS patients
- 65.7% women
- Median age 30.9 +/- 11.4 years
- APACHE II 18 points
- Malaria 26.8%, Typhus 19.5%
- Severity (mild 56.1%, moderate 43.9%, severe 0%)
- n = 79 over a month
- COVID 19-ARDS patients
- Male gender 56(71%)
- Median age 66.5 +/- 11.4 years
- SOFA 4.3 points
- Charlson comorbidity index
3.4
- Severity (mild 0%, moderate
100%, severe 0%)
Study
design
Prospective
observational multicentre international
cohort
Prospective
observational
Intervention
Failure rate of 131/436 subjects (37.5%) requiring ETI.
Greater severity of ARDS associated with an increase of recognition of ARDS and worsening in
NIV with any
type of interface outcomes including LOS and ICU mortality but
not hospital mortality.
or ventilatory
mode for at least Use of NIV didn’t vary according to the severity
1 or 2 days to be category of ARDS.
enrolled as NIV NIV patients had lower PEEP and higher respiratory rate in comparison to IMV.
patients
NIV failure in case of higher SOFA, lower
PaO2 /FiO2 ratio and % of increase of PaCO 2
within first 2 treatment days.
NIV using ICU
ventilators.
First 24 hours, off
only for oral intakes, then depending on patient, increase of
off periods.
Use of NIV on
Retrospecpatients with a
tive observaPaO2 /FiO2 ratio
tional
>100 and <200
mmHg
- n = 83 for 3 years
- ARDS with mask NIV>8
hours, >18yo, berlin criteria
- Male gender 54% face mask,
Single centre
55% helmet
randomized
- Median age 60.9 years face
clinical trial.
mask, 58 helmet
- APACHE II 26 points face
mask, 25 points helmet.
- Pneumonia 36%
- Severity (60% PaO 2 /FiO2 < 200
mm Hg)
Results
After 8 hours of
face-mask NIV
Control (39/83):
continue with
face mask on a
single limb ventilator.
Intervention
(44/83): switch to
helmet interface
with double limb
ventilator.
Failure of 23/41 subjects (56%) requiring ETI.
NIV failure group had significantly higher
APACHE II.
Duration of ventilation higher in IMV.
Significant decrease of respiratory rate in both
groups.
Predictors of NIV failure: no improvement of
PaCO2 /FiO2 within 1 hour and higher baseline
APACHE II.
Failure of 41/79 subjects (51.9%) requiring ETI in
21(26.6%) and death in 20(25.3%).
18/20 deceased were not eligible for ETI.
Failure predictors according to a multivariate
COX regression model: SOFA score.
No higher mortality rate for failed NIV patients.
ETI rate of 61.5% in face mask group, 18.2% in
helmet group.
PEEP of 8.0 (median) in intervention group VS
5.1 in control.
Reduction of tachypnoea from face mask to helmet interface.
Helmet group had more ventilator-free days (28
vs 12.5) and less ICU LOS (4.7 vs 7.8 days).
Hospital and 90-days mortality significantly
lower in helmet group.
Independent association of APACHE II with 90days death rate (still lower for helmet group)
3.2.1. Articles characteristics
The second part of the review consists of four articles, one randomized control trial
(Patel et al., 2016) and three observational studies (Sehgal et al., 2015; Bellani et al.,
2017; Menzella et al., 2021). The publication dates are ranging from 2015 to 2021 and
they are all investigating the effect of NIV on ARDS patients.
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3.2.2. Methodology
Two studies are using the Berlin classification as a diagnosis method (Bellani et al.
(2017) and Patel et al. (2016), Menzella et al.(2021) are not specifying the diagnosis
criteria but are mentioning the treatment of moderate to severe cases. In the case of
Sehgal et al. (2015) they are using the now changed classification of the American European Consensus Conference (AECC) (Villar and Kacmarek, 2012) as a diagnostic
criterion. Sehgal et al. (2015) are reporting cases of ARDS from tropical diseases such
as malaria in 26.8% and typhus in 19.5% of the patients, only 9.7% was pneumonia
related. The sample sizes are 436 patients in 4 weeks in Bellani et al. (2017), 41 patients
in one year in Sehgal et al. (2015), 79 patients in one month in Menzella et al. (2021),
and 83 patients in 3 years in Patel et al. (2016).
3.2.3. Patient’s characteristics
Bellani et al. (2017) describe their population as being older, with a lower non-pulmonary SOFA score when comparing to intubated population. Additionally, they report
that the NIV population is more prone to suffer from comorbidities such as chronic
renal failure, congestive heart failure, and chronic obstructive pulmonary disease
compared to intubated patients. Finally, they didn’t find any significant difference
about immunocompromised patients between both groups but was still an important
number of subjects in each. Patel et al. (2016) are comparing their control and intervention group at baseline, and the findings are related to what Bellani et al. (2017) are
stating. It was found that more than half of the overall non-invasive population are
immunocompromised by virtue of cancer or transplant, and about one third had an
immunocompromised pneumonia.
3.2.4. NIV failure
Regarding the outcomes, focusing on the failure of the treatment method, Sehgal et al.
(2015) are reporting a rate of 56% of failure, 51.9% of failure for Menzella et al. (2021)
with 26.6% requiring ETI, and 25.3% being deceased, 61.5% for face-mask group (control) and most importantly only 18.2% for helmet group (intervention) according to
Patel et al. (2016). Lastly, Bellani et al. (2017) are reporting a rate of 37.5% of failure
with a bigger sample size than any other of the studies. APACHE II has a high median
value in the study of Patel et al. (2016) when looking closer to the same value in the
study of Sehgal et al. (2015) (18 vs 25-26 points). Additionally, population in Sehgal et
al. (2015) has a median age of 30.9 in comparison to the three other population ranging
from 60.9 to 68 years.
3.2.5. Ventilation and patient’s parameters
When comparing NIV with invasive ventilation, NIV had significantly lower levels of
PEEP, and higher respiratory rates than the second one (Bellani et al., 2017). Moreover,
measured tidal volumes and minute ventilation were greater in population treated by
NIV. However, the latter and the former were not affected by ARDS severity in patients treated with NIV compared to patients treated with invasive ventilation. Patel
et al. (2016) are reporting that patients from their control group had a median sustained PEEP level of 5.1 cm H2O (face mask group) and that their intervention group
was at a level of 8.0 cmH2O (helmet group) (p = 0.006 for both values). PEEP titration
in the case of face-mask interface was a challenge because patients did not tolerate it
well and because of excessive air-leak. Lastly, tachypnoea significantly decreased
when patients got randomly assigned from the facemask to the helmet interface (from
27.7 breaths/min to 24.5 breaths/min) (p<0.001). It was pointed out in the study of
Bellani et al. (2017) that in their consequent study population, NIV was used almost
as frequently in the three severity groups of ARDS, 14.3% for mild, 17.3% for moderate
and 13.2% for severe cases of the pathology.
3.2.6. Reasons for ETI
When coming to the decision to intubate, refractory hypoxemia and tachypnoea
caused by the face mask are reported as being the main reasons (Patel et al., 2016,
Sehgal et al., 2015). In one case, neurologic failure was described as altered sensorium
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and in one case the Richmond Agitation Sedation Scale (RASS) dropped below 8
points. However, when comparing those results with the intervention group of the
randomized control trial, the first reason for ETI is neurologic failure and not respiratory failure. This can easily be correlated to the failure rate from t he intervention
group with the helmet interface. Lastly, Bellani et al. (2017) are reporting that
PaO2/FiO2 ratio was increasing more rapidly in patients treated with invasive mechanical ventilation in comparison to NIV.
3.2.7. Secondary outcomes
Regarding the hospital length of stay Bellani et al. (2017) are reporting worsening of
this outcome along with ICU mortality according to the severity of the ARDS, although it was also correlated with a higher clinical recognition. According to Patel et
al. (2016) the helmet group spent only 4.7 days in the ICU compared to the 7.8 days
for the facemask groups, and helmet group had more ventilator free days than the
facemask group (28 vs 12.5 days). However, statistically, hospital length of stay was
not different. Menzella et al. (2021) reported a longer duration of NIV for successful
subjects compared to failed ones and deceased ones (8.7 vs 2.9 vs 6.3 days respectively). In the case of Sehgal et al. (2015) the total ventilation duration was recorded
(non-invasive and invasive), with a result of 2.75 days for NIV success, and 5.2 days
for failure. Additionally, only regarding the NIV ventilation, the duration was 2.75
days in success patients and 3 hours for failure subjects. However, there was no significant difference in the ICU stay between each group.
3.2.8. Mortality rates
According to Menzella et al. (2021) mortality rate was not significantly different between both groups of NIV (failure and success) (43% vs 36%, p=0.61). However, Sehgal
et al. (2015) reported that out of the 23 subjects who failed NIV, 19 got deceased (82.6%
of NIV failure death), and out of the 18 patients of success, none got deceased. The
total percentage of death of the study reached 46.3%. Patel et al. (2016) are reporting
that hospital and 90-days mortality was significantly lower in the helmet group compared to the facemask group (48.7% vs 27.3% for hospital, 56.4% vs 34.1% for 90 -days).
Additionality they found that APACHE II was independently associated to 90 days
death with a confidence interval of 95%. Bellani et al. (2017) are reporting relevant
data on the mortality rates. Firstly, between NIV and invasive ventilation, there was
no significant difference in ICU and hospital mortality. However, in the case of failed
NIV patients, the rates are reaching 42.7% of ICU mortality compared to the 10.6% for
the success subjects (p<0.001). After performing a multivariate COX regression model
adjusting covariates significantly associated with outcomes; NIV use was independently associated with increased ICU but not hospital mortality with a 95% confidence interval. Another multivariate COX regression analysis was performed on baseline characteristic of NIV group, that showed that chronic heart failure, hematologic
or neoplastic disease, chronic liver failure, age, ARDS severity, percentage decrease of
PaO2/FiO2 ratio between days 1 and 2, total respiratory rate and non-pulmonary SOFA
score were each independently associated to in-hospital death.
3.2.9. Predictors of failure for NIV
Sehgal et al. (2015) performed a univariate logistic regression analysis and found out
that failure of improvement in the PaO2/FiO2 ratio within an hour of treatment, and a
higher baseline APACHE II scores, were associated with failure of NIV. It should be
taken into consideration that this analysis in only univariate. Menzella et al. (2021)
conducted a univariate and multivariate COX regression model on those parameters
associated with NIV failure, and out the two analyses, only SOFA admission score
was significantly correlated with failure, leaving PaO2/FiO2 ratio out. This can show
that COVID ARDS might behave in a different manner. Bellani et al. (2017) conducted
a multivariate COX regression analysis that revealed that higher non pulmonary
SOFA score, lower PaO2/FiO2 ratio, and the percentage increase of PaCO2 over the first
days of treatment were independently associated to NIV failure within 28 days. The
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sample size of this article gives a higher scientific weight, and on the contrary, the
small sample size from Sehgal et al. (2015) is dragging its conclusions to a lower level.
3.3 Group 3: Publications on predictors of NIV failure
The summary of the characteristics along with the study design, the intervention and
a brief view of the results of the publications in Group 3 can be found in Table 3.
3.3.1. Articles characteristics
The analysis of two articles was done in the third part of this study. Yaroshetskiy et
al. (2022) gathered a population of 80 patients within 6 months of study, and Chawla
et al. (2016) gathered a population of 96 patients within 3 years of study.
All the patients were treated with NIV, through a full-face mask. Chawla et al. (2016)
are using the Berlin classification as a diagnosis method for the patients, knowing that
the aetiology of the ARDS is coming from pneumonia in 55.3% of the patients. However, Yaroshetskiy et al. (2022) are evaluating patients with COVID 19-ARDS complying with at least one of the following criteria: fatigue, excessive visible WOB assessed
by the Patrick scale (Patrick et al., 1996) (4-5 points), SpO2 < 92%. Precise ARDS classification diagnosis was not reported and only moderate to severe patients were included (Table 3).
Table 3. The summary of the characteristics along with the study design, the intervention, and a brief view of the
results of the publications in Group 3
Population characteristics
Yaroshetskiy
et al. (2022)
Chawla et al.
(2016)
- n = 102 within 6 months, 80
with NIV
- COVID 19 ARDS with at least
one of the following criteria:
fatigue, excessive visible WOB
assessed by Patrick
scale(Patrick et al., 1996) (4-5
points), SpO2<92%
- Male gender overall 54(56.3%)
- Median age overall group 71.5
- SOFA overall 4 points
- Severity only from moderate to
severe ARDS
- n = 170 within three years, 96
with NIV
- ARDS from Berlin classification
> 18 years
- Male gender overall 61.8%
- Median age overall 47.54 years
- SOFA overall 8 points
- APACHE II overall 17.42
points
- Pneumonia 55.3%
- Severity overall (mild 34.7%,
moderate 41.8%, severe 23.5%)
Study
design
Prospective
observational
clinical
Prospective
observational
Intervention
Results
Use of oxygen
therapy <15 L/min
or CPAP outside
ICU as screening.
2 hours NIV trial as
entrance test. Then,
if tolerated, NIV, if
not, ETI
Failure rate of 57/80 subjects
(71.3%) requiring ETI
After 48 hours of NIV, if
PaO2 /FiO2 < 112 mmHg, ROX
< 5.02, PET CO2 <19.5mmHg and
Patrick score >= 2 then failure
can be predicted. Respiratory
rate can also be considered.
NIV failure higher in older
and/or more frailer patients,
longer COVID duration
without NIV
NIV through a nonvented full-face
mask with and ICU
ventilator using a
dedicated NIV
mode
Failure of 42/96 subjects
(43.8%) requiring ETI
Failure rate higher in severe
(83.3%) and moderate (73%)
Low PaO2 /FiO2 , septic shock
and severity of ARDS as
factors associated to failure.
Higher mortality in failure of
NIV patients.
Longer LOS in NIV patients
ICU mortality: 30.2% for NIV,
45.9% for IMV
3.3.2. Methodology
Yaroshetskiy et al. (2022) is an observational prospective clinical study with a score of
20 out of 22 points on the STROBE scale. Chawla et al. (2016) is a prospective observational study with a STROBE score of 21 out of 22. Study's funding source and an
assessment of the generalizability of the study findings is lacking for Yaroshetskiy et
al. (2022) and only the assessment of the generalizability of the study findings is lacking for Chawla et al. (2016).
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3.3.3. Failure and mortality rates
According to Yaroshetskiy et al. (2022), out of 80 patients, 57 (71.3%) failed the treatment. Among those patients, they were all intubated and 3 were put under extracorporeal membrane oxygenation (ECMO). The other ones were not eligible for ECMO
because of exclusion criteria (mostly >65 years old). The mortality rate was 100% for
this group. According to Chawla et al. (2016) out of 96 patients, 42 (43.8%) failed NIV
by requiring invasive mechanical ventilation. Depending on the severity of the ARDS,
the failure rate was higher. In moderate ARDS the failure rate was 27/37 (73%) and in
severe ARDS it was 5/6 (83.3%) as compared to mild ARDS with 10/53 (18.9%)
(p=0.000). Among the patients who failed NIV, 69% (29/42 patients) of them died, with
7/10 (70%) for mild, 18/27 (66.7%) for moderate and 4/5 (80%) for severe ARDS.
3.3.4. NIV failure predictors
In the study of Chawla et al. (2016) the univariate analysis showed that admission
APACHE II and SOFA scores along with low admission PaO 2/FiO2 ratio, presence of
severe sepsis or septic shock or multiorgan dysfunction, presence of confusion, absence of H1N1 influenza A infection, and severity of ARDS were the 9 factors for prediction of NIV failure. In the multivariate analysis however, only low admission
PaO2/FiO2 ratio (p = 0.049), presence of septic shock (p = 0.001) and severity of ARDS
(p = 0.007) were validated. According to a ROC analysis, Yaroshetskiy et al. (2022)
have stated that after 48 hours of treatment the following parameters can be described
as predictors of failure of NIV: 1) ROX index <5.02 (p < 0.001), 2) PaO2/FiO2 < 112
mmHg (p < 0.001), 3) PETCO2 < 19.5 mmHg, 4) Patrick scale 2. Lastly, they concluded
that the probability of failure was higher in older/frailer patients and in patients with
a longer duration of COVID 19 without NIV.
4.
Discussion
The HFNC is a relatively new technique that has been incorporated into ICUs for good
reasons. However, the findings of this review about the use of the latter as an effective
treatment option for patients with ARDS are fragile. There are lots of limitations and
precautions to consider when interpreting results from those articles. Starting by the
study design of both, which is observational, and the fact that they don’t comply with
the entirety of the items in the STROBE score. This is additional to the population
sample size, that even though growing in comparison to previous case series or case
studies, stays low.
Moreover, the HFNC technique presents a limitation when referring to ARDS. It is
thought to generate low levels of PEEP, depending on the volume applied (between
35 and 60 L/min) and most importantly depending on if the patient stays mouth
closed. This lack of precise knowledge about the PEEP level, confronts itself with the
essence of diagnosis method of ARDS. The Berlin classification is including one crucial
parameter that makes it the evolution of the AECC, the minimum PEEP level of 5
cmH2O. In this case, HFNC cannot provide such information and then block ARDS
proper identification by health professionals. A post hoc analysis from two prospective studies by Coudroy et al. (2018) comes in line to defend this position and try to
revise the Berlin classification on this very precise point of minimum level of PEEP.
However, even though debates are forming, in this precise time, minimum level of
PEEP is required to consider a diagnosis of ARDS.
On the level of failure rate, it is clearly stated that the use of HFNC is related to less
failure of the treatment with 35% (Frat et al., 2015) and 40% (Messika et al., 2015), in
comparison to studies on the use of NIV that reports failure rate in between 37.5% and
61.5% in the case of full-face interfaces (Sehgal et al., 2015; Patel et al., 2016; Bellani et
al., 2017; Menzella et al., 2021). However, one of the greatest concerns in any noninvasive ventilatory support, is not the failure rate itself, but the hospital/ICU mortality for the subjects that are part of the failure group. This is shown by Bellani et al.
(2017) when taking as a study population, the largest ARDS database available nowadays. They reported with a ROX regression analysis that NIV was associated with
mortality, and the use of HFNC on this matter remains unknown. If considering the
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results of the two articles of this review, Messika et al. (2015) are reporting 50% of
deceased patients from the failure group, but this result is drawn from a sample of 18
subjects in the failure of the treatment, which is really low. Frat et al. (2015) are not
reporting such data. Lack of power of both studies on such matters prevents any conclusions from being properly deduced.
Messika et al. (2015) concluded that HFNC was not improving the PaO2/FiO2 ratio
itself but only the FiO2, which can prove that levels of PEEP provided by HFNC is not
sufficient to improve the overall gas exchange. Frat et al. (2015) with their approach
of combination of both techniques with NIV, is then using the beneficial effect of oxygenation improvement from the NIV.
In the combined use of HFNC and NIV, is has been found that tolerance levels were
significantly better in the case of HFNC rather than NIV, and a previous study by
Antonelli et al. (2007) depicted an ETI rate due to NIV intolerance of 25% (Antonelli
et al., 2007) in patients with ARDS. However, when considering that patients have to
keep their mouth closed to benefit from the effectiveness of HFNC, another concern
can be drawn on whether the tolerance level assessment was made respecting this
criterion. To continue the positive sense of combination of HFNC and NIV, Frat et al.
(2015) have reported that no ETI due to interface intolerance was conducted, knowing
that the interface used in this study is a full-face mask. Patel et al. (2016) have proven
the efficacy of helmet interface in comparison to full-face mask on multiple level, such
as failure rate and mortality. This could be a good opening for next research, evaluating the efficacy and failure rate of combined HFNC and Helmet NIV alternatively.
It is advanced that HFNC have an effect on decreasing the respiratory rate (Frat et al.,
2015). However, it is important to keep in mind which are the predictors of failure of
NIV (Table 3) since this study is using both HFNC and NIV. As a matter of fact, respiratory rate is never going further in the predictors than a univariable analysis. By
relying on multivariable analysis, then HFNC doesn’t have any substantial/statistical
effect on avoiding failure of NIV. When conducting their multivariable analysis on the
predictors of mortality Bellani et al. (2017) found that respiratory rate was one of them.
Thus, statistically, HFNC has an effect on reducing mortality, but not on reducing
failure rate. This conclusion can be turned into a positive sense, since as mentioned
before, one of the greatest concerns from the analysis of the entire articles is focused
on the mortality rate of the failure group.
Messika et al. (2015) are observing the use of HFNC at any stage of ARDS, 33% as
severe, 38% as moderate and 29% as mild. However, SAPS II scores are relatively low
(median of 36 for all subjects, 29 for success and 46 for failure) and the majority of
patients did not present with an additional organ failure. The use of HFNC can be
done at any stage if the ETI timing is respected. The need for further research on the
exact population of application is needed to establish a clear view.
The questionnaire conducted in this study gives multiple information on the management of ARDS in the ICU. HFNC is designed as the major first line treatment for mild
ARDS for physiotherapists in Spain (along with standard oxygen therapy), France and
Chile, and the first with NIV in the case of moderate ARDS but only for physiotherapists in Spain. Limitations are multiple to this questionnaire, such as lack of power
due to sample size, or lack of statistical analysis of the results. However, the conclusion of this survey is that in nowadays practice, HFNC is used broadly as the first line
therapy in mild ARDS.
NIV in its turn is an older technique that has been used for a long time in acute respiratory failure from COPD or cardiogenic oedema. Healthcare professionals in the
ICUs are highly trained for the technique. However, in the case of ARDS, the studies
of this review are creating a brand-new perspective.
Results from the studies are reporting many deductions, but one crucial point here is
to point out which outcome should be the main one to be analysed. Failure rate of the
therapy is the first one that would seem logical, in the sense that if the patient doesn’t
fail the therapy, then the outcomes are positive, which seems to be the case. (Bellani
et al., 2017) is the largest study population sample of all the articles and has a failure
rate of only 37.5% out of the 436 subjects enrolled. Sehgal et al. (2015) reported a failure
rate of 56%, but this study presents a couple of limitations that deserves to be pointed
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out. The study sample is clearly different from all of the other studies, by its small
sample size of 41 patients, by its aetiology of ARDS coming in most of the cases from
tropical diseases (extra-pulmonary ARDS) and leaving pneumonia for less than 10%
of the patients, and most importantly, including in the research patients that are staying under NIV for extremely short period of time, hence the median timing of ventilation of 3 hours for patients who failed the treatment. A limitation of this study is
also the exclusion of severe ARDS patients. Failure rates in other studies are around
50% for NIV, which can be positively interpreted by saying that in case of both extrapulmonary and pulmonary ARDS, NIV is effective in half of the patients.
The results of Yaroshetskiy et al. (2022) are conflicting to interpret since they report a
failure rate of 73%. In this case it is important to note that they only included moderate
to severe ARDS population and that is has been shown in the predictors of failure that
lower PaO2/FiO2 at baseline was highly associated with NIV failure (Chawla et al.,
2016; Bellani et al., 2017). This leads towards the fact that the use of NIV on more
severe population leads to higher failure rates. However, Bellani et al. (2017) stated
that the use of NIV was not different in practice between the three severity groups,
against the current state of evidence on the subject. This raises questions on whether
this “non-adequate” use of the therapy is deliberate or if lack of precision and sharpness of knowledge could be at the origin. As a result of the questionnaire, it is clear
that Spanish physiotherapists are not in complete osmosis with the current knowledge
since none of the participants considered ETI as a first line treatment for moderate
ARDS and shows that Chilean professionals are more prone to take a scientifically
based decision, with 40% of them considering ETI as first line treatment, and 60% for
NIV as first line. On the contrary, most participants of the questionnaire apart from
one Spanish subject (HFNC), and 2 French ones (depends on the patient) did not consider other possibilities than invasive ventilation in the case of severe ARDS, which
clearly seem to be the best option when evoking failure rates and improvement of
parameters.
One result that points out from the studies is the comparison in the randomized control trial of Patel et al. (2016) of facemask and helmet NIV. The failure rate in the facemask group is 61.5% when in the helmet group drastically drops to 18.2%. This result
is conclusive on the net effect and difference of the two interfaces when regarding the
failure rate.
Following a logical interpretation of the results, the focus of the question in NIV
should not only be on the failure rate but also on the mortality rates (ICU, Hospital,
90-days). This concern has been raised in previous articles (Antonelli et al., 2001; Rana
et al., 2006) and the results of this review are going in this sense. Bellani et al. (2017)
reported 42.7% of mortality among the subjects who failed NIV which stands as the
smallest and most optimistic value. Sehgal et al. (2015) reported 82.6% of mortality,
Yaroshetskiy et al. (2022) 100%, Chawla et al. (2016) 69%, and Patel et al. (2016) 48.7%
vs 27.3% for hospital, 56.4% vs 34.1% for 90-days, respectively in the case of facemask
and helmet. Chawla et al. (2016) enhance this statistics by giving details depending on
the severity of the pathology, and moderate and severe results are above 70% of mortality. Bellani et al. (2017) used multivariate COX analysis is linking NIV and ICU
mortality indicating that NIV in the case of moderate and severe cases seem to lead
towards high mortality rates. This link could be explained by the fact that patients
under NIV are according to two studies of this review older, frailer, and with a greater
number of comorbidities. Although these parameters are defending the treatment
technique, it is important to be aware of the risks of delayed ETI, and the consequences
it can have. By showing that NIV was used for any severity of the pathology, Bellani
et al. (2017) are unrevealing some points that could include persistence of NIV against
ETI criteria, thus leading to the late ETI. Lastly, the same study is showing that mortality in patients with a PaO2/FiO2 of less than 150 mmHg was 36.2% for NIV and 24.7
with IMV. This opens a new window of research in the field and calls for answers on
what is the current state of practice on the ETI level. Being able to pick the right population when implementing any non-invasive technology could reduce failure rate,
but mostly could allow mortality in this category to decrease.
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In the case of NIV, outcomes are clearly differing when using a full-face mask in comparison to the helmet interface. In the ETI reasons, Patel et al. (2016) and Sehgal et al.
(2015) are pointing out respiratory failure as the first reason for ETI in the case of fullface mask NIV. As an example, this includes refractory hypoxemia or tachypnoea. As
a correlation, tachypnoea can be associated to worsening of the respiratory failure, but
can also be coming from psychological reasons, and most importantly stress itself
(Gerritsen and Band, 2018). Frat et al. (2015) clearly showed that full-face mask comfort for the patient is not optimal, and the grades given to it on the visual analogue
scale are going in this way. This would be the first conclusion drawn from the randomized control trial, that helmet is more comfortable and less aggressive for the patient, thus can have an effect on tachypnoea. Moreover, the randomized control trial
shows that helmet ventilation is providing higher levels of PEEP by 3 cm H2O more
than the mask. This allows the tachypnoea to be reduced as well and to correct even
better the PaO2/FiO2 ratio level. Bellani et al. (2017) found that provided levels of PEEP
were more important in invasive mechanical ventilation rather than NIV, but if the
study had been done on helmet interfaces, the outcome would have changed, and
possibly reaching the same levels. This outline one limitation of NIV through facemask, since they are not able to provide high levels of PEEP, the management of severe and even moderate ARDS patients will be far from optimal, and ETI would be
recommendable. However, in the case of using helmet interfaces, the titration of PEEP
is not limited by air leak and patient discomfort, which would allow successful management of this more severe population of ARDS.
Continuing on the beneficial effect of helmet NIV, Patel et al. (2016) are showing that
ICU length of stay (4.7 vs 7.8 days) and ventilator-free days (28 vs 12.5 days) are significantly and effectively reduced in the helmet group, and even though total hospital
length of stay is not significantly different, being out of the ICU means avoidance of
ICU related complications such as ICU – acquired weakness, or ventilatory related
complications such as V-ILI or P-ILI or nosocomial infections.
Predictors of NIV failure are then crucial. They are bringing the answer to how and
when to stop the non-invasive technique to switch the patient to ETI and avoid the
delay of the latter. Almost each article is reporting its set of predictors but Sehgal et
al. (2015) as an example are only treating data into a univariate COX regression model
and not in the multivariate model. Thus, those data are not significant enough to be
considered relevant. However, 4 studies are reporting multivariate COX analysis, and
their conclusions are the following. Menzella et al. (2021) only achieved to bring the
SOFA score at this position, and not have the low PaO 2/FiO2 ratio. This can be interpretated that it is one of the differences between ARDS and COVID-ARDS since the
general systemic state will apparently weight more than the severity of the ARDS
alone. Bellani et al. (2017) are reporting higher non-pulmonary SOFA score, lower
PaO2/FiO2 ratio, percentage of increase of PaCO2 over the first days as failure predictors within 28 days. SOFA score is then cited in two of the articles. Chawla et al. (2016)
are then using low admission PaO2/FiO2 ratio, presence of septic shock and the severity of ARDS as predictors in their multivariate analysis.
Lastly, Yaroshetskiy et al. (2022) are the most precise by stating that if after 48 hours
of ventilation, 1) ROX index < 5.02, 2) PaO 2/FiO2 < 112 mmHg, 3) PETCO2 < 19.5 mmHg
(using a capnometer) and 4) Patrick score 2, then failure can be predicted.
Therefore, predictors can be uncovered before applying the therapy thanks to the
SOFA score, lower PaO2/FiO2 ratio, presence of septic shock, severity of ARDS and
can be effectively assessed after 48 hours of ventilation with the protocol established
by Yaroshetskiy et al. (2022) .
These findings are limited by the lack of precise information on the correlation between SOFA score, PaO2/FiO2 and severity of ARDS and failure prediction. Further
investigation should be performed in order to determine the optimal limitation values
when predicting failure. Figure 2 is depicting the knowledge drawn from this review.
The questionnaire is limited by lack of power due to sample size. Moreover, additional
statistical data interpretation would allow the aforementioned to gain power. The latter is limited knowing that it serves only as informative data. The objective of this
questionnaire is to have a global idea of the actual involvement and management of
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the pathology of and by physiotherapists; therefore, conclusions can’t be properly
drawn. They can lead to further research on the topic to provide areas of involvement
of the profession.
Figure 2. ARDS early ventilatory management scheme
5. Conclusions
To conclude, the effective use of High-Flow Nasal Cannula (HFNC) in conjunction
with Non-Invasive Ventilation (NIV) is recommended for treating mild to moderate
Acute Respiratory Distress Syndrome (ARDS), but caution is advised, and HFNC
should be avoided in cases of severe ARDS. NIV application in moderate and severe
ARDS requires careful consideration, with a thorough assessment of predictors of failure both before and during therapy. Notably, NIV shows an association with a higher
failure rate in more severe ARDS cases. Survey responses indicate widespread utilization of HFNC as a primary treatment for mild ARDS.
Helmet NIV demonstrates superior outcomes in terms of mortality rates, failure rates,
secondary outcomes, and patient comfort when compared to full-face masks. The use
of helmet NIV is associated with enhanced comfort for patients compared to full-face
masks.
Comparatively, physiotherapists in Chile exhibit greater involvement in the daily care
of ICU patients with ARDS than their counterparts in France and Spain. Some responses from French and Spanish professionals deviate from current guidelines on
ARDS management and are identified as areas for improvement.
Ongoing research is needed to investigate the potential combination of helmet NIV
with HFNC in reducing mortality rates. Further exploration is required to enhance the
precision of NIV predictors. Additionally, there is a need for research focusing on the
use of helmet NIV in the moderate to severe ARDS population.
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Conflicts of Interest: The authors declare no conflict of interest.
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6.
Apendixes
6.1. Appendix 1
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6.2. Appendix 2
Table A2.1. Scoring of articles according to STROBE statement and PEDro scale
Frat et al. (2015)
STROBE score
(Vandenbroucke et al.,
2007; Von Elm et al., 2008)
PEDro scale
(Moseley et al., 2009;
Macedo et al., 2010)
19 out of 22
x
Messika et al. (2015)
19 out of 22
x
Menzella et al. (2021)
20 out of 22
x
Bellani et al. (2017)
22 out of 22
x
Sehgal et al. (2015)
16 out of 22
x
Patel et al. (2016)
x
8 out of 10
Yaroshetskiy et al. (2022)
20 out of 22
x
Chawla et al. (2016)
21 out of 22
x
Missing information/items
- Study's funding sources
- Assessment of the generalizability of the study
findings.
- Study's funding source
- Sample size calculation
- Assessment of the generalizability of the study
findings.
- Study's funding source - Assessment of the
generalizability of the study findings.
x
- Study's funding
- Potential sources of bias
- Assessment of the generalizability of the study
findings
- Blinding of therapists
- Blinding of assessors for mortality outcome
- Treatment or “intention to treat” for mortality
outcome
- Study's funding source - Assessment of the
generalizability of the study findings.
- Assessment of the generalizability of the study
findings
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Retrospective Review of 27 Cases of Congenital Portosystemic
Shunt in Dogs from 2015 to 2023
Erjavec Vladimira1, Lukanc Barbara1,*
1.
University of Ljubljana, Veterinary Faculty, Small Animal Clinic, Ljubljana, Slovenia
*
Correspondence: Barbara Lukanc, barbara.lukanc@vf.uni-lj.si
Citation: Erjavec V, Lukanc B. Retrospective Review of 27 Cases of Congenital Portosystemic Shunt in Dogs
from 2015 to 2023.
Proceedings of Socratic Lectures.
2024, 10, 39-46.
https://doi.org/10.55295/PSL.2024.II3
Publisher’s Note: UL ZF stays neutral with regard to jurisdictional
Abstract:
The study aims to conduct a retrospective review of 27 cases of a congenital portosystemic shunt in dogs from 2015 to 2023, providing insights into classification, clinical manifestations, diagnostics, anaesthesia, surgery, and perioperative care. Initiation of medical therapy at least 14 days before surgery aims to alleviate clinical signs and mitigate
anaesthesia and surgery risks, emphasising a low-protein diet and lactulose to trap ammonium ions in the intestinal lumen and was strictly followed in all patients. Changes in
drug uptake, metabolism, and excretion should be considered when choosing an anaesthesia protocol. All dogs, except one with absent portal vein, underwent cellophane
placement, facilitating gradual shunt closure. All dogs recovered uneventfully from surgery without evidence of portal hypertension and showed clinical improvement after
that.
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Keywords: Portosystemic shunts, dogs, cellophane attenuation, perioperative preparation
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1.
Introduction
A portosystemic shunt (PSS) in dogs is an abnormal connection between the portal vascular system and the systemic circulation (Buttler et al., 1990; Watson and Hertage, 1998;
Mullins, 2019a). This condition diverts blood from the abdominal organs, bypassing the
liver, which filters and detoxifies the blood before it returns to the heart (Sleight and Thomford, 1970; Tieman Mankin, 2015; Bertolini, 2019).
PSS are classified into acquired and congenital. Congenital PSS (CPSS) result from abnormalities in the development of the portal venous system or foetal vessels and are divided
into two categories: extrahepatic and intrahepatic (Bertolini, 2019; Mullins, 2019a). CPSS
predominantly enter the prehepatic caudal vena cava (Mathews and Gofton, 1988) at the
epiploic foramen, termed portocaval shunts (Mullins, 2019b). Portophrenic shunts entering the left hepatic vein or caudal vena cava at the diaphragm level exhibit milder symptoms than other shunts (Berent and Tobias, 2018). Portoazygos shunts, typically involving
the left gastric vein, occasionally the right gastric vein, transverse the diaphragm through
the oesophageal hiatus and enter the azygos vein in the thorax (Harari et al., 1990). Acquired PSS are commonly caused by portal hypertension resulting from liver cirrhosis or
liver failure (Boothe et al., 1996; Tieman Mankin, 2015; Berent and Tobias, 2018).
Breeds at an increased risk of extrahepatic CPSS are Cairn and Yorkshire Terriers, Maltese,
Tibetan spaniels, miniature Schnauzers, Shih Tzu, Poodles (Tobias and Rohrbach; 2003),
Pugs and Dachshunds (Wolschrijn et al., 2000; Tobias, 2003).
The clinical manifestations of CPSS lack specificity and may fluctuate over time, impacting
the central nervous system, gastrointestinal system, and urinary tract (Konstantinidis et
al., 2023). General signs in dogs include poor weight gain and stunted growth (Tobias,
2012). Hepatic encephalopathy and seizures may also be seen in PSS with the signs of hepatic encephalopathy, which are ataxia, depression, changes in behaviour, circling, disorientation, head pressing, blindness, seizures, and coma. In about 30% of dogs, vomiting,
diarrhoea, anorexia, and salivation occur (Howe and Boothe, 2002; Konstantinidis et al.,
2023). Clinical signs of the urinary system are associated with ammonium biurat crystals
and urate calculi and include dysuria, hematuria, pollakiuria, stranguria and decreased
urine specific gravity (Howe and Boothe, 2002; Broome et al., 2004; Tobias, 2012; Caporali
et al., 2015). In dogs, PSS can decrease the levels of various blood parameters such as total
protein (TP), albumin, blood urea nitrogen (BUN), total cholesterol, and glucose. Elevated
ammonia levels and serum bile acid are notable and serve as reliable indicators for diagnosing PSS in dogs (Ruland et al., 2010). Leucocytosis may be evident (Winkler et al., 2003),
and mild to moderate microcytic normochromic nonregenerative anaemia is often observed alongside (Tobias, 2012; Tieman Mankin, 2015).
Surgical intervention is widely acknowledged as the preferred treatment for PSS, given
that medical treatment alone cannot address the underlying vascular anomaly. The primary advantage of medical therapy lies in its ability to minimise ammonia absorption from
the gastrointestinal tract, aiming to prevent hepatic encephalopathy and seizures. The increased ammonia concentration in plasma could also be attributed to bacterial degradation
of amino acids in the gastrointestinal tract (Self, 2016). Before undergoing anaesthesia,
dogs with PSS should undergo medical stabilisation (Dugdale et al., 2020).
Dogs with PSS are often young, and to avoid the risk of hypoglycemia, food should only
be withheld four to six hours prior to anaesthesia (Self, 2016). Dogs with PSS require minimal premedication with opioids, induction with propofol or alfaxalone, and anaesthesia
should be maintained with isoflurane or sevoflurane (Self, 2016; Dugdale et al., 2020). Low
doses of alpha-2-adrenoceptor agonists can also be used for premedication, and opioids
should be continued during surgery (Self, 2016). Nonsteroidal anti-inflammatory drugs
should be avoided due to coagulopathies and hypoproteinaemia, and caution is advised
also with paracetamol application because of hepatic insufficiency (Dugdale et al., 2020).
Notably, due to their small body size and reduced metabolic heat production by the small
liver, dogs with PSS are particularly prone to hypothermia (Self, 2016). Intravenous administration of Hartmann's solution is necessary during both the surgical procedure and
the recovery period. Continuous monitoring of blood glucose levels and body temperature
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is imperative during recovery, with particular attention to observing seizures. Seizures can
be effectively managed by addressing metabolic disturbances such as hypoglycemia and
elevated ammonia levels. Additionally, pharmaceutical options, including levetiracetam,
phenobarbitone, propofol, or low doses of dexmedetomidine or medetomidine, are viable
choices for seizure control (Dugdale et al., 2020). Post-surgery, ensuring adequate analgesia is essential, and opioids represent a recommended approach for managing pain (Self,
2016).
2.
Materials and methods
Patient data regarding CPSS were collected from medical records at the Veterinary Faculty
in Ljubljana, Slovenia, covering the period from 2015 to 2023. Out of the 27 dogs included
in the study, detailed medical history and laboratory results were available for 23 dogs,
while CT scans were available for 25. However, due to the retrospective nature of the study,
complete data retrieval was not possible for all 27 dogs (Erjavec et al.,2024). Additionally,
over one-third of the dogs were referred from other clinics and were under the care of their
primary veterinarian after surgery; thus, complete data for these dogs were also not
available. Since this study involved the review of existing medical records and did not
involve any new interventions or procedures on animals, formal ethical approval was not
required.
All dogs underwent surgical treatment, and among the 27 surgically treated patients, two
(a Golden Retriever and a mixed breed dog) were found to have an intrahepatic PSS. The
diagnosis was established based on clinical signs, laboratory findings (bile acids, blood
ammonia, complete blood count (CBC) with differential, urea, creatinine, albumins, TP,
potassium, sodium and chloride, glucose, ALT (alanine aminotransferase), urinalysis and
confirmed with computed tomography (CT).
At least 14-day preparation regimen was implemented with the following oral therapies:
lactulose (Portalak 667 mg/ml, Belupo, Koprivnica, Croatia) at a dose of 0.5 ml/kg,
metronidazole 10 mg/kg/12h (Metrobactin, Dechra LelyPharma BV, Lelystad, Nederland),
gastroprotective drugs - esomeprazole (Nexium, Grünenthal GmbH, Aachen, Germany),
hepatoprotective (Epato 1500 plus, DRN s.r.l., Italy, α IT000187AL, marketing@drnsrl.it)
and ursodeoxycholic acid (Ursofalk 250 mg, Dr. Falk Pharma GmbH, Freiburg, Germany).
Additionally, a low protein diet (Hill's k/d) was administered, and on the day before
surgery subcutaneous vitamin K (Konakion MM, Phytomenadione 10 mg, Cheplapharm,
Arzneimittel GmbH, Ziegelhof, Greifswald, Germany) at a dose of 5.0 mg/kg was given
first day and continued 2 days after surgery at a dose of 2.5 mg/kg. The dogs that already
had epileptic seizures received antiepileptic drugs phenobarbitone 1–4 mg/kg/12h
(Epiphen 30mg, Vetoquinol, Buckingham, UK) and/or levetiracetam 20 mg/kg/8h (Keppra
100 mg/ml, UCB Pharma SA, Brussels, Belgium). Hospitalisation began a day before the
scheduled surgery to facilitate preparation and blood examination (CBC with differential,
urea, creatinine, albumins, TP, potassium, sodium and chloride, glucose, ALT, PT
(prothrombin time), APTT (activated partial thromboplastin time). On the morning of the
surgery, the dogs received their complete prescribed therapy, including lactulose,
metronidazole, vitamin K, intravenously pantoprazole (Nolpaza, Krka, Novo mesto,
Slovenia) and dogs with seizures antiepileptic drugs. All medicine except vitamin K was
continued at least 2 weeks after surgery, i.e., to the first check-up, and then gradually
discontinued according to the clinical signs and laboratory results.
Induction of anaesthesia was performed with analgetic fentanyl (Fentanil Torrex 50 µg/ml,
Chiesi Pharmaceuticals GmbH, Wien, Austria), 2 µg/kg or remifentanyl (Remifentanilhameln 1 mg, Siegfried Hameln GmbH, Hameln, Germany) 2 µg/kg and propofol
(Propoven 10 mg/ml, Fresenius Kabi Austria GmbH, Graz, Austria) slowly to effect, 2–
3mg/kg intravenously. Anaesthesia was maintained with isoflurane in oxygen, and
constant rate infusion (CRI) of fentanyl (2 µg/kg/h) or remifentanil (5 µg/kg/h) was
administered during surgery and continued as CRI two to three days after surgery. During
anaesthesia lactated ringer solution (Hartmannova raztopina Braun, B. Braun Melsungen
AG, Melsungen, Germany) 5 ml/kg/h was given, blood glucose levels were monitored at
30-minute intervals and monitoring of arterial blood pressure was assessed using a
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Doppler flow detector (Model 811-BL, Parks Medical Electronic), end-tidal CO2
concentration, oxygen saturation measured with a lingual SpO2 probe, body temperature
with an oesophageal thermometer, and electrocardiogram (ECG) was continuous.
In all animals with PSS, a ventral medial celiotomy was performed, PSS was identified,
and a cellophane band was applied in all dogs except for one dog where the portal vein
was absent. Before use, 1.2 cm wide strips of cellophane were prepared and sterilised. After
taking them from the sterilisation pouch, cellophane strips were immersed in saline, and
then one strip was folded longitudinally into 3 layers. Initially, the tissue around the shunt
was carefully dissected with right-angled dissecting forceps, and subsequently, the
cellophane strip was carefully passed around the shunt. Three to four titanium clips were
used in alternating directions to fixate both ends of the cellophane, and the remaining parts
of the cellophane were cut with scissors. Shunts were partially or not at all attenuated at
the end of surgery. The abdomen was closed routinely in all dogs. Dogs were typically
hospitalised for up to 3 days following surgery after which they underwent check-ups at
7-14 days post-surgery, followed by monthly appointments for 3-4 months thereafter.
Further follow-up appointments were scheduled as needed based on the presence of
clinical signs.
3.
Results
The inclusion criteria for selecting cases encompassed a thorough review of medical
records pertaining to 27 dogs, operated by the same surgeon (VE), comprising 18 females
and 9 males, representing various breeds such as mixed breed (6), Yorkshire Terrier (5
dogs), Pug (2), Maltese (2), Shih Tzu (2), Jack Russell Terrier (2), Miniature Schnauzer (2),
and one each of Bearded Collie, Chihuahua, Cavalier King Charles Spaniel, West Highland
White Terrier, Golden Retriever, and Pomeranian. The age range of the dogs on the day of
the operation was 4 to 100 months, with twelve out of 27 dogs being younger than 12
months. Dogs were presented with various clinical signs, 19/23 dogs were apathic, 14/23
dogs were vomiting, neurological signs such as seizures, disorientation, ataxia,
restlessness, blindness, and head pressing were found in 13/23 dogs, 7/23 had
polydipsia/polyuria, 6/24 had diarrhoea, and 2/23 were salivating.
On the day of surgery or a few days before blood analysis was performed, serum bile acids
were elevated in all dogs (22/22), ALT was elevated in 13/25 dogs, urea was low in 17/25
dogs, PT was prolonged in 8/24, and APTT was prolonged in 15/24 dogs. Nephroliths or
uroliths were found in 13/26 dogs. Ammonia was elevated in 8/8 dogs. Leucocytosis was
found in 16/24 dogs. Eleven dogs from 25 (11/25) were hypoproteinaemic and
hypoalbuminemic, 6/25 were anaemic with low red blood cells and low haematocrit.
Before the operation, two dogs needed a transfusion. During anaesthesia, 9 of 25 dogs
needed a bolus of 20% glucose (Glukoza Braun 200 mg/ml, B. Braun Melsungen AG,
Melsungen, Germany) 1-2 ml/kg intravenously. Twenty out of 25 dogs required Voluvene
for maintenance of blood pressure or due to hypoproteinemia (Voluven 60 mg/ml,
Fresenius Kabi Deutschland GmbH, Bad Homburg, Germany) administered either
through CRI at 1–2 ml/kg/h or as a bolus (1–2 ml/kg) in case of observed hypotension. This
paper does not present results from potassium, sodium, chloride, venous blood gas
analysis, and urinalysis.
Based on CT angiography images of 22 dogs with extrahepatic shunts, the distribution
included right gastrocaval shunts in 7 dogs (32%), each of spleno- and portocaval shunts
in 3 dogs (14%), splenoazygos and left gastroazygos shunts in 2 dogs each (10%), and
singular occurrences of gastrophrenic, left gastric, left gastrocaval, gastroduodeno caval,
and right gastrocaval with a caudal loop shunt in one dog.
On the day after surgery, dogs required intensive care, and vital signs, including body
temperature, pulse rate, respiration, urine production, capillary refill time, mucous
membrane colour, arterial blood pressure, and blood glucose, were recorded hourly and
monitored for neurological signs. Monitoring urine production and/or blood pressure was
also undertaken to adjust postoperative fluid therapy. Fluid therapy using lactated
Ringer's solution was given at 3 – 5 ml/kg/h. The dogs received intensive medical attention
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until they regained the ability to move and independently consume a regular diet.
Analgesia was maintained as described before, with the addition of methadone if
necessary. Throughout the recovery phase, no indicators of portal hypertension, such as
hypovolemic shock, progressive hypothermia, and severe abdominal pain (Tobias, 2012),
were observed. We do not have uniform results after surgery because the dogs underwent
check-ups at different times and with various veterinarians who did not monitor the same
blood parameters. However, we found that bile acids were elevated in 12/16 dogs, ALT
was elevated in 6/20 dogs, urea was low in 2/13 dogs, TP was low in 2/18 dogs, and
albumins were low in 3/21 dogs (Erjavec et al., 2024).
4.
Discussion
The investigation of PSS in dogs provides valuable insights into the pathophysiology,
clinical presentation, diagnosis and outcomes following surgical intervention. The clinical
signs that raised suspicion of portosystemic shunt (PSS) in dogs in our study were
primarily neurological and gastrointestinal, with a notable prevalence of apathy among
the affected dogs. Notably, salivation, a more common clinical sign in cats than in dogs
(Howe and Boothe, 2002), was also reflected in our study. We primarily confirmed the
suspicion with results indicating elevated bile acids, ammonia levels and urinalysis, while
the diagnosis was subsequently confirmed through CT imaging. Preoperative
management is crucial in minimising ammonia absorption from the gastrointestinal tract,
preventing hepatic encephalopathy and seizures in dogs, and enhancing postoperative
recovery. When ammonia was measured, it was increased in all dogs. Although ammonia
is a valuable parameter, we did not measure it in all dogs due to the complex process of
sample preparation and transport to an external laboratory.
While coagulation times are frequently prolonged in affected dogs, they generally do not
have significant clinical implications and spontaneous bleeding is uncommon
(Kummeling et al., 2006; Kelley et al., 2013) which was consistent with our study where
coagulation times were prolonged, but no issues with bleeding during surgery occurred,
which we attribute to the administration of vitamin K. Following PSS occlusion,
gastrointestinal ulceration and gastritis may persist years after surgery in majority of dogs,
prompting consideration on proton pump inhibitors, especially for those receiving
NSAIDs post PSS surgery (Weisse et al., 2014; Dugdale et al., 2020).
In cases of hypoalbuminemia, caution should be exercised regarding the infusion of large
volumes of crystalloids. Instead, synthetic colloids or plasma infusions may be considered
to maintain osmotic pressure (Self, 2016), which was carefully considered in our dogs,
where the majority of dogs additionally received Voluven. The slow elimination of certain
drugs may contribute to the prolonged recovery phase, potentially leading to hypothermia
and hypoglycemia (Self, 2016; Dugdale et al., 2020), so maintaining body temperature is
crucial, and warming measures were implemented from the premedication phase through
full recovery.
Cellophane banding emerges as a straightforward surgical procedure for the progressive
attenuation of PSS in dogs (Youmans and Hunt, 1998). This method involves applying a
cellophane band around the shunt to reduce blood flow. While the benefits of surgically
attenuating shunts are widely acknowledged, rapid closure or ligation of the shunt may
not yield optimal results for many dogs, as it can lead to the development of portal
hypertension and cardiovascular compromise. Because the occlusion of the PSS with
cellophane progresses slowly through inflammatory reaction, the shunt closes gradually,
while the portal vein can uptake larger volumes of blood (Holt, 1994; Youmans and Hunt,
1998; Frankel et al., 2006). Since this process occurs concurrently, no portal hypertension
occurred. Using inexpensive and readily available cellophane allows progressive
attenuation in the weeks following cellophane placement. Slow attenuation of CPS may
also allow more time for the cardiovascular and central nervous systems to adapt to
changing hepatic metabolism (Youmans and Hunt, 1998).
The incorporation of preoperative imaging can reduce both surgical duration and the
extent of dissection required for evaluating the shunt (Or et al., 2016). Attenuation location
for different shunt types vary; portocaval shunts are attenuated at the level of epiploic
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foramen, portophrenic at the abdominal surface of the diaphragm and newer studies
suggest attenuation of portoazygos shunts within the thorax (Mullins, 2019b), while older
literature suggested attenuation at the diaphragm level (Or et al., 2016), where azygos
shunts were also attenuated in our study. The following considerations guided us during
the surgeries: A healthy canine circulatory system should exhibit no large vessels entering
the caudal vena cava between the phrenicoabdominal vein and the porta hepatis (Berent
and Tobias, 2018). Moreover, it is common to observe turbulent blood flow in the caudal
vena cava where the shunting vessel enters (Mullins, 2019a).
After the surgery, laboratory parameters such as ALT, urea, TP, albumines, and bile acids
improved in most dogs, alongside clinical signs. Subsequently, medical therapy was
discontinued. Based on clinical signs, lactulose treatment should be sustained for a
minimum of 4 weeks, coupled with a protein-restricted diet until liver function normalises,
indicated by normal albumin levels. Serum bile acids may remain abnormal for over a year
following shunt ligation (Tobias, 2012). However, if abnormalities persist nine months
post-surgery, the likelihood of normalisation decreases. In such cases, additional
laboratory values, including albumin, urea, and liver enzymes, should be utilised to
monitor the patient's condition. If blood values fail to normalise six months post-surgery,
a reevaluation is advised to explore potential issues such as incomplete shunt occlusion,
multiple acquired shunts, or other liver diseases (Tobias, 2012). However, the primary goal
of surgery is for the animal to be free of clinical signs and not require therapy. It is
important to note that while laboratory findings often improve after surgery, they may still
frequently remain abnormal, as observed in our study.
5.
Conclusion
The absence of significant complications observed during the surgical procedure can be
attributed to administering appropriate therapy to the dogs for a sufficient duration before
the operation. This therapeutic approach was consistently maintained throughout the recovery period. Intensive patient monitoring was crucial in the initial 12-24 hours post-surgery. Furthermore, a thorough observation was kept for any neurological signs, ensuring
prompt initiation of assistance if such signs manifested. No signs of portal hypertension
were detected in any of the cases post-surgery.
Acknowledgements: We thank the veterinarians who referred these dogs for treatment
and the veterinarians and technical staff at the Veterinary Faculty in Ljubljana, who
assisted with their treatment and follow-up.
Funding: This research was supported by Slovenian Research Agency (research program
No. P4-0053).
Institutional Review Board Statement: All procedures complied with the relevant Slovenian governmental regulations (Animal Protection Act, the Official Gazette of the Republic
of Slovenia, 43/2007).
Conflicts of Interest: The authors declare no conflict of interest.
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Data of 27 Cases of Congenital Portosystemic Shunt in Dogs
from 2015 to 2023
Erjavec Vladimira1, Celinšek Barbara1, Jelovčan Petra1, Krofič Žel Martina1, Lisjak Anja1, Milevoj Nina1,2, Nemec
Svete Alenka1, Pavlica Matic1, Pogorevc Estera1,3, Praper Ksenija1, Ravnik Verbič Urška1, Suhadolc Scholten Sara1,
Šilc Ema1, Turk Živa1, Verk Barbara1, Lukanc Barbara1,*
1.
2.
3.
*
University of Ljubljana, Veterinary Faculty, Small Animal Clinic, Ljubljana, Slovenia
The Royal (Dick) School of Veterinary Studies, University of Edinburgh, UK
ESV, Estera Pogorevc s.p.
Correspondence: Barbara Lukanc, barbara.lukanc@vf.uni-lj.si
Citation: Erjavec V, Celinšek B, Jelovčan
P, Krofič Žel M, Lisjak A, Milevoj N, Nemec Svete A, Pavlica M, Pogorevc E, Praper K, Ravnik Verbič U, Suhadolc Schol-
Abstract:
Congenital portosystemic shunts (PSS) present a significant challenge in veterinary
medicine, requiring comprehensive analysis for effective diagnosis and management.
This repository offers an extensive overview of 27 cases of congenital PSS in dogs,
spanning the period from 2015 to 2023. The data are shown in Table 1.
ten S, Šilc E, Turk Ž, Verk B, Lukanc B.
Data of 27 cases of congenital portosystemic shunt in dogs from 2015 to 2023.
Keywords: Portosystemic shunts, dogs, clinical signs, types of PSS, laboratory results
Proceedings of Socratic Lectures. 2024,
Funding: This research was supported by Slovenian Research Agency (research program No. P4-0053).
10, 48-49.
https://doi.org/10.55295/PSL.2024.II4
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published maps and institutional affiliations.
Copyright: © 2024 by the authors.
Submitted
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under
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Attribution (CC0) license
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Table 1. Data on dogs with Congenital Portosystemic Shunt from 2015 to 2023
X: mixed breed, CKCS: Cavalier King Charles Spaniel, CHD: Chihuahua, WHWT: West highland white terrier, BC: Bearded collie, MS: Miniature Schnautzer, GR: Golden
Retriever, L: left, R: right
Proceedings of 10th Socratic Lectures 2024
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Exotic Animals’ Vascular System Characteristics and
its Application in Clinical Practice
Vejzović Anel1*, Tandir Faruk1, Hadžiomerović Nedžad1, Avdić Rizah1, Dučić Nejra1
University of Sarajevo, Veterinary Faculty, Department of Basic Sciences of Veterinary
*Corresponding author: anel.vejzovic@vfs.unsa.ba
1
Citation: Vejzović A, Tandir F,
Hadžiomerović N, Avdić R, Dučić
N. Exotic Animals’ Vascular System
Characteristics and its Application
in Clinical Practice. Proceedings of
Socratic Lectures. 2024, 10, 51-57.
https://doi.org/10.55295/PSL.2024.II5
Publisher’s Note: UL ZF stays neutral with regard to jurisdictional
claims in published maps and institutional affiliations.
Abstract:
Veterinary practice commonly involves caring for domestic and companion animal. Since
the trend of owning exotic pets is rapidly increasing, veterinarians often treat exotic patients as well. As a result, veterinarians are facing increased demands for specialized skills
and knowledge. This article aims to provide a concise review of the anatomy of the vascular system in exotic animals and its relevance in clinical practice. Snakes, lizards and chelonians have 3-chambered heart with 2 atria and one partially divided ventricle whereas
crocodiles have 4-chambered heart. It is important to consider these characteristics during
the anesthesia in reptiles since blood shunting affects changes in blood pressure, oxygen
level and other anesthetic parameters. In birds, the cardiovascular system is crucial in enduring the exhausting physical activities such as swimming, flying or diving and running.
Birds have renal portal system which consists of cranial and caudal renal portal vein. The
recommendation of avoiding drug application in the hindlimbs of birds is present for a
long time. This is valid not only for birds, but for reptiles, amphibians and most fish. The
ventricle of amphibians is trabeculated, which minimizes blood shunting through various
anatomical and physiological features. During biphasic systole, the left and right side of
the ventricle contract separately, directing blood in different parts of aortic arches. Due to
the complexity of the exotic animals, thorough education added in veterinary curricula is
needed.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the terms and
conditions of the Creative Commons
Attribution
(CC
BY)
license
(https://creativecommons.org/licens
es/by/4.0/).
Keywords: amphibians, birds, cardiovascular, clinical, reptiles
Proceedings of 10th Socratic Lectures 2024
52 of 165
Introduction
Common veterinary practice deeply relies on working with domestic and companion
animals. Even though they are perceived as the most frequent patients, trend of owning
exotic pets is rapidly increasing. Statistics show that the number of pet birds in Europe is
around 52 million with 29 million small mammals, 10 million aquatic animals and around
9 million reptiles (Ostović et al., 2022). In the USA, the exotic animal trade market has seen
significant growth in recent years. Between 2000 and 2006, United States imported around
1.5 billion wild-life animals from which 92 % was acquainted as pets (Smith et al., 2009).
These numbers increase steadily every year. Thus, skills and knowledge required from
veterinarians increase and become challenging (Espinosa García-San Román et al., 2023).
Contrary to this, education about exotic pets and practical skills are not included in most
of the veterinary schools or they are included insufficiently (Rosenthal, 2006). Institutions
are often reluctant towards introducing the courses about exotic animals, not realizing that
exotic pets as patients are more common than before and students should have some basic
knowledge after the graduation. Recommendation of American College of Zoological
Medicine regarding veterinary curricula implies that all students should be able to take
history and perform physical examination of exotic patients. They also suggest that
students acquire specific knowledge of physiology, methods of restrain, sample collection,
and understanding of clinical data (Stoskopf et al., 2001). Many specificities characterize
exotic animals in comparison with usual companion animals. However, the studies
regarding cardiovascular system of exotic animals are scarce. Existing studies primarily
focus on laboratory animals due to their widespread use in biomedical researche.
Although American mink (Mustela vison) is not a typical laboratory animal, its
cardiovascular system has been extensively studied. Several studies (Hadžiomerović et al.,
2016; Mrvić et al., 2017; Mrvić et al., 2021) investigated mink’s vascular system including
kidneys, liver and lungs. They described branching of hepatic, renal and pulmonary veins
and arteries comparing it to the dog as a similar carnivore model. In other studies,
Ninomiya et al. (2008) and Mazensky et al. (2012) explored vascular features of rabbit eyes
using vascular corrosion casting and branching of renal veins and arteries. This article aims
to condense specific anatomy of exotic animal’s vascular system and to refer on its use in
clinical practice. It further intends to help veterinary practitioners in process of clinical
examination of these animals and to highlight what to be aware of regarding their anatomy
and physiology.
Reptiles
Reptiles belong to the large class of Reptilia consisting of several orders. Snakes and lizards
(order - Squamata), chelonians and crocodiles make the majority of this class where
squamates are the most species-rich order with approximately 7000 species (Jensen et al.,
2014). Their cardiovascular anatomy greatly varies. Snakes, lizards and chelonians have 3chambered heart with 2 atria and one partially divided ventricle whereas crocodiles have
4-chambered heart. All species have 2 aortic arches, right and left with 4 systemic veins
including 2 cranial caval veins and caudal caval vein (Sladky and Mans, 2012; Jensen et al.,
2014). These anatomical features cause mixing of arterial and venous blood. Even though
considered pathophysiological in mammals and birds, blood shunting is proven to have
several roles in reptile organism unlike previous hypothesis that treats shunting as
evolutive remnant without physiological significance or even detrimental. It enables
stabilization of oxygen level during breaks in respiration. Furthermore, right to left shunt
can partially help heating process by increasing the amount of blood in systemic
circulation. Left to right shunt, where the blood level in lungs is reduced, happens during
the diving apnea of aquatic reptiles (Hicks, 2002; Mosley, 2005). It is important to consider
these characteristics during the anesthesia in reptiles since blood shunting affects changes
in blood pressure, oxygen level and other anesthetic parameters. The shunting can also
delay or hasten the excretion of the inhalation anesthetics. Another vascular system
characteristic specific to reptiles is renal portal system. Cranial and caudal portal veins
collect blood from the tail, pelvis, limb and caudal part of the spine and intestines forming
the plexus around the kidneys. Blood flow is controlled by autonomic nervous system and
valves which direct blood through or around the kidneys (Sladky and Mans, 2012). Renal
portal system could possibly affect the pharmacodynamics and pharmacokinetics of drugs
Proceedings of 10th Socratic Lectures 2024
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administered in the caudal part of the reptile’s body. Some authors suggest that drugs
administered in the caudal part could be nephrotoxic or that the excretion time of the drug
could be decrease, consequently affecting the effective dose and treatment of the animal.
Contrary to this, some studies oppose these statements due to the lack of scientific evidence.
However, current recommendations advise against the administration of nephrotoxic
drugs and those excreted primarily by kidneys in the caudal part of reptiles (Mosley, 2005;
O’Malley, 2017). During the clinical examination of patient, it is significant to know the
sites for blood sample collection as well as drug administration sites. In lizards, ventral tail
vein, ventral abdominal vein, cranial vena cava, brachial vein and jugular vein are
commonly used while in chelonians, for intravenous route and blood sample collection,
jugular, dorsal tail vein and brachial vein are used (Figure 1).
Figure 1. A: Venipuncture sites in turtle – jugular vein (Courtesy of the University of California, Davis). B: Anesthetic administration
in brachial plexus of turtle (Courtesy of Kurt K. Sladky).
Intravenous route for drug administration in snake is jugular, palatine, and ventral tail
vein. Important note for the examination of exotic animals is to restrain animal properly
but in most cases, sedation or general anesthesia is necessary (Coutant et al., 2018).
Birds
Avian heart is located in the median plane of cranioventral part of coelomic cavity
surrounded by the lobes of liver. It consists of two atria and two ventricles. Mass of the
avian heart in regard to body mass surpasses the mammal heart (Strunk and Wilson, 2003).
The avian heart is well-adapted due to the high demands for oxygen. The cardiovascular
system is crucial in enduring the exhausting physical activities in different birds such as
swimming, flying or diving and running (Dzialowski and Crossley, 2022). Even though
heart of mammals and birds share substantial amount of similarities, during the evolution,
birds developed many physiological characteristics which reflect on the gross anatomy.
For example, heart size of goose increases before the period of migration (Bishop et al.,
1995). Peripheral resistance is lower in pulmonary blood vessels, therefore the right
ventricle wall is thinner compared to left ventricle (Dzialowski and Crossley, 2022).
Generally lower peripheral resistance in birds compared to mammals demands higher
arterial pressure for the high cardiac output. Heart rate in birds is variable and depends
on the size of the bird, physical activity and different physiological needs (King and
Lelland, 1984). With powerful heart muscle birds achieve bigger heart stroke volume, large
cardiac output and are able to increase the heart rate over 1000 beats per minute
(Dzialowski and Crossley, 2022). Birds major systemic blood vessels consist of aorta which
originates from right aortic arch and three caval veins including right and left cranial vena
cava and caudal vena cava. Aorta gives branches to the two brachiocephalic trunks for the
vascularization of cranial part of the body and continues as descending aorta. Right cranial
vena cava and caudal vena cava terminate in right atrium separately from left cranial vena
cava which enters to sinus venosus (Strunk and Wilson, 2003). Amongst other
Proceedings of 10th Socratic Lectures 2024
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characteristics in birds, vascular system of kidney is to be highlighted. Birds have renal
portal system which consists of cranial and caudal renal portal vein. These veins drain
blood from common iliac, external iliac, internal iliac, caudal mesenteric and ischiatic veins
along with the internal vertebral venous sinus (Figure 2).
Arterial supply is done by renal arteries which enter each lobe separately (BurgosRodriguez, 2010). Kidneys of the bird itself have specific structure, embedded in renal
fossa of the sacrum and divided into three parts, cranial, middle and caudal lobe. Birds
have two types of nephrons, mammalian-like and reptile-like. Mammalian type is of more
complex structure with longer proximal and distal tubules while reptilian type of nephron
is missing Henley loop and the tubules are numerous but shorter (Burgos-Rodriguez, 2010;
Hadžiomerović et al., 2021). Detailed description of kidneys and renal portal system
encompasses the objectives of the study but it is assessed briefly to emphasize a complexity
of these features in birds. This has clinical significance, since the recommendation of
avoiding drug application in the hindlimbs of birds is present for a long time. Due to the
lack of extensive studies that would distinguish which drugs are safe for application, most
of the practitioners still avoid it. Many existing studies have opposite results and claims,
therefore it is most appropriate to administer drugs in the cranial part of animal. This is
valid not only for birds, but for reptiles, amphibians and most fish (Coutant et al., 2018).
For the intravenous route in birds and blood sample collection in birds, mostly there are
three blood vessels available including ulnar superficial vein, also known as basilic or wing
vein, medial metatarsal vein and jugular vein. Important to note is that right jugular vein
is often bigger then the left, hence it is more accessible (Coutant et al., 2018).
Figure 2. Venous vascularization of fowl’s kidney and blood vessels of renal portal system (corrosion technique). 1. V. cava caudalis;
2. V. iliaca communis; 3. V. iliaca externa; 4. V. portalis renalis cranialis; 5. V. portalis renalis caudalis; 6. V. renalis cranialis; 7. V. renalis
caudalis; 8. V. ischiadica; 9. V. mesenterica caudalis; 10. V. iliaca interna
Amphibians
Among three types of animals reviewed in this article, species from the group of
amphibians represent the rarest patients for veterinarians. Earlier studied mostly by
Proceedings of 10th Socratic Lectures 2024
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biologists, in the last few decades veterinarians are more involved in working with
amphibians. Amphibians are divided into three groups: Anura, Caudata and Caecilians.
Frogs and salamanders are the representatives of first two groups as the commonly studied
species (Forzán et al., 2017). The three-chambered heart of amphibians is generally similar
among species, but some differences can be noted. In anurans and salamanders, the right
atrium is usually larger than the left, except in a few species of anurans, such as African
Clawed frog (Xenopus laevis). The interatrial septum is fenestrated in salamanders,
allowing for the mixing of blood, while it is complete in anurans. Blood from both atria
enters the undivided ventricle (Sharma, 1961; Heinz-Taheny, 2009). Trabeculated ventricle
in amphibians and different anatomical and physiological features minimize the blood
shunting. During biphasic systole, the left and right side of ventricle contract separately
forcing the blood in different parts of aortic arches. Separation of the blood is enabled by
spiral valve in the conus arteriosus. Three separate trunks exit the ventricle, systemic arch,
carotid and pulmocutaneous arch (Figure 3).
In the first phase of heart contraction, deoxygenated blood from the right side of the
ventricle enters the pulmocutaneous arch which gives pulmonary and cutaneous arterial
vessels carrying the blood for gas exchange in the lungs and skin of amphibians. In the
second phase, blood is sent to the systemic and carotid arches for oxygenation of the cranial
and caudal parts of the animal. Therefore, very small portion of blood from the right side
of ventricle goes to the left side. The blood from the left side is directed mainly to the
systemic circulation avoiding right side (Heinz-Taheny, 2009). Along with systemic and
pulmocutaneous circulation, amphibians also have renal portal system. According to
O’Malley (2005), since the blood from the hindlimbs does not bypass the kidneys, drug
administration in the caudal part of the body may cause changes in drug distribution.
Additionally, ventral abdominal vein, often used in clinics passes through the liver as a
part of the hepatic portal system. This could affect pharmacokinetics of drug administered
in this vein and its branches. Hence, it is suggested to avoid the application of drugs
primarily metabolized in the liver in the caudal part of the body (Heinz-Taheny, 2009).
Furthermore, taking in considerations amphibians are poikilothermic animals, clinicians
should keep the patients in their optimal temperature zones due to the fact physiology,
behavior and therapy are influenced by temperature (Whitaker et al., 1999; Wright, 2001).
Venipuncture sites differ between the species. In the frogs, cardiac puncture, ventral
abdominal vein, femoral vein and lingual vein are used. Ventral tail vein is most
commonly used in salamanders. Amount of blood sample should not exceed 1% of body
weight in healthy animal nor 0.5 % in diseased animal (Heinz-Taheny, 2009).
Figure 3. Anatomy of the anuran heart. Large block arrows indicate blood flow into the heart. Thin black arrows indicate flow of
oxygenated blood (Courtesy of Frank Taheny).
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Conclusion
The number of exotic pets is increasing over the past few years. Aside from usual work
with companion animals, veterinarians often treat exotic patients as well. This demands
certain level of knowledge about specific anatomy and physiology of these animals. The
article provides a brief insight in vascular system of reptiles, birds and amphibians with
an emphasis on important clinical considerations regarding these characteristics. However,
due to the complexity of the exotic animals, thorough education is needed.
Funding: This article received no grant from any funding agency.
Conflicts of Interest: The authors declare no conflict of interest.
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Milestones in Research of Small Cellular Particles.
Membrane Modeling and Theoretical Description in
Connection with In vitro and Ex vivo processes
Romolo Anna 1,2, Kralj-Iglič Veronika 1,2,*
University of Ljubljana, Faculty of Health Sciences, Laboratory of Clinical Biophysics , Ljubljana, Slovenia
Extracellular Vesicles and Mass Spectrometry Group, Institute of Biosciences and Bioresources, National Research Council of Italy, Napoli,
Italy
* Correspondence: Veronika Kralj-Iglič; veronika.kralj-iglic@zf.uni-lj.si
1.
2.
Citation: Romolo A, Kralj-Iglic V.
Milestones in Research of Small
Cellular
Particles.
Membrane
Modeling
and
Theoretical
Description in Connection with In
vitro and Ex vivo processes.
Proceedings of Socratic Lectures.
2024, 10, 59-68.
https://doi.org/10.55295/PSL.2024.II6
Publisher’s Note: UL ZF stays
neutral with regard to jurisdictional
claims in published maps and
institutional affiliations.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the terms and
conditions of the Creative Commons
Attribution (CC
BY)
license
(https://creativecommons.org/license
s/by/4.0/).
Abstract:
Sub-micron sized small cellular particles (SCPs) (microparticles, microvesicles,
exosomes, extracellular vesicles, extracellular particles) are recently gaining attention
due to their potential role in all fields involving living organisms (e.g. medicine, food
science, agriculture, ecology). Due to their small size and dynamic nature, their
properties and biological roles are not yet understood up to a level to be widely used
and remain potentially important. Employing the knowledge from different fields is
highly warranted to progress towards better understanding of physiological and
patophysiological processes based on SCPs. This contribution outlines four
milestones in SCP research: M1: Model of the biological membrane, M2: Membrane
budding and vesiculation, M3: Theoretical description of the membrane shape and
M4: Transferrin release from the reticulocyte membrane in the form of membrane –
enclosed SCPs. Also we outline the increasing interest of the scientific society for SCPs
reflected in highly cited papers and present a synthesis of the theoretical and
experimental view on membrane-enclosed SCPs within the fluid crystal mosaic
model of the membrane.
Keywords: Extracellular vesicles; Extracellular particles; Extracellular vesicles; Small
cellular particles; Microvesicles; Exosomes
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1.
Milestone 1: Model of biological membrane
In 1972, a paper was published by Singer and Nicolson (1972) following thorough study
of biological membrane thermodynamics and proposing the Fluid mosaic model.
According to this model, the membrane is composed of a lipid bilayer with embedded
proteins that are integral to the membrane (Figure 1A). The proteins are arranged with the
ionic and highly polar groups protruding from the membrane into the aqueous phase, and
the nonpolar groups largely buried in the hydrophobic interior of the membrane. The
proteins are more or less free to move laterally over the membrane analogously to a twodimensional solution of integral proteins (or lipoproteins) in bilayer solvent. In the next 50
years the agreement of this model with experimental results established it as a base for the
description of membrane features. However, already in the paper (Singer and Nicolson,
1972), it was suggested that direct interactions between the embedded entities may take
place and may have also consequences for biological features involving the membrane.
Lateral segregation of the protein molecules was observed in connection with the
pinocytosis of the membrane – endovesiculation - which refers to the uptake of substances
by a cell. This concept was later further developed and reported in Simons and Ikonen
(1997) and Brown and London (1998). Simons and Ikonen (1997) presented a model based
on the dynamic clustering of sphingolipids and cholesterol to form rafts (Figure 1B) that
move laterally within the fluid bilayer and function as platforms for the attachment of
proteins. Furthermore, lateral segregation into rafts was connected with membrane
curvature within the entities called calveolae. It was suggested that spingolipid–
cholesterol rafts may be an essential feature of all organellar membranes involved in
biosynthetic and endocytic traffic. Brown and London (1998) further up-graded the model
by considering order within the particular regions in the lipid bilayer.
Figure 1. Illustration of the fluid mosaic model of the membrane in its original form (A) and by considering formation of membrane
rafts (B). Adapted from Kralj-Iglič (2012).
2. Milestone 2: Membrane budding and vesiculation
Erythrocytes are convenient for the study of the properties of the cell membrane. Mature
cells do not have nucleus nor cytoskeleton. Their shape is largely determined by the
properties of the membrane (lipid bilayer with underlying membrane skeleton). The
process of microvesiculation (Figure 2A) and the pinched-off vesicles (Figure 2B) were
imaged and described (Figure 3) by Weed and Reed (1966).
Figure 2. A: Budding of the erythrocyte. B: Electron micrograph of “fragments”. Panel B has magnification 14000 X. Adapted from
Weed and Reed (1966).
Proceedings of 10 th Socratic Lectures 2024
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Figure 3. Scheme of erythrocyte membrane fragmentation as presented by Weed and Reed (1966).
In 1967, SCPs were identified as fragments shed from platelets (Wolf, 1967). Already then,
their potential biological role was indicated (Wolf, 1967). Later it was observed that blood
contains a mixture of young and old erythrocytes which differ in the size, density and
surface charge (Lutz et al., 1977). It was suggested that microvesiculation is responsible for
the loss of the erythrocyte membrane and therefore increase of the volume to area ratio is
reflected in senescent rounding of erythrocytes (Lutz et al., 1977). In the following decades,
erythrocyte shape change, hemolysis and vesiculation were thoroughly studied
experimentally (Nelson et al., 1983, Isomaa, 1979, Isomaa et al., 1987, Hagerstrand et al.,
1992). It was found that the erythrocyte membrane may bud inward or outward and if this
process continues, it terminates in vesiculation (Isomaa et al., 1987, Hagerstrand et al.,
1992). Procedures were developed to isolate and image microvesicles (Isomaa st al., 1987,
Hagerstrand et al., 1992). It was found that the shape of the buds and of SCPs may vary
depending on the added compounds that intercalate into the membrane (Figure 4).
Figure 4. Budding of erythrocytes (panels A, C and D) and isolated microvesicles (panels B, E and F). The process was induced by
adding amphiphilic molecules into the erythrocyte suspension (A,B: dodecyl maltoside; D,E,F: dodecyl zwittergent). A, C, D and F:
scanning electron micrographs; B and E: transmission electron micrographs. Adapted from (Schara et al., 2009).
Budding and vesiculation of nano to micro – sized particles were detected and observed
in different biological systems. Figure 5 shows budding and vesiculation in a microalgae
Ochromonas danica. Assessment and visualization of SCPs in different samples led to the
conclusion that cells of all types are prone to shed their fragments in the surrounding
solution (Yanez-Mo et al., 2015). Being freed from the mother cell, they can travel with
surrounding liquid, reach nearby or distant cells and interact with them.
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Figure 5. SCPs emerging from the surface of the cell membrane of a 9-day-old Ochromonas danica cell; see arrows. Adapted from (Aaronson et
al., 1971).
3. Milestone 3: Theoretical description of the bilayer membrane shape
Erythrocyte shape was described theoretically (Canham, 1970) by considering the
membrane as a thin, locally slightly curved elastic shell. The contour of the rotationally
symmetric shape was approximated by Cassini ovals and the bending energy of the shell
was minimized at chosen geometrical constraints by determining the parameters of the
ansatz (Canham, 1970). Good agreement was obtained between calculated shapes and
shapes observed under the optical microscope (Canham, 1970). Theoretically advanced
expression for the membrane free energy including the assumption that the membrane
has spontaneous curvature was presented by Helfrich (1973). The description was
improved by stating the variational problem for minimization of the free energy by a set
of Euler-Lagrange differential equations (Deuling and Helfrich, 1976). This enabled a
rigorous solution of the set of differential equations for the axisymmetric shapes. The
calculated shapes shown in Figure 6 (Kralj-Iglič et al., 2022) were obtained by using this
method.
Figure 6. Observed and calculated membrane shapes corresponding to a sequence leading to formation of internal vesicle
(endovesiculation) in SCPs found in isolates from blood and to a sequence leading to formation of external vesicle (exovesiculation)
in a giant phospholipid vesicle. The theoretical shapes were taken as axisymmetric with respect to the vertical axis and were
calculated by solving the variational problem presented as a system of the Euler-Lagrange differential equations. Note the relevance
of the model over 100 fold size difference. From Kralj-Iglič et al., (2022).
Proceedings of 10 th Socratic Lectures 2024
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Bilayer couple principle considering that the two membrane layers are in close contact but
can slide over each other (Sheetz and Singer, 1974) was implemented to explain
intercalation of compounds into a particular lipid layer (Helfrich, 1974, Evans, 1974)
thereby changing average mean curvature of the membrane. The models were
theoretically elaborated to yield the equilibrium membrane shape by minimization of the
membrane free energy (reviewed by Seifert, 1997). Membrane budding and vesiculation
were described by an increase (in the case of exovesiculation) or a decrease (in the case of
endovesiculation) of the average mean curvature of the membrane. The pinching off of
the bud was preceeded by the thinning of the neck connecting the bud and the mother
membrane. When the bud is pinching off, the opening in the membrane is very small and
can be sealed with little energy change by rearranging the adjacent molecules.
In considering the models of the membrane it was taken into account that besides lateral
redistribution and segregation the anisotropic membrane constituents may undergo
orientational ordering with respect to the axis perpendicular to the membrane. This
introduced curvature deviator as an important parameter (Fischer, 1992; Kralj-Iglič et al.,
1999). Changing of the constraints and/or parameters (e.g. relative volume (expressing
volume to area ratio v, average mean curvature <h>, average curvature deviator <d>)
yields different shapes of membrane-enclosed entities without internal structure. A (v,
<h>, <d>) phase diagram featuring some shapes corresponding to the minimal free energy
is presented in Figure 7. Regions are defined within limiting shapes composed of spheres,
cylinders, tori and flat regions. Shapes composed of spheres lie in the <d>=0 region. Red,
blue and green lines indicate transformations of shapes due to changes in v, <h> and <d>.
Endo and exo vesiculation (Figure 6) are presented by the blue and red – marked
sequences, respectively.
Figure 7. A (v, <h>, <d>) phase diagram of shapes calculated by minimization of the membrane free energy. Two aspects
(side view (left) and top view (right)) are shown. From (Kralj-Iglič et al., 2020).
Taking into consideration orientational ordering of anisotropic membrane constituents
indicated stability of thin (below cca 100 nm) tubular vesicles (Kralj-Iglič et al., 2002) and
required revision of the model of the membrane (Kralj-Iglič, 2012). As these effects were
similar to the ones observed in liquid crystals, the up-graded model which becomes
relevant in nano-sized anisotropic membrane regions was called the Fluid crystal mosaic
model (Figure 8).
Figure 8. Illustration of the fluid crystal mosaic model of the membrane. Adapted from Kralj-Iglič (2012).
Proceedings of 10 th Socratic Lectures 2024
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Milestone 4: Transferrin release from the reticulocyte membrane in the form of
membrane – enclosed SCPs.
While internal structures filled with SCPs were observed already in 1971 (Coons and
Axtell, 1971) (Figure 8A), the importance of this feature was revealed in the study of
transferrin release from maturing reticulocytes (Harding et al., 1983; Pan and Johnstone,
1983). It was suggested and supported by measurements and observations that transferrin
was released in the form of small vesicles that are formed in invaginated compartments of
reticulocytes (Figure 8B). These results were considered as a base for the general
mechanism of formation of »exosomes« - vesicles that form within internal compartments
of the cell and are eventually released into the surrounding solution.
Figure 8. A: Cross-section of an excretory tube cell of the mesostigmatid mite Macrocheles muscaedomesticae showing a group of
lysosomes (arrows). Each is bounded by a single membrane and contains many round bodies of varying degrees of size and electr on
density. X 20,000. Adapted from (Coons and Axtell, 1971). B: Release of SCPs labelled with gold (black dots) from the invagination
of an unfixed reticulocyte. The cell was incubated for 30 min with AuTf, subjected to a 20-min chase with unconjugated transferrin,
and then quick-frozen without prior fixation and freeze-substituted. Bar, 200 rim. X 61,000. Adapted from (Harding, 1983).
Notorious SCPs
Although the existence of SCPs has been acknowledged, their roles and underlying
mechanisms are not yet completely understood and are a subject of extensive study. As
SCPs were discovered in different samples by scientists from different fields, they were
called different names. International Society for Extracellular Vesicles (ISEV) is
coordinating effort to nominate SCPs and impose quality requirements on experimental
procedures. For his purpose ISEV has issued several »position papers«. Some of these
works have become highly cited. We have browsed Google Scholar database for papers
using keywords »extracellular vesicles«, »microparticles«, »microvesicles« and
»exosomes« and outlined papers cited more than 2000 times in Table 1. It can be seen that
the majority of highly cited papers are reviews, however the one listed with the highest
number of citations in Table 1 is the ISEV position paper (Thery et al., 2018). Recently, the
requirements were updated in a new publication MISEV2023 (Welsh et al., 2024) with
contribution of over 1000 ISEV members. The goal of this paper is to provide »snapshot of
available approaches and their advantages and limitations for production, separation and
characterisation of EVs from multiple sources, including cell culture, body fluids and solid
tissues«. As SCP-based mechanisms are very basic and relevant in all living systems, new
SCP research areas are emerging. As the biological roles of SCPs are acknowledged, their
better understanding is highly waranted. However, further efforts are needed to
accomplish this goal and achieve breakthrough of SCP-based methods in everyday
practice. Model approach and theoretical work is therefore an important element in SCP
research. For comparison, Table 2 shows a list of highly cited papers on membrane models
and theoretical descriptions and also some milestone papers referred to in this work.
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Table 1. Highly cited papers on cellular fragments found in first 20 pages of Google Scholar database by keywords »extracellular
vesicles«, »microparticles«, »microvesicles« and »exosomes« subject to more than 2000 citations.
Paper
N
Expression browsed
Journal
Type of the paper
Thery et al., 2018
8043
Extracellular vesicles
J Extracellular Vesicles
ISEV Position paper
Raposo and Stoorvogel, 2013
8027
Exosomes/microvesicles
J Cell Biol
Review
Van Niel et al., 2018
5864
Extracellular vesicles
Nature Rev Mol Cel Biol
Review
Thery et al., 2006
5821
Exosomes
Curr Prot Cell Biol
Research
Colombo et al., 2014
5639
Exosomes/Extracellular Vesicles
Ann Rev Cell Develop Biol
Review
Thery et al., 2002
5624
Exosomes
Nature Reviews Immunology
Review
Kalluri and LeBleu, 2020
5503
Exosomes
Science
Review
Skog et al., 2008
5481
Microvesicles
Nature Cell Biology
Review
Yanez Mo et al., 2015
4887
Extracellular vesicles
J Extracellular Vesicles
Review
Johnstone et al., 1987
3217
Vesicles
J Biol Chem
Research
Tkach and Thery, 2016
3001
Extracellular vesicles
Cell
Review
El Andalousi et al., 2013
2985
Extracellular vesicles
Nature Reviews Drug Discovery
Research
Mathivanan et al., 2010
2728
Exosomes
J Proteomics
Review
Lotvall et al., 2014
2633
Extracellular vesicles
J Extracellular Vesicles
ISEV Position paper
Costa Silva et al., 2015
2548
Exosomes
Nature Cell Biology
Research
Mulcahy et al., 2014
2468
Extracellular vesicles
J Extracell Vesicles
Review
Pisitkun et al., 2004
2438
Exosomes
Proc Nat Acad Sci
Research
Gyorgy et al., 2011
2305
Extracellular vesicles
Cell Mol Life Sci
Review
Witwer et al., 2013
2251
Extracellular vesicles
J Extracellular Vesicles
ISEV position paper
Al Nedawi et al., 2008
2275
Microvesicles
Nature Cell Biology
Doyle and Wang, 2019
2212
Extracellular vesicles
MDPI Cells
Review
Vlassov et al., 2012
2192
Exosomes
Biochim Biophys Acta
Review
Pan and Johnstone, 1983
2166
Vesicles
Cell
Research
Cocucci et al., 2009
2141
Exosomes
Robbins and Morelli, 2014
2121
Extracellular vesicles
Nature Reviews Immunology
Review
N: number of citations on March 19, 2024.
Table 2. Selected milestone papers.
Paper
N
The scope
Journal
Type of the paper
Singer and Nicolson, 1972
13186
Membrane model
Science
Research
Simons and Ikonen, 1997
12015
Membrane model
Nature
Research
Helfrich, 1973
7186
Membrane shape
Z Naturforschung
Theory
Brown and London, 1998
3908
Membrane model
Ann Rev Cell Develop Biol
Research
Seifert U,1997
2015
Membrane shape
Advances in Physics
Review
Canham, 1970
2005
Red blood cell shape
J Theor Biol
Theory
Wolf, 1967
1999
Platelet dust
Br J Haematol
Research
Harding et al., 1983
1988
Vesicles and tubules
J Cell Biol
Research
Sheetz and Singer, 1974
1940
Membrane model
Proc Nat Acad Sci
Research
Weed and Reed, 1966
268
Cell fragments
Am J Med
Research
N: number of citations on March 19, 2024.
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Conclusions
Biological roles of SCPs inspire great effort of the scientific community to fulfill the
potential effects and uses of SCPs in health improvement of living organisms. As SCPs are
tiny and dynamic entities, their harvesting, assessment and manipulation presents a
challenge. Modeling and theoretical description are powerful tools which should be
included in consideration of SCPs.
Acknowledgement
Due to increasing interest in SCPs and large number of published works we are aware that
some important works may not have been included in the survey.
Funding: This research was supported by European Commission: HORIZON-MSCA2022-SE-01-01 project FARM EVs (Grant agreement number 101131175) and Slovenian
Research Agency (Research cores P3-0388, J3-3066, J2-4447 and J2-4427).
Conflicts of Interest: The authors declare no conflict of interest.
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Effect of Time, pH, Alcohol and Sugar Content on Nicotine
Re-lease from Pouches Available on Slovene Market
Nenadović Milena1, Kržišnik Katja2, Trebše Polonca2*, Bavcon Kralj Mojca2
University of Belgrade, Faculty of Biology, Belgrade, Serbia
University of Ljubljana, Health faculty, Ljubljana, Slovenia
* Correspondence: Polonca Trebše; trebsep@zf.uni-lj.si
1.
2.
Citation: Nenadović M, Kržišnik K,
Trebše P, Bavcon Kralj M. Effect of
Time, pH, Alcohol and Sugar Content
on Nicotine Release from Pouches
Available on Slovene Market.
Proceedings of Socratic Lectures. 2024,
10, 70-75.
https://doi.org/10.55295/PSL.2024.II7
Publisher’s Note: UL ZF stays neutral
with regard to jurisdictional claims in
published maps and institutional affiliations.
Abstract:
Tobacco-free nicotine pouches, first introduced in Sweden, are made as a less hazardous
product for cigarette consumers. Instead of tobacco leaves, they consist of nicotine-containing powder and other ingredients such as water, salts, natural aromatic oils and others, that will boost the flavor and effect and make it last longer. This research aimed to
investigate the extraction efficiency of nicotine from poaches of different brands. The effects of alcohol and sugars present in saliva at different pHs and consumption times were
investigated as well. We optimized a High performance liquid chromatography with diode-array detection method (HPLC-DAD) for nicotine determination and its quantification. We used reversed-phase chromatography (RP-HPLC), and a mixture of sodium hydrogen carbonate and acetonitrile as a mobile phase (85:15, v/v). Different brands of nicotine pouches were used. Nicotine extraction rate showed positive linear dependence on
time. The percentage of extraction was measured at different intervals, up to two hours,
without getting a plateau. Nicotine extraction lowers with the increasing volume of saliva. The obtained results have shown that the increasing ethanol concentration in saliva
(from 5-40 %) leads to a higher extraction rate, coming up to 85 %. In the case of sugar
addition, the results were variable. Experiments with White fox pouches have shown that
extraction of nicotine decreases with a higher concentration. On contrary, Siberia pouches
do not exhibit that correlation. When it comes to pH, we used pH range that usually
varies in saliva and the results have shown no significant differences.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the terms and
conditions of the Creative Commons
Attribution
(CC
BY)
license
(https://creativecommons.org/licenses/
by/4.0/).
Keywords: Nicotine, Pouches, HPLC-DAD, Extraction
______________________________________________________________________________
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1. Introduction
As people’s awareness regarding the hazard of cigarettes grows, many companies have
come up with alternative/potentially less harmful products to replace their use. One of
these products, nicotine pouches, also known as tobacco-free snus, hailing from Sweden.
These pouches are weighing up to 1g, do not contain tobacco, but have nicotine powder,
sweeteners, flavorings, salts, and plant-based fibers. They are placed between the lip (usually the upper lip) and the gums, and the holding time can be up to an hour, although it is
usually 10-15 minutes. The long-term health impact of nicotine pouches is still unknown.
Nicotine pouches contain nicotine which is harmful to young people in any form. Due to
the absence of tobacco leaf, the Food and Drug Administration does not classify oral nicotine pouches as a smokeless tobacco product (Robichaud et al., 2020). Side effects of use
can include irritation of the gums, sore mouth, hiccups, nausea, nicotine addiction and
more. Only 10-20 % of nicotine reaches the systemic circulation. This means that only 1-2
mg of nicotine is absorbed into the blood from a one-gram pouch containing around 16 mg
of nicotine (Miller-Holt et al., 2022). Nicotine is absorbed quite rapidly from Swedish snus.
Studies on Swedish snus users have shown that the plasma steady-state levels of nicotine
and its main metabolite, cotinine, are like Swedish snus users and cigarette smokers
(Scherer et al., 2022, Miller-Holt et al., 2022). Various brands of tobacco-free snus are available on the Slovenian market, and for the purposes of this research, we chose only some of
them and compared the results obtained. We investigated how much nicotine is released
from the bag into the saliva, trying to simulate people’s daily habits. As you can eat and
drink prior to using snus, in addition to varying the pH and the time of use, we investigated the effect of alcohol and sweeteners on nicotine release, wanting to simulate people’s
everyday life this way (Bishop et al., 2022).
Photo 1. Nicotine pouches; White fox and Siberia.
2. Materials and Methods
2.1. Materials
Different brands of nicotine pouches were used: White fox, Siberia (GN Tobacco, Sweden)
(Photo 1), Velo (R.J. Reynolds Vapor Company, USA), and Thunder (V2 Tobacco, Denmark),
but the first two expressed better extraction rate, so we continued our research on them.
We used three types of White fox pouches: The original (blue) and Double-mint (green),
both with 12 mg of nicotine per poach (0,75 grams), and Full-charge (red) with 16 mg of
nicotine per poach (1 gram). Siberia pouches were Regular (big) with 16.4 mg of nicotine
per pouch and Slim, (small) with 10.66 mg of nicotine per pouch. To stay in accordance
with scientific ethics, the results will be presented by the alternative names previously
stated in brackets (blue, green, red, big and small). In Slovenia, nicotine pouches are available in every tobacco shop and gas stations, so we obtained them from one of these.
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The artificial saliva solution was prepared by dissolving 0.69 g of Sodium phosphate monobasic monohydrate (NaH2PO4), 0.4 g of sodium chloride (NaCl), 0.795 g of calcium chloride (CaCl2), 0.4 g potassium chloride (KCl), 0.005 g sodium sulfide (Na 2S) and 1 g of urea,
in distilled water in final volume of 1 liter.
2.2. Methods
For examining dependence of:
• volume of saliva, we used vials filled with 2, 4, 6, 8 and 10 milliliters of saliva
• pH of saliva, we used 1 M HCl and 1 M of NaCl for establishing wanted pH (5, 6, 7 and
8)
• alcohol concentration, we used different percentage (5, 10, 15, 20, 30 and 40 %) of ethanol mixed with saliva
• sugar (saccharose) concentration, we used 5, 10 and 15 % of sugar dissolved in saliva;
for each of these experiments, we put 2 ml of prepared solution in the vials (except for
investigating the impact of volume of saliva, where we put 2, 4, 6, 8 and 10 ml), placed
one pouch inside, and left it in water bath on 37 degrees.
After 15 minutes, 1 ml from each vial was taken and placed in the vials for further detection on HPLC-DAD. For measuring time dependence, we used big vial filled with 10 ml
of saliva. Then we placed pouch in vial and put it in the water bath on 37 degrees. We had
2 repeats per each type of nicotine pouches. 1 ml of saliva was taken after 5, 10, 15, 30, 45,
60, 90 and 120 minutes and placed into the vials for HPLC-DAD. Experiments are done in
duplicate (for volume, time, and alcohol), or in triplicate (for pH and sugar dependence).
Calibration curve was constructed for nicotine measurement from six standard solutions
specifically: 50, 100, 150, 200, 250 and 500 mg/ml. The standard solutions were prepared
by serial dilution of proper amount from stock standard solutions with saliva.
Chromatography Conditions: we used HPLC equipped with a diode array detector
(DAD) for nicotine detection. C18 Agilent HP-5MS (19091S-433) Capillary Column (30M
x 0.25mm x 0.25µm) was used. Mobile phase was consisting of acetonitrile (ACN) and
sodium hydrogen carbonate buffer (pH 9.2, 2 M) (15:85, v/v), at a flow rate of 1,2 ml/min,
running time 15 min and a UV detection achieved at 259 nm. For buffer preparation, we
used 20 ml of sodium carbonate solution (2,2 g/100 ml, 0.2M), and 230 ml of sodium bicarbonate (1.68 g/100 ml, 0.2M). Filled to 1 liter with distilled water (Bansal et al., 2018).
3. Results
The results are shown in the Tables 1-6. We measured areas under the signals in chromatograms and calculated the percentage of nicotine extraction based on the known concentration of nicotine in pouches and in solutions diluted from the stock.
Table 1. Nicotine extraction rate (%) depending on the volume of saliva (White fox - green).
volume [ml]
green
Area
mg of nicotine
%
2
23935.35
5.08
42.36
4
16611.5
3.53
29.40
6
9343.6
1.98
16.54
8
6892.6
1.46
12.20
10
6027.65
1.28
10.67
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Table 2. Nicotine extraction rate (%) depending on the alcohol percentage found in saliva (White fox - blue, red)
blue
red
Alcohol %
average
mg of nicotine %
average
mg of nicotine %
5
1037.2
0.22
18.35
20419.45
4.34
27.10
10
1347.2
0.29
23.84
19915.6
4.23
26.43
15
1373.4
1.29
24.30
21842.25
4.64
28.99
20
1641.45
0.35
29.04
53908.7
11.45
71.55
30
1853.05
0.39
32.79
52031.2
11.05
69.06
40
2104.7
0.45
37.25
56161.45
11.93
74.54
Table 3. Nicotine extraction rate (%) depending on the sugar percentage found in saliva White fox - (blue, red)
blue
red
Sugar %
average
mg of nicotine %
average
mg of nicotine %
0
4073.4
0.87
72.09
2891.55
0.61
51.17
5
2928.93
0.62
51.83
2800.6
0.59
49.56
10
2675.8
0.57
47.35
2554.63
0.54
45.21
15
2194.33
0.47
38.83
2311.37
0.49
40.90
Table 4. Nicotine extraction rate (%) depending on the sugar percentage found in saliva (Siberia - small, big)
small
big
Sugar %
average
mg of nicotine %
average
mg of nicotine %
0
1658.40
0.35
33.04
2088.4
0.44
27.04
5
1462.73
0.31
29.14
1163.43
0.25
15.06
10
1070.83
0.23
21.33
1362.83
0.29
17.65
15
1443.93
0.31
28.76
1717.8
0.36
22.24
Table 5. Nicotine extraction rate (%) depending on the pH of the saliva (White fox
green
small
pH
average
mg of nicotine %
average
5
20703.47
4.40
36.64
19902.80
6
23041.60
4.89
40.78
19617.23
7
21986.43
4.67
38.91
20003.13
8
19621.23
4.17
34.72
15342.93
- green, Siberia - small)
mg of nicotine
4.23
4.17
4.25
3.26
%
39.65
39.08
39.85
30.56
Table 6. Nicotine extraction rate (%) depending on the time pouches spent in saliva (White fox - green, Siberia - small,
big)
green
small
big
time
average
mg of
%
average
mg of
%
average
mg of
%
[min]
nicotine
nicotine
nicotine
5
2797
0.59
4.95
943.75
0.20
1.88
2521.95
0.54
3.27
10
3597.5
0.76
6.37
1886.85
0.40
3.76
4650.25
0.99
6.02
15
4308.15
0.91
7.62
2241
0.48
4.64
4565.45
0.97
5.91
30
6565.05
1.39
11.62
2747.55
0.58
5.47
4925.1
1.05
6.38
45
8649.35
1.84
15.31
4326.95
0.92
8.62
6223.2
1.32
8.06
90
10683.05 2.27
18.91
7564
1.61
15.07
12780.35 2.71
16.55
120
14238.75 3.02
25.20
7791.35
1.65
15.52
14246.85 3.03
18.45
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30
45
25
35
30
% of extraction
% of nicotine
40
25
20
15
10
20
15
10
5
5
0
0
0
2
4
6
8
10
0
12
50
100
150
time(min)
volume (ml)
80
70
60
50
40
30
20
10
0
nicotine extraction (%)
nicotine extraction (%)
Figure 1. Nicotine extraction rate (%) depending on the volume of saliva (left) and time pouches spent in the saliva
(right); White fox - green pouches.
0
10
20
30
EtOH percentage (%)
blue
red
40
50
80
70
60
50
40
30
20
10
0
0
5
10
15
20
sugar concentration (%)
red
blue
Figure 2. Nicotine extraction rate (%) depending on the percentage of alcohol (left) or sugar (right) found in saliva
(White fox – blue, red pouches).
4.
Discussion
Time dependence: With all pouches, nicotine extraction rate showed positive linear dependence with time. The percentage of extraction was measured at different intervals, up
to two hours, without getting a plateau. At the beginning, we have a linear increa se of the
extraction % with the time, but after 45 minutes, the increase is slower, but it continues to
rise. Maximum of extraction was achieved after 120 minutes, and it was 25 % with the
green pouches. Nicotine extraction lowered with the increasing volume of saliva. For 2 ml
of saliva (which was the minimal volume enough to cover pouches completely), we found
an extraction rate 42 % in some brands of pouches. Ethanol dependence: The obtained results have shown that the increasing ethanol concentration in saliva (from 5-40% EtOH)
leads to a higher extraction rate, coming up to 85% with some pouches. We had a second
peak following the first one, possibly as a product of nicotine degradation, or the difference
occurred because of the protonated groups. Sugar dependence: In the case of sugar addition, the results were variable. Experiments with red and blue pouches have shown that
extraction of nicotine decreases with a higher concentration (5, 10 and 15 %) of sugar. On
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the contrary, big and small pouches do not exhibit that correlation, potentially because of
the difference in pouch material or ingredients in them. We observed that the sacks are less
tight and nicotine could be distributed unevenly. When it comes to pH, we used a pH
range that usually varies in saliva (from 5 to 8), and the results have shown no significant
differences. In some cases, we had very big areas measured under the peaks, so we had to
dilute them 10 times to make it calculable.
5. Conclusion
We standardized the existing HPLC-DAD method for nicotine extraction and used it for
nicotine quantification in saliva under specific conditions of extraction. As shown in the
results, some of the substances, such as alcohol or sugar, can modulate nicotine extraction
rate from pouches. Consumers could potentially adjust nicotine consumption by using
products that contain these substances.
Funding: This research was financially supported by Slovene Research Agency (Research
Programme Health Protection Mechanisms P3-0388)
Conflicts of Interest: The authors declare no conflict of interest.
References
1. Bansal M, Sharma M, Bullen C, Svirskis D. A Stability Indicating HPLC Method to Determine Actual Content and
Stability of Nicotine within Electronic Cigarette Liquids. Int J Environ Res Public Health. 2018; 15:1737.
DOI: 10.3390/ijerph15081737
2. Bishop E, East N, Bozhilova S, et al. An approach for the extract generation and toxicological assessment of tobaccofree 'modern' oral nicotine pouches. Food Chem Toxicol. 2020; 145:111713. DOI: 10.1016/j.fct.2020.111713
3. Miller-Holt J, Danielson T, Pithawalla YB, Brown AP, et al. Method development and validation of dissolution
testing for nicotine release from smokeless tobacco products using flow-through cell apparatus and UPLC-PDA.
J Chromatogr B Analyt Technol Biomed Life Sci. 2020; 1141:122012. DOI: 10.1016/j.jchromb.2020.122012
4. Miller-Holt J, Baskerville-Abraham I, Sakimura M, et al. In vitro evaluation of mutagenic, cytotoxic, genotoxic and
oral irritation potential of nicotine pouch products. Toxicology Reports. 2022; 9:1316-1324.
https://doi.org/10.1016/j.toxrep.2022.06.008
5. Robichaud MO, Seidenberg AB, Byron MJ. Tobacco companies introduce 'tobacco-free' nicotine pouches. Tob
Control. 2020; 29:e145-e146. DOI: 10.1136/tobaccocontrol-2019-055321
6. Scherer G, Mütze J, Pluym N, Scherer M. Assessment of nicotine delivery and uptake in users of various
tobacco/nicotine products. Curr Res Toxicol. 2022 ; 3:100067. DOI: 10.1016/j.crtox.2022.100067
Proceedings of 10th Socratic Lectures 2024
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New Approaches for Testing the (Geno)Toxic Activity of
Nano-particles In Vitro
Rozman Iza1*, Štern Alja1, Žegura Bojana1
1.
National Institute of Biology, Department of Genetic Toxicology and Cancer Biology, Ljubljana, Slovenia
*
Correspondence: Iza Rozman; iza.rozman@nib.si
Citation: Rozman I, Štern A, Žegura
B. New Approaches for Testing the
(Geno)Toxic Activity of Na-noparticles In Vitro. Proceedings of Socratic
Lectures. 2024, 10, 77-85.
https://doi.org/10.55295/PSL.2024.II8
Publisher’s Note: UL ZF stays neutral with regard to jurisdictional
claims in published maps and institutional affiliations.
Abstract:
The safety of nanomaterials, whether they are made of natural or artificial substances,
represents a significant challenge because nanotechnology, as a young and up-and-coming field, is developing very quickly, while nanotoxicology and nanoecotoxicology are
falling behind. Since the production, use, and consequently, the exposure of people to
nanomaterials is increasing significantly, the acquisition of data on potential acute and
chronic toxicity plays a crucial role. It is known that nanomaterials due to their high surface-to-volume ratio, high reactivity, and unique physical, chemical, and biological properties exhibit a greater risk of toxicity than the corresponding bulk material and that is
why a comprehensive assessment of the toxicity of nanoparticles should always be done
prior to their use.
We develop 3D cell models as a new in vitro methodological approach for nanoparticle
(geno)toxicity assessment to better understand the impact nanomaterials have on environmental and human health. Currently, as a part of our ongoing study, core-shell iron
nanoparticles are being examined, where the core consists of FeO, and the shell is made
of Fe3O4. So far, in vitro cyto- and genotoxicity were assessed in the human hepatocellular
carcinoma cell line HepG2, using the ATP assay and the comet assay, respectively, but
due to ongoing genotoxicity testing and reservations about data publishing, the results
will not be presented in this scientific contribution.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the terms and
Keywords: 3D cell models; 2D cell models; Cytotoxicity; DNA damage; Genotoxicity;
Iron-based nanoparticles
conditions of the Creative Commons
Attribution
(CC
BY)
license
(https://creativecommons.org/license
s/by/4.0/).
__________________________________________________________________________
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1.
Introduction
Nanotechnology is a technological intersection with the nanoscale which
straightforwardly links the macroscopic world of our perceptions with the nanoscopic
world of individual biomolecules (Contera, 2019). It represents one of the most promising
technologies of the 21st century (Bayda et al., 2019) strongly intertwined with our everyday
life and society (He et al., 2019).
The prefix “nano” is of Greek origin meaning “dwarf” or something very small and depicts
one thousand millionth of a meter (10−9 m) (Bayda et al., 2019) hence by the word
nanomaterials we describe materials with one or more components that have at least one
dimension in the range of 1 to 100 nm (Borm et al., 2006; T. Singh et al., 2017).
In the last decade, the production and use of nanomaterials have grown tremendously,
and as a result, so has human exposure to these materials (Borm et al., 2006; Zhu et al.,
2019). Since human exposure to nanoparticles is inevitable (Yang W, et al., 2021) much
attention has been drawn to nanoparticle toxicology (Yang Y, et al., 2017) – especially to
the potential acute and chronic adverse effects that nanoparticles may cause on humans
(W. Yang et al., 2021) – mostly because nanomaterials due to their high surface-to-volume
ratio, high reactivity, and unique physical, chemical, and biological properties (Awashra
and Młynarz, 2023; Yang W,et al., 2021) exhibit a greater risk of toxicity than the
corresponding bulk material (Hoet et al., 2004).
The study of nanoparticle adverse effects and toxicity is referred to as nanotoxicology
(Elsaesser and Howard, 2012) and even though exposure to nanoparticles is increasing,
information on their toxicological properties remains inadequate (Gornati et al., 2009). For
a comprehensive assessment of the toxicity of nanoparticles, structure, and corresponding
physicochemical properties need to be fully characterized because only then can the
observed toxic effects be attributed to specific properties of nanoparticles in order to
establish specific nanoparticle structure-activity/ toxicity functional relationships ( Yang
W, et al., 2021). Furthermore, to better understand the mechanisms of nanoparticle toxicity
studies at the cellular and sub-cellular levels need to be done (Awashra and Młynarz, 2023).
2.
2.1.
In vitro Cell Models
Two-dimensional (2D) cell models
Genetic toxicity testing is an essential part of drug and material safety assessment since
DNA damage can lead to genetic changes, including mutations, chromosome damage, and
genomic instability that can lead to cancer development (David, 2020; Maynard et al., 2011).
Current EU legislation for chemical and material safety assessment demands testing of
chemical/material on two types of in vitro tests: (i) an Ames test (a bacterial test) and (ii)
one of two mammalian cell tests – micronucleus test or chromosomal aberration test –
followed by an in vivo animal model study (Cimino, 2006; Corvi et al., 2013). For an
adequate evaluation of genotoxicity, the evaluation of three parameters is required: gene
mutations, structural changes, and numerical changes in chromosomes (R et al., 2013).
In in vitro toxicology, the golden standard for studying absorption, distribution,
metabolism, excretion, and toxicity of compounds is considered to be human primary
hepatocytes, which, compared to permanent liver cell lines, better reflect the properties
and phenotype of hepatocytes in vivo, but in practice, due to the limited availability of
human liver samples, they are replaced by cell lines such as HepG2, HepaRG, Huh7, SKHep-1, and others. In addition, primary liver cells are difficult to maintain under in vitro
conditions. Not only can they be grown for a short period, but they also quickly lose their
cuboidal morphology and liver-specific functions during cultivation. The high price and
differences between donors due to polymorphisms are also a problem (Arzumanian et al.,
2021; Klingmüller et al., 2006; Sefried et al., 2018; Shulman and Nahmias, 2012; Štampar et
al., 2020; Zeilinger et al., 2016).
Both human primary hepatocytes and human hepatic cell lines are normally cultured as a
monolayer of cells (2D cell model) for genotoxicity testing (Laohathai and Bhamarapravati,
1985; Shulman and Nahmias, 2012) with one main difference: primary human hepatocytes
cannot be cultured indefinitely as they stop dividing under in vitro conditions (Shulman
and Nahmias, 2012). In this specific respect using human hepatic cell lines represents a
good alternative for genotoxicity studies. However, one must consider that hepatic cell
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lines are immortalized, cancer cells, which means that despite retaining a certain degree of
the properties of primary hepatocytes, they also show similarities to tumor cells
(Arzumanian et al., 2021).
While both primary hepatocytes and human hepatic cell lines as model systems have their
advantages and disadvantages, both are usually used in 2D culture. 2D cell models have
certain limitations for genotoxicity testing. They are indeed associated with simple and
low-cost maintenance and performance of functional tests, yet they do not mimic the
natural structures of tissues (Kapałczyńska et al., 2016) – 2D models lack the cell-cell and
cell-extracellular matrix (ECM) signaling (Breslin and O’Driscoll, 2013; Kapałczyńska et al.,
2016), which in turn leads to reduced cell differentiation and modified signaling of
metabolic pathways (Aucamp et al., 2017). Furthermore, they lose the diversity of
phenotype (Richter et al., 2021; von der MARK et al., 1977), and have unlimited access to
the ingredients of the medium such as oxygen, nutrients, metabolites, and signal molecules
(Kapałczyńska et al., 2016), forcing them into a polarization that does not reflect
physiological conditions (Fontoura et al., 2020). Furthermore, the shortcomings of 2D cell
models include the non-robustness of the models (Xiao et al., 2022) and misleading results
(Saji et al., 2019) due to which according to ECHA (European Chemical Agency) additional
in vivo studies need to be done (“ECHA - European Chemical Agency,” n.d.; R et al., 2013).
For these purposes, the European REACH regulation promotes the 3R strategy
(Replacement, Reduction, Refinement), to replace and reduce the use of animals in in vivo
studies, while at the same time refining test systems, obtaining more relevant results for
humans (Törnqvist et al., 2014). As a result of this and the many disadvantages of 2D
models, a lot of attention is being paid to the development of new alternative models that
will reflect the in vivo conditions more accurately (Ipek et al., 2023) – and one of these are
3D cell models.
2.2. Three dimensional (3D) cell models
In toxicology, 3D cell models also known as spheroids are a powerful tool for studying the
genotoxic effects of chemicals/materials because they better mimic in vivo conditions (İpek
et al., 2023; Wang et al., 2021). Cells inside the spheroid comprise different cell layers
(Figure 1) (Edmondson et al., 2014). The external layer is composed of cells displaying high
proliferation rates, towards the middle resting cells can be observed, and non-dividing
(necrotic) cells can be found in the core of the spheroid (Alvarez-Pérez et al., 2005;
Edmondson et al., 2014; Nath and Devi, 2016). The high proliferation rate of cells in the
spheroid's external layer can be explained by their easier access to oxygen and nutrients
(Tredan et al., 2007). In contrast, cells within spheroids remain in a necrotic state due to the
absence of oxygen (hypoxia) and nutrients (Minchinton andTannock, 2006; Tredan et al.,
2007).
Figure 1. Structure of a spheroid (Edmondson et al., 2014; Nath and Devi, 2016). Created with BioRender.com
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Apart from the 2D cell model, cells in the 3D model form better cell-to-cell connections and
produce a matrix that promotes tissue-specific cell binding, direct cell-to-cell interactions,
and cell-to-extracellular matrix interactions (Langhans, 2018). They also preserve their
natural morphology (Costa et al., 2016) and maintain high viability for several weeks
(Štampar et al., 2021). Gene and protein expression levels in spheroids better resemble
levels found in cells in vivo (Costa et al., 2016; Langhans, 2018; Ravi et al., 2015). Therefore,
by using 3D cell models, we can reduce the differences between in vitro and in vivo studies,
decreasing the likelihood of needing to use animal models (Costa et al., 2016; Langhans,
2018; Ravi et al., 2015).
Despite all the advantages of 3D models, they still have certain drawbacks, including more
demanding and expensive cell maintenance in culture (Costa et al., 2016; Langhans, 2018;
Ravi et al., 2015), difficult replication of experiments, and more demanding interpretation
of data (Kapałczyńska et al., 2016).
2.3. Spheroid formation
We are developing human hepatocellular carcinoma (HepG2) 3D cell models as a new
methodological approach for nanoparticle (geno)toxicity assessment. In general, several
approaches and materials can be used for culturing cells in 3D for instance, different
hydrogel substrates, e.g., beads, injectable gels, moldable gels, and macroporous
structures (Białkowska et al., 2020), or/and different methods such as the forced floating
method (Štampar et al., 2019), pellet culture method, liquid overlay method, hanging drop
method, etc. (Ryu et al., 2019). Within our department, HepG2 spheroids are routinely
formed using the forced floating method (Figure 2), which will be described further on.
Figure 2. A simplified scheme of spheroid preparation with the forced floating method (Štampar et al., 2019).
Created with BioRender.com
When preparing spheroids from HepG2 cells using the forced floating method, 96-well Ubottom low attachment microtiter plates are needed. The cell suspension is mixed with an
appropriate volume of cold HepG2 medium (4 °C) – HepG2 medium is composed of
MEME medium (MEME-10370-047) containing NEAA supplemented with 10% FBS, all
from Gibco (Praisley®, Scotland, UK) and 2.2 g/L NaHCO3, 2 mM L-glutamine, 100 IU/mL
penicillin/streptomycin and 1 mM sodium pyruvate from Sigma-Aldrich (St. Louis, MO,
USA) – and 4 % methylcellulose in a way that cell density equals 15.000 cells/mL. Then 200
µL of the mixture is pipetted into each well and plates are centrifugated for 90 minutes at
28 °C and 900 g. Due to the centrifugal force, the cells formed clusters (aggregates), which
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after 72 hours of incubation (37 °C, 5 % CO2) matured into spheroids suitable for further
research (Štampar et al., 2019).
3.
Methods for assessment of In vitro cell models
3.1. ATP Luminescent Cell Viability Assay
The ATP Luminescent Cell Viability Assay is a method for determining the number of
viable cells in culture based on the quantification of the ATP present. The measurement of
ATP using firefly luciferase is the most frequently applied method for estimating the
number of viable cells (Riss et al., 2016) – ATP serves as an indicator of metabolically active
cells because when cells lose membrane integrity, they lose the ability to synthesize ATP
and endogenous ATPases rapidly deplete any remaining ATP from the cytoplasm (Riss et
al., 2016). The ATP assay proved sensitive and user-friendly cell viability assay. It was
reported that ATP assay is less prone to artifacts than other viability assay methods (Riss
et al., 2016). Another advantage of this assay is that an incubation step with a population
of viable cells is not prerequisite to convert a substrate into a colored compound (as in MTT
– 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide, or MTS – 3-(4,5dimethylthiazol-2-yl)-5-(3-carboxymethoxyphenyl)-2-(4-sulfophenyl)-2H-tetrazolium
assays), which also eliminates a plate handling step because cells do not need to be
returned to the incubator to generate a signal (Riss et al., 2016).
3.1.1. Luminescent cell viability assay protocol
For the performance of the cell viability assay, we prepared the spheroids as described in
the section 2.3 and exposed them to graded nanoparticle concentrations prepared as
described in the section 3.3. After 24-hour or 96-hour exposure, we transferred 5 spheroids
for each concentration from the U-bottom microtiter plate to the white opaque walled
microtiter plate and added 50 µL of the reagent (CellTiter-Glo®, Promega, Madison,
Wisconsin, USA) which contains a detergent to lyse the cells, ATPase inhibitors to stabilize
the ATP that is released from the lysed cells, luciferin as a substrate, and the stable form of
luciferase to catalyze the reaction that generates photons of light (Riss et al., 2016). Then
we resuspended the mixture of reagent and cells and incubated it for 10 minutes at room
temperature before measuring the luminescence signal.
3.2. Comet Assay
The comet assay, or Single-Cell Gel Electrophoresis (SCGE), is an extremely sensitive and
fast quantitative in vitro method that detects DNA damage at the level of a single cell
(Nickson and Parsons, 2014). The method enables the detection of single- and doublestrand DNA breaks, alkali-labile sites, DNA-DNA, and DNA-protein cross-linking (Tice et
al., 2000). DNA damage can be either endogenous or exogenous. Most of the endogenous
DNA damage arises from the chemically active DNA engaging in hydrolytic and oxidative
reactions with water and reactive oxygen species (ROS), that are naturally present within
cells while exogenous DNA damage occurs when environmental, chemical, and physical
agents such as UV and ionizing radiation, alkylating agents, and crosslinking agents
damage the DNA (Chatterjee and Walker, 2017).
Nowadays the method represents one of the standard methods for DNA damage
evaluation with applications in genotoxicity testing, human biomonitoring, molecular
epidemiology, eco/genotoxicology, and basic research on DNA damage and repair (Collins,
2004; Cordelli et al., 2021).
In the SCGE method, the cells are embedded in an agarose gel, and lysed so that only the
nuclei (DNA) remain in the gel. The gel is then exposed to an electric field in the
electrophoresis and because the damaged DNA migrates at a different rate than nondamaged DNA using specific dyes we can observe structures, resembling a comet. The
undamaged DNA in the comet structure is referred to as the “head” while the trailing
damaged DNA band is referred to as the “tail”. The percentage of DNA in the tail is
directly proportional to the percentage of DNA damage that has occurred in a particular
cell (Nickson and Parsons, 2014; Vandghanooni and Eskandani, 2011).
A simplified procedure scheme is shown in Figure 3.
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Figure 3. A simplified procedure scheme of the comet assay (Nickson and Parsons, 2014; Vandghanooni and Eskandani, 2011).
Created with BioRender.com
3.2.1. Comet Assay Protocol
After the treatment (section 3.3), a suspension of viable single cells was obtained by the
combination of enzymatic digestion and mechanical degradation. For each tested
concentration we harvested 5 spheroids and transferred them to a 1,5 mL Eppendorf tube.
Then we centrifuged them for 4 minutes at 1000 Rotations Per Minute (RPM) and
discarded the media. We washed them with 1 mL 1x Phosphate Buffered Saline (PBS) and
repeated the centrifugation step. After that, we discarded the PBS and added 50-100 µL of
an enzymatic mixture (10x diluted collagenase (50 mg/ml) solution with serum-free
medium (MEME-10370-047, Gibco, Praisley®, Scotland, UK) and TrypLE (Gibco; 12604013, Waltham, Massachusetts, USA) in the ratio of 1:2) into the Eppendorf Safe-Lock
Microtube (Eppendorf, Hamburg, Germany) with spheroids. We incubated the spheroids
for 8-10 minutes at 37 °C and 5 % CO2. After the incubation, we resuspended the spheroids
and added 500 µL of HepG2 growth media with supplements to deactivate the
collagenase type I and centrifuged them for 4 minutes at 1000 rpm. We discarded the
media and then the comet assay was conducted according to Singh et al. (1988) with minor
modifications by Štampar et al. (2019).
3.3. Nanoparticle sample preparation
So far, our work has focused on (geno)toxicity assessment of core-shell iron nanoparticles
– the core consists of FeO while the shell is made of Fe3O4. First, we evaluated the
cytotoxicity of graded concentrations of nanoparticles using the ATP Luminescent Cell
Viability Assay. Nanoparticles were dispersed into cell media with the highest
concentration of 80 µg/cm2 and the lowest concentration of 0,2 µg/cm2 for 24-hour
exposure while the highest concentration for 96-hour exposure was 40 µg/cm2 and the
lowest concentration was 0,02 µg/cm2. The concentrations were determined based on the
OECD (Organisation for Economic Co-operation and Development) TG 487 guidelines
(OECD, 2022) for testing manufactured nanomaterials in a way that the concentration of
40 µg/cm2 equaled the concentration of 100 µg/mL. Usually, it is recommended that the
top dose is restricted to 100 µg/mL or 100 µg/cm2, whichever is higher, because doses
higher than this are not physiologically relevant, and can result in interference with
scoring due to high deposition on cells (OECD, 2022). As a positive control, 15 % DMSO
Proceedings of 10th Socratic Lectures 2024
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was used, since currently, there are no suitable nanoparticles that can be used as positive
controls for the in vitro assays (OECD, 2022).
4. Conclusion
In general, the toxicity of nanoparticles can be assessed with several different approaches,
among which, the most beneficial ones in terms of cost and time saving are the in vitro
studies. In vitro studies are essential to identify biochemical and molecular mechanisms
of nanoparticles' cyto- and genotoxicity and are also the first step in identifying potentially
harmful effects for humans and the environment. When it comes to in vitro studies, 3D
cell models also known as spheroids are a powerful tool for studying the genotoxic effects
of chemicals/materials. Not only do they mimic in vivo conditions better, but their usage
allows us to minimize testing on animals, thus following the 3R (Replacement, Reduction,
and Refinement) principle. Furthermore, spheroids represent a promising model for
nanoparticle (geno)toxicity assessment and regarding that, significant progress has
already been made. However, a lot of inadequate information is available and that is why
more research needs to be done to identify the most appropriate approach for assessing
nanoparticle toxicity.
Funding: The study was funded by the H2020-MSCA NESTOR project (101007629), the
national ARRS program P1-0245, and the ARIS project NaNoZymeSafe (J1-4395).
Conflicts of Interest: The authors declare no conflict of interest.
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The Effect of Size and Surface Treatment of Nucleating
Agents on Polyamide 6 Morphology Studied by Flash
Differential Scanning Calorimetry
Nardin Blaž1, Pešl Teja1, Rozman Tamara1, Bolka Silvester 1,*
1.
Faculty of Polymer Technology, Slovenj Gradec, Slovenia
*
Correspondence: Silvester Bolka; silvester.bolka@ftpo.eu
Citation: Nardin B, Pešl T, Rozman
T, Bolka S.
The Effect of Size and
Surface Treatment of Nucleating
Agents on PA6 Morphology Studied
by Flash DSC. Proceedings of Socratic Lectures. 2024, 10, 87-97.
https://doi.org/10.55295/PSL.2024.II9
Publisher’s Note: UL ZF stays neutral with regard to jurisdictional
claims in published maps and institutional affiliations.
Copyright: © 2024 by the authors.
Abstract:
The use of recycled polymer materials with low carbon footprint, which enables circular
economy, is becoming increasingly interesting for commercial use in the world. The main
reasons for this are the accumulation of waste after the use of polymer products and the
warming of the atmosphere due to the overloading of the environment with greenhouse
gases produced during the extraction of these materials. We were interested in the differences in properties between differently modified samples of thermoset waste in a thermoplastic matrix. Our main focus was on the influence of the modification of the interface on
the stiffness and strength of the prepared material. The results of tensile and bending tests
showed that with the right combination of compatibilizers, we were able to successfully
increase the stiffness and strength of the composites. The simultaneous increase in stiffness and strength is a very good indicator that with the right combination of compatibilizers (polypropylene grafted maleic anhydride (PP-g-MA) and modified thermoplastic
polyurethane (TPU) co-polymer) we were able to ensure good surface interaction between
the fibres and the polymer matrix in these samples. Waste paper was added to the thermoplastic matrix as a reference. The difference in the performance of the composites can
be explained by the better wettability of the waste paper with the SEBS-g-MA compatibilizer and the better interfacial interactions of the modified TPU copolymer with the thermoset and the PP-g-MA with the glass fibres in the case of the waste thermoset composite.
Submitted for possible open access
publication under the terms and
conditions of the Creative Commons
Attribution
(CC
BY)
license
(https://creativecommons.org/license
s/by/4.0/).
Keywords: waste thermoset, compatibilizer, thermoplastics, different fraction of waste
thermosets, composites
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1. Introduction
The recycling of plastic waste, especially post-consumer recycling (PCR), has begun and
is still developing very slowly. Compared to other materials such as paper, glass and metals, recovery and recycling rates of plastics are generally low. Even in countries with advanced waste management systems and years of experience in recycling, the recycling
rates of plastics are generally much lower than those of the other materials mentioned
above. This is partly due to the wide variety of uses of plastics, types of additives and
types of polymer composites. This diversity of uses is one of the main advantages of plastics, but it also poses a problem for recycling (Shen and Worrell, 2014).
The high melting point of polyamides is the result of strong hydrogen bonding in the
crystals. This also enables stiffness above the glass transition temperature and almost up
to the melting point. The effect is further enhanced when reinforcing materials such as
glass fibres are added. The melting point is determined by the number of hydrogen bonds
between the chains, which depends on the density of the amide groups. The melting temperature decreases with increasing length of the aliphatic chain between the amide
groups. Polyamides crystallize quickly, which can be advantageous for small particles to
further accelerate this process; this can shorten the cycle time and increase productivity.
Nucleating agents are substances in the form of fine particles that accelerate the crystallization of polyamides. Nucleation increases tensile strength and stiffness, but makes the
material more brittle (Wypych, 2016) (Palmer, 2000).
The glass transition temperature depends on the cold crystallization of polyamide 6 (PA6)
and is influenced by the cooling conditions. The ratio between the rigid and the mobile
amorphous fraction in PA6 is determined by the thermal history (Parodi et al., 2017).
Nucleating agents are additives used to increase the crystallization rate during processing
by controlling the morphology of the polymers. For this reason, nucleating agents are often specific to a particular polymer or family of polymers and should be carefully selected
depending on the desired change in physical properties. Nucleating agents at low cooling
rates (10 K/min) cause a shift of crystallisation temperature (Tc) to higher temperatures.
The crystallization rate of PA6 is not affected by nucleating agents up to 90 °C, as the
density of nuclei is very high at temperatures close to the glass transition temperature. In
order to measure the effectiveness of nucleating agents, Flash differential scanning calorimetry (DSC) measurements must be carried out by rapidly cooling the melt to a crystallization temperature between the glass transition temperature (Tg) and melting temperature (Tm) (Mileva et al., 2012). The reported crystallization rate for PA6 is lower compared
to PA66, which is due to the odd (PA6)/even (PA66) number of CH2 groups (Poel, Istrate
and Mathot, 2016).
With Flash DSC the fast-scan chip-calorimeter measurements in a broad temperature
range were conducted, also in low temperature region. In the case of nylon, the crystallization rate showed a parabolic shape depending on the crystallisation temperature with
a maximum between Tg and Tm (Li et al., 2020).
2. Methods & materials
Commercially available PA6 (Akulon K222-D) was purchased from DSM, Netherlands
(PA6 in Table 1). Commercially available antioxidant (AT 10 – AO in Table 1) was purchased from AMIK ITALIA, Italy. Commercially available CaCO 3 was provided by Calcit,
Slovenia. Trade names of CaCO3 are Calplex Extra (NA01 in Table 1), Calplex 5 (NA02 in
Table 1) Calplex 40 (NA03 in Table 1), Polyplex Extra (NA11 in Table 1), Polyplex 5 (NA12
in Table 1) and Polyplex 40 (NA13 in Table 1). Commercially available talc (Plustalc H15
– NA T in Table 1) was purchased from Elementis Minerals, Netherlands. Commercially
available nucleating agent (Prisma AD PE Nucleant 91225 – NA AD in Table 1) was purchased from Frilvam, Italy and the only material in the pellet form.
The composition of the samples is listed in Table 1. For all tests, the materials were mixed
separately and extruded on the Labtech LTE 20-44 twin screw extruder. The screws had a
diameter of 20 mm, an L/D ratio of 44:1, a screw speed of 600 rpm and an increasing temperature profile from the hopper (245 °C) to the die (260 °C) (Pracella et al., 2010).
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The first sample (Sample 0) was pure PA6, which we extruded and injection moulded.
Then we produced a PA6 sample with 0.5 % antioxidant (Sample 1, with AO). Composites
with 0.1 % calcium carbonate were produced in 6 different versions; in three the calcium
carbonate was uncoated (Samples 2-4, with NA01, NA02 and NA03, respectively) and in
three it was coated with stearic acid (Samples 5-7, with NA11, NA12 and NA13, respectively). We prepared two more versions: in one we added 0.1 % talc (Samples 8, with NA
T) and in the last one we added 1 % nucleating agent based on polyethylene with 50 %
talc (Samples 9, with NA AD). All composites contained 0.5 % antioxidant.
Table 1. Sample composition.
Sample
AO (%)
NA0 1 (%)
NA0 2 (%)
NA0 3 (%)
NA1 1 (%)
NA1 2 (%)
0
0
0
0
0
0
0
1
0.5
0
0
0
0
2
0.5
0.1
0
0
3
0.5
0
0.1
4
0.5
0
5
0.5
6
NA1 3 (%)
NA T (%)
NA AD (%)
PA6 (%)
0
0
0
100
0
0
0
0
99.5
0
0
0
0
0
99.4
0
0
0
0
0
0
99.4
0
0.1
0
0
0
0
0
99.4
0
0
0
0.1
0
0
0
0
99.4
0.5
0
0
0
0
0.1
0
0
0
99.4
7
0.5
0
0
0
0
0
0.1
0
0
99.4
8
0.5
0
0
0
0
0
0
0.1
0
99.4
9
0.5
0
0
0
0
0
0
0
1
98.5
The injection moulding was carried out on a Krauss Maffei 50-180 CX with a screw diameter of 30 mm. The temperature profile increased from the hopper (220 °C) to the nozzle
(230 °C). The mould temperature was set to 80 °C and the cooling time to 20 s. Injection
moulded pieces were shaped according to ISO 527 (for tensile tests and DMA) and ISO
179 (for impact test) (Jazani et al., 2011). The tensile tests were carried out with the Shimadzu AG-X plus in accordance with ISO 527-1 (Huang et al., 2013). Tensile modulus (Et),
tensile strength (σm), elongation at tensile strength (ɛm) and elongation at break (ɛtb) were
evaluated in the tensile tests. Five measurements were carried out for each sample. The
thermomechanical properties were analysed using a Perkin Elmer DMA 8000 (Wunderlich, 2005). The samples were heated at 2 °C/min from 25 °C to 210 °C in an air atmosphere.
A frequency of 1 Hz and an amplitude of 20 μm were used in dual cantilever mode (Jazani
et al., 2011). Thermogravimetric analyses (TGA) were performed using a Mettler Toledo
TGA/DSC 3+ thermal analyser. Analyses were carried out in a nitrogen atmosphere (20
mL/min) from 40 to 550 °C with a heating rate of 10 °C/min, followed by an isothermal
segment in an oxygen atmosphere (20 mL/min) at 550 °C for 10 minutes using an Al crucible. Changes in the weight are evaluated as degradation in % and peak of the first derivative of the measured curve as degradation temperature. Thermal measurements were
performed with a Differential Scanning Calorimeter (DSC 2, Mettler Toledo) in a nitrogen
atmosphere (20 mL/min). The temperature of the samples was raised from 0 to 260 °C at
a heating rate of 10 °C/min and held in the molten state for 5 minutes to clear the thermal
history. After cooling at 10 °C/min, the samples were reheated at 10 °C/min to 260 °C. Tc,
the crystallisation enthalpy (ΔHc), Tm and the melting enthalpy (ΔHm), Tg and the change
in specific heat capacity (Δcp) were determined from the cooling and the second heating
scan. The crystallinity (Wc,h) was calculated from melting enthalpy, divided by the melting
enthalpy of 100 % crystalline PA6 (Wunderlich, 2005).
Flash DSC 1 with Huber TC45 intercooler and nitrogen purge gas (50 mL/min) was used
to preformed crystallization kinetics measurements. The test samples were heated (230
°C) and cooled (20 °C) three times at a high heating and cooling rate (2.000 °C/s) so that
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most of the nuclei that formed during cooling from previous processing have melted. During the first heating, the sample melts and spreads over the entire sensor. During the second heating the thermal history is erased and during the third heating we obtain realistic
results of the material. The sample is cooled to different temperatures and held there for
5 seconds. The temperatures at which the measurement stopped were between 55 °C and
180 °C in 5 °C increments. After the measurements were completed, we evaluated the rate
of crystallization as an exothermic peak during this isothermal segment.
The impact tests were performed using the Dongguan Liyi Test Equipment pendulum,
type LY-XJJD5 (Lin et al., 2011), according to ISO 179. The distance between the supports
was 60 mm and a 5 J pendulum was used. Impact strength was determined as the quotient
between the energy required to fracture the sample divided by the cross-section of the
sample.
3. Results & Discussions
3.1. Tensile tests
The results of the tensile tests are shown in Table 2. Sample 0 is the reference material, pure PA6, with a tensile modulus of 2.29 GPa, tensile strength of 70.0 MPa, elongation
at tensile strength of 4.52 % and elongation at break of 114 %. In Sample 1, only the antioxidant was mixed into the matrix. The addition of the antioxidant reduced the tensile
modulus Et by 15.7 %, the tensile strength σm by 0.1 %, the elongation at break ɛtb by 24.6
% and increased the elongation at tensile strength ɛm by 3.5 % (Table 2).
Samples 2, 3 and 4 consisted of matrix, antioxidant and uncoated calcium carbonate,
which differ in particle size. Sample 2 and 3 showed a decrease in tensile modulus Et at
tensile strength σm by 1.3 % and 6.1 %, respectively; Sample 4 showed an increase in tensile
modulus Et at tensile strength σm by 3.9 %. All three samples showed a decrease in tensile
strength σm by 1.2 % for Sample 2, 2.7 % for sample 3 and 2.7 % for Sample 4. The elongation at tensile strength ɛm did not change drastically. The elongation at break ɛm decreased
by 15.2 % for sample 2, 52.5 % for sample 3 and 42.1 % for sample 4 (Table 2).
Samples 5, 6 and 7 consist of a matrix, an antioxidant and coated calcium carbonate
with different particle sizes. For all three samples, we observe a decrease in tensile modulus Et, tensile strength σm and elongation at tensile strength ɛm and an increase in elongation at break ɛtb. Of these three samples, Sample 5, which contained Polyplex Extra with
the smallest particles, achieved the highest stiffness, strength and toughness. It was as we
expected: the smaller the particles, the better the effect of adding calcium carbonate (Table
2).
To improve the tensile modulus Et, we need to use Calplex 40, which is uncoated and
has larger particles than Calplex Extra and Calplex 5. Other calcium carbonates reduced
the tensile modulus Et (Table 2). All samples showed a reduction in tensile strength σm
compared to neat PA6, but this was lowest for Calplex Extra, which is uncoated and contains the smallest particles. The Calplex additives are optimal for slight changes in tensile
strength σm, which hardly change it at all; the Polyplex additives reduce it slightly (Table
2). Elongation at break ɛtb increased the most with Polyplex 40, which contains larger particles and is coated.
Talc is added to Sample 8. Talc reduced the tensile modulus Et by 3.5 % compared to
pure PA6, while the tensile strength σm increased slightly (by 0.3 %). The elongation at
tensile strength ɛm decreased by 6.2 %; the elongation at break ɛtb decreased by 71.6 %
compared to the reference (Table 2).
A nucleating agent consisting of 50 % talc and 50 % LDPE reduced the tensile modulus Et by 2.2 %, the tensile strength σm by 2.6 %, the elongation at tensile strength ɛm by 1.6
% and the elongation at break ɛtb by 33.1 % (Table 2).
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Table 2. Tensile tests results with recycled PP matrix.
Et (GPa)
σm (MPa)
εm (%)
εtb (%)
0
2.29 ± 0.12
70.0 ± 1.1
4.52 ± 1.14
144 ± 36
1
1.93 ± 0.34
70.0 ± 0.5
4.68 ± 0.07
86 ± 57
2
2.26 ± 0.15
68.1 ± 0.2
4.52 ± 0.04
173 ± 46
3
2.15 ± 0.03
68.1 ± 0.6
4.52 ± 0.09
173 ± 41
4
2.38 ± 0.14
68.1 ± 0.6
4.51 ± 0.14
66 ± 42
5
2.25 ± 0.06
65.7 ± 0.4
4.39 ± 0.08
174 ± 52
6
2.01 ± 0.01
65.3 ± 0.5
4.47 ± 0.11
186 ± 0
7
2.02 ± 0.01
64.1 ± 1.2
4.46 ± 0.07
208 ± 37
8
2.21 ± 0.01
70.2 ± 0.4
4.24 ± 0.08
32 ± 9
9
2.24 ± 0.02
68.2 ± 0.5
4.45 ± 0.13
76 ± 22
Sample
3.2. Dynamic mechanical analysis tests
The storage modulus (Figure 1) of the samples agrees with the results of the tensile
test, with the exception of Sample 4. Sample 0 has the highest storage modulus, while
Sample 6 has the lowest storage modulus, measurement of stored energy representing the
elastic protion. Uncoated calcium carbonate lowers the storage modulus, namely Calplex
Extra by 7.7 %, Calplex 5 by 10.1 % and Calplex 40 by 16.6 %. Coated calcium carbonate
reduces the storage modulus more, namely by 18.5 % for Polyplex Extra, 24.9 % for Polyplex 5 and 22.4 % for Polyplex 40. Talc lowers the storage modulus by 19.0 %, while the
combination of talc and LDPE lowers it by 24.4 %. The curve is constantly decreasing,
which means that we did not observe any cold crystallization during heating.
Figure 1. Storage modulus vs. temperature for the samples.
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The peak of the loss factor curve (Figure 2, Table 3) indicates the glass transition. If the
peak is lower, it means that the material has a higher elastic response, i.e. a higher degree
of crystallinity. This can be observed in Sample 8, to which talc was added, and is consistent with the results of the tensile tests. The loss factor, quotient between viscous and
elastic portion, is highest for Sample 0 and lowest for sample 9. Uncoated calcium carbonate lowers the loss factor. The smallest particle size (Calplex Extra) reduces the loss
factor by 2.2 %, the medium size (Calplex 5) by 3.3 % and the largest size (Calplex 40) by
12.2 %. Coated calcium carbonate or Polyplex Extra, Polyplex 5 and Polyplex 40 reduce the
loss factor by 10.5 %, 8.3 % and 12.2 % respectively. Talc reduces the loss factor by 11.6 %
and the mixture of talc and LDPE by 16.6 %. From this we can conclude that the loss factor
decreases with the addition of talc and calcium carbonate.
Figure 2. Loss factor (Tan δ (-)) vs. temperature (°C) for the samples.
Table 3. Loss factor results at DMA measurements for the samples.
Tg (°C)
0
tan δ (-)
0.181
62.1
1
0.177
62.1
2
0.177
62.0
3
0.175
62.4
4
0.159
61.2
5
0.162
57.6
6
0.166
60.1
7
0.159
58.0
8
0.160
56.8
9
0.151
61.6
Sample
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3.3. Thermogravimetric analysis tests
The degradation temperature of the samples varied within less than 0.3 % (Figure 3), which
means that the additives we used did not drastically affect the degradation temperature.
The inorganic filler content changed (Figure 3), which is completely logical as we have
added inorganic fillers. Pure PA6 has 0.04 % inorganic fillers. The addition of an antioxidant increases the proportion of inorganic fillers to 0.08 %. In Samples 2 to 6, the inorganic
fillers were 0.1 % - as much as we have added calcium carbonate. Sample 7 had only 0.04
% inorganic fillers. Sample 8 had 0.07 % inorganic fillers. Sample 9 had 0.34 % inorganic
fillers, which means that some of the nucleating agent, which is low density polyethylene
(LDPE), has degraded. Since the scattering of the results are smaller than the amount of
inorganic residues in neat PA6 we can conclude that the distribution of the fillers is homogeneous and constant.
Figure 3. Degradation temperature and degradation amount at TGA measurements for the samples.
3.4. DSC tests
The results of the DSC analysis are shown in Table 4. The melting temperature Tm of sample 0 is at 220.1 °C. Most of the additives had no drastic influence on the melting temperature. The glass transition temperature Tg did not change drastically due to the additives
(less than 2 % with the exception of Calplex 5, which lowered it by 3.7 %). In theory, it was
stated that nucleating agents have no effect on the melting temperature (Poel, Istrate and
Mathot, 2016), which is consistent with our results.
The melting enthalpy (ΔHm) was most strongly affected by talc, which increased it by 5.2
% (Table 4, Sample 8). This was followed by Sample 9, where ΔHm was 4.4 % higher than
that of pure PA6. ΔHm was reduced only by antioxidants (by 2.3 %) and Calplex 40 (by 2.6
%); all other additives increased it by between 0.8 % (Calplex 5) and 5.2 % (talc) (Table 4,
Samples 3 and 8, respectively).
The degree of crystallinity of pure PA6 is 31.5 %. The addition of antioxidants reduced it
by 1.8 %. Calplex Extra increased it by 4.2 %, Calplex 5 by 1.4 % and Calplex 40 reduced it
by 2.1 % (Table 4). This indicates that smaller particles are more effective because they
have a larger surface area in the case of uncoated calcium carbonate. The addition of Polyplex Extra increased the degree of crystallinity by 2.0 %, Polyplex 5 by 3.5 % and Polyplex
40 by 4.0 %. With coated calcium carbonate it is exactly the opposite as with uncoated
calcium carbonate. Larger particles achieve a higher degree of crystallinity. The most optimal inorganic filler for increasing the degree of crystallinity is talc. It increases it by 5.9
%, while the combination of talc and LDPE increases it by 4.9 %.
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The crystallization temperature is an indicator of heterogeneous crystallization, which is
modelled by the addition of nucleating agents. Sample 8 has the highest crystallization
temperature, followed by sample 2, which is consistent with the tensile tests and the DMA
results.
Table 4. DSC tests results for the samples.
Sample Tg (°C)
Tm (°C)
ΔHm (J/g) Wc,h (%) Tc (°C)
0
55.5
220.1
72.5
31.5
191.7
1
54.9
220.8
70.8
31.0
191.4
2
54.5
220.0
75.1
32.9
192.1
3
53.5
220.7
73.1
32.0
191.5
4
54.3
220.4
70.6
30.9
191.8
5
54.6
220.3
73.5
32.1
191.8
6
55.3
220.7
74.6
32.6
191.5
7
55.1
220.6
75.0
32.8
191.5
8
54.4
220.5
76.3
33.4
193.0
9
54.6
220.0
75.7
33.1
191.9
3.5. Flash DSC tests
The Flash DSC analysis (Figure 4) shows the peak temperature of the crystallization and
the crystallization rate. The highest is peak temperature, the fastest is the crystallization.
The height of the graph represents the rate of crystallization. If the graph is higher, it means
that the material crystallizes faster. All materials were tested under the same conditions. If
the peak of the crystallization curve is shifted towards higher temperatures, this means
that smaller crystals are formed (Poel, Istrate and Mathot, 2016). This gives the material
greater transparency and toughness (Poel, Istrate and Mathot, 2016).
Sample 8, where talc was added into PA6 matrix, crystallized the fastest. From this we can
conclude that Sample 8 had the highest degree of crystallinity, which was confirmed by
our DSC analysis results (Table 4). Sample 2 crystallized fastest at a higher temperature,
which means that smaller crystals were formed and it was more transparent after injection
moulding. From this we can conclude that Calplex Extra provides nuclei for crystallization
because it increases the crystallization temperature.
For calcium carbonate, Calplex Extra proved the best product because it is uncoated and
contains the smallest particles. It increased the degree of crystallinity, the rate of crystallization when cooling PA6 and the temperature at which the material crystallizes fastest.
Stiffness increased and strength was reduced. Coated calcium carbonate also increased the
degree of crystallinity, but the other properties were not improved as much. With sufficiently small nucleating agents, no steric hindrances occured, which is why the degree of
crystallinity also increased.
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Figure 4. Flash DSC crystallization rate evaluation for the samples.
3.6. Impact tests
Figure 5 presents the impact strength of the samples. The impact strength of Sample 0 was
114 kJ/m2; the sample did not crack. The impact strength decreased with all additives except talc. Antioxidant decreased the impact strength by 5.5 %; Calplex Extra decreased it
by 7.0 %; Calplex 5 decreased it by 3.3 %; Calplex 40 decreased it by 9.0 %. Polyplex Extra
had the greatest effect on impact strength, reducing it by 17.1 %. Polyplex 5 reduced it by
5.4 % and Polyplex 40 by 2.0 %. Talc was the only agent that increased impact strength by
0.6 %. The mixture of talc and LDPE reduced the impact strength by 1.6 %. All additives
that act as nucleating agents (except talc) reduced the impact strength.
Figure 5. Impact strength for the samples.
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4.
Conclusions
Generally, it was observed that the type, size, and surface treatment of the nucleating
agents influenced the morphology behaviour of PA6. Among them, NA01 was the best, as
it increased the degree of crystallinity the most. The degree of crystallinity increased with
all variants of added calcium carbonate, except for NA03. Uncoated particles larger than
90 μm already hinder crystallization. The highest crystallization temperature was achieved
with Calplex Extra, which increased productivity. The difference between coated and uncoated calcium carbonate was large. Our results showed that it is better to use smaller
particles as they have a larger specific surface area. The addition of calcium carbonate lowered the tensile modulus and tensile strength of PA6. The addition of coated calcium carbonate increased the elongation at break, while the addition of uncoated calcium carbonate
decreased it. The impact toughness was reduced the most by Polyplex Extra and the least
by Polyplex 40. The inorganic filler that increases the degree of crystallinity of PA6 the
most was talc (Sample 8). It increased it by almost 6 % without changing the melting point
of PA6. PA6 with added talc is also characterised by its crystallization rate, but crystallizes
at a low temperature (Sample 8), compared to other tested samples. Talc lowered the tensile modulus and the elongation at break and slightly increased the tensile strength of PA6.
Of the versions of calcium carbonate tested, Calplex Extra proved to be the most effective
nucleating agent. Although talc increased the degree of crystallinity most successfully, Calplex Extra achieved the highest crystallization temperature. For further investigations, we
would recommend determining the optimum concentration of calcium carbonate. The effect of the particle size and concentration of the nucleating agent should be further investigated. Based on the results of our study, we would suggest an investigation in the direction of even smaller particle size of nucleating agents. From the present study it is evident,
that too high concentration has no positive effect on the degree of crystallinity. The initial
concentration would be 0.1 %; it would be increased in steps of 0.1 %; the final concentration would be 1.0 %.
Conflicts of Interest: The authors declare no conflict of interest.
References
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2. Jazani OM, Arefazar A, Jafari SH, Saeb MR Study on the effect of processing conditions on the impact strength of
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DOI: 10.1515/POLYENG.2011.048
3. Li X, He Y, Dong X, et al. Effects of hydrogen-bonding density on polyamide crystallization kinetics. Polymer,. 2020;
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4. Lin Z, Chen C, Guan Z, et al. A Compatibilized Composite of Recycled Polypropylene Filled with Cellulosic Fiber
from Recycled Corrugated Paper Board: Mechanical Properties, Morphology, and Thermal Behavior. Journal of
Applied Polymer Science,. 2011; 122: 2789–2797. DOI: 10.1002/app.34321.
5. Mileva D, Androsch R, Zhuravlev E, Schick C Morphology of mesophase and crystals of polyamide 6 prepared in a
fast scanning chip calorimeter’, Polymer,. 2012; 53: 3994–4001. DOI: 10.1016/j.polymer.2012.06.045.
6. Palmer RJ. POLYAMIDES, PLASTICS. Encyclopedia of Chemical Technology II. 2000th edn. DuPont. 2000; 88–105.
https://doi.org/10.1002/0471440264.pst251
7. Parodi E, Govaert LE, Peters GWM. Glass transition temperature versus structure of polyamide 6: A flash-DSC study.
Thermochimica Acta. 2017; 657: 110–122. DOI: 10.1016/j.tca.2017.09.021.
8. Poel Vanden G, Istrate D, Mathot V. Full-temperature-range crystallization rates of polyamides by fast scanning
calorimetry as key to processing. Fast Scanning Calorimetry. Springer International Publishing. 2016; 611–632. DOI:
10.1007/978-3-319-31329-0_18.
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9. Pracella M, Haque MMU, Alvarez V. Functionalization, compatibilization and properties of polyolefin composites
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Proceedings of 10th Socratic Lectures 2024
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The Use of Different Fractions of Waste Thermosets for
Ther-moplastic Composites
Nardin Blaž 1, Pešl Teja1, Rozman Tamara1, Bolka Silvester 1,*
1.
Faculty of Polymer Technology, Slovenj Gradec, Slovenia
*
Correspondence: Silvester Bolka; silvester.bolka@ftpo.eu
Citation: Nardin B, Pešl T, Rozman T,
Bolka S. The Use of Different Fractions
of Waste Thermosets for Ther-moplastic Composites. Proceedings of
Socratic Lectures. 2024, 10, 99-111.
https://doi.org/10.55295/PSL.2024.II10
Publisher’s Note: UL ZF stays neutral
with regard to jurisdictional claims in
published maps and institutional affiliations.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the
Abstract:
The use of recycled polymer materials with a low carbon footprint, which enable a circular
economy, is becoming increasingly interesting for commercial use in the world. The main
reasons for this are the accumulation of waste after the use of polymer products and the
warming of the atmosphere as a result of the overloading of the environment with greenhouse gases produced during the extraction of these materials. We were interested in the
differences in properties between differently modified samples of thermoset waste in a
thermoplastic matrix. We paid the most attention to the influence of the modification of
the interface on the stiffness and strength of the prepared material. The results of tensile
and bending tests showed that with the right combination of compatibilizers, we could
successfully increase the stiffness and strength of the composites. The simultaneous increase in stiffness and strength is a very good indicator that with the right combination of
compatibilizers (PP-g-MA and modified TPU co-polymer) we were able to ensure a good
surface interaction between the fibres and the polymer matrix in these samples with the
right combination of compatibilizers (PP-g-MA and modified TPU copolymer). Waste paper was added to the thermoplastic matrix as a reference. The difference in the performance of the composites can be explained by the better wettability of the waste paper
with the SEBS-g-MA compatibilizer and the better interfacial interactions of the modified
TPU copolymer with the thermoset and the PP-g-MA with the glass fibres in the case of
the waste thermoset composite.
terms and
conditions of the Creative Commons
Attribution
(CC
BY)
license
(https://creativecommons.org/licenses/
by/4.0/).
Keywords: waste thermoset, compatibilizer, thermoplastics, different fraction of waste
thermosets, composites
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1. Introduction
The recycling of plastic waste, especially post-consumer recycling (PCR), has started and
is still developing very slowly. Compared to other materials such as paper, glass and metals, recovery and recycling rates are generally low. Even in countries with advanced waste
management systems and years of experience in recycling, the recycling rates of plastics
are generally much lower than those of the other materials mentioned above. This is partly
due to the wide variety of uses of plastics, types of additives and types of polymer composites. This diversity of uses is one of the main advantages of plastics, but it also poses a
problem for recycling (Shen and Worrell, 2014).
Industrial waste is generally better separated than municipal waste, which is why municipal waste is sorted much more frequently than industrial waste. The same applies to
washing, as municipal waste is usually much more contaminated. It is therefore easier to
recycle industrial waste. As a result, we can produce recyclable materials of significantly
higher quality and with better or, above all, more homogeneous properties (mechanical,
chemical, optical) from this waste (Ragaert et al.,2017).
Polyolefins are a type of polymer that can be perfectly mechanically recycled, modified
and reused in a variety of applications with suitable separation processes from industrial
and municipal waste. The most common polyolefins include polypropylene (PP) and polyethylene (PE). Precisely because of their mechanical recycling properties and the possibility of modification, polyolefins are very often modified by adding various fillers in order to reduce the price and increase rigidity and strength. Due to their low cost, low density and high stiffness, natural fibres such as wood, cellulose, jute, bamboo, conifers and,
last but not least, waste paper have attracted the attention of researchers. Thermoset waste
and waste paper make up a large proportion of municipal waste which, if properly separated and processed, can be an excellent addition to the polymer matrix as a reinforcing
agent, improving above all the mechanical properties of the biocomposite. The incorporation (dispersion) of fibres and the interfacial adhesion of thermoset waste and waste paper
with the polyolefin matrix can be problematic. Therefore, improving the interfacial interactions between hydrophilic glass and natural fibres and hydrophobic polyolefins is an
important research task, as the interfacial adhesion between glass and natural fibres and
polyolefins plays an important role in determining the properties of composite materials.
In this way, we can reduce the impact on the environment and realise the idea of transforming waste materials into valuable, commercially viable biocomposites (Bolka et al.,
2020).
Thermoset composites are cured by a chemical reaction or by heat or radiation (Boquillon
and Fringant, 2000; Hay and O’Gara, 2006; Walczyk and Kuppers, 2012). Their main advantage is excellent properties at the same time low production cost when combining the
thermoset matrix with reinforcing fibers (Gore and Kandasubramanian, 2018; Blanco et
al., 2021; Caydamli et al., 2021). At the end of the life of the composites, the waste stream
can be divided into three main streams. Waste stream of smaller products that are not
systematically collected at national or European level and end up as mixed waste. The
second waste stream consists of large composite parts (parts of wind turbines, aeroplanes,
ships). The third waste stream consists of industrial waste from the production of composite materials. For this waste stream, the composition and quantity of the waste are known
(Colledani, 2022).
There are mechanical, thermal and chemical recycling technologies for composites. Regardless of the technology, the reinforcement fibres obtained cannot completely replace
the virgin fibres, but can only be added to the virgin fibres to a certain percentage in order
to maintain the properties of the composites. Mechanical recycling always takes place in
several steps. Firstly, large composite parts are cut into smaller pieces that can be shredded. This is followed by shredding and, if necessary, screening, during which fractions of
different sizes are obtained. The smallest fraction in the form of dust can be used as filler
or reinforcement (Bernardeau et al., 2018), but is usually utilised for energy by incineration. Larger fractions are usually used in the manufacture of new composite products
(Pickering, 2006; Oliveux et al., 2015).
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This paper presents a two-pronged review of thermoset composite waste. In the first part,
the use of the smallest fraction of waste thermoset composites in combination with a thermoplastic polyamide matrix (Bernardeau et al., 2018) is presented. In the following, the
use of a larger fraction as reinforcement for a thermoplastic recycled polypropylene matrix (Bream and Hornsby, 2000; 2001) is presented, using composites with waste paper for
comparison (Bourmaud and Baley, 2007; Zhidan et al., 2011; Xiaolin, Xiangfeng and Rumin, 2013; Akbulut et al., 2016; Scholten and Meiners, 2019).
2. Methods & materials
Commercially available PA 6 (Badamid B70) was purchased from Bada, Germany (PA6 in
Table 1). Commercially available recycled polypropylene was donated by TAB-IPM , Slovenia in ground form (rPP in Table 2). Commercially available antioxidant (AT 10 – AO
in Tables 1 and 2) was purchased from AMIK ITALIA, Italy. Commercially available lubricant (Crodamide ER – SA in Table 1) was purchased from Croda, Italy. Commercially
available ethylene elastomer modified with compatibiliser (Fusabond N416) was purchased from DuPont, Switzerland (C1 in Table 1). The commercially available compatibilizer PP-g-MA (Exxelor PO 1020) was purchased from Exxon Mobil, Netherlands (C2 in
Table 2). The commercially available compatibilizer SEBS-g-MA (Taipol 7126) was purchased from TSRC Corporation, Taiwan (C3 in Table 2). Commercially available compatibilizer modified TPU copolymer (Kuramiron U TU-S5265) was purchased from Kuraray
Europe, Germany (C4 in Table 2). The waste paper was donated by Papirnica Vevče, Slovenia in ground form (WP in Table 2). The thermoset composite waste in dust form was
donated by the company Iskra ISD plast, Slovenia (rTC1 in Table 1).
Table 1. Sample composition with PA6 matrix.
Sample
PA6 (wt.%)
AO (wt.%)
SA (wt.%)
C1 (wt.%)
rTC1 (wt.%)
PA6
95.5
0.5
0
0
0.0
PA6 AO rTC10.1
99.4
0.5
0
0
0.1
PA6 AO rTC10.5
99.0
0.5
0
0
0.5
PA6 AO rTC11.0
98.5
0.5
0
0
1.0
PA6 AO SA1 C15 rTC130
63.5
0.5
1
5
30.0
Thermoset composite waste as a fraction sieved through a 4 mm sieve was donated by
Technol, Slovenia (rTC2 in Table 2). The composition of the samples is listed in Tables 1
and 2. For all tests, the materials were mixed separately and extruded on the Labtech LTE
20-44 twin-screw extruder. The screws had a diameter of 20 mm, an L/D ratio of 44:1, a
screw speed of 600 rpm and an increasing temperature profile for PA6 and rPP from the
hopper (165 °C and 220 °C, respectively) to the die (190 °C and 250 °C, respectively) (Pracella et al., 2010).
The injection moulding was carried out on a Krauss Maffei 50-180 CX with a screw diameter of 30 mm. The temperature profile for PA6 and rPP increased from the hopper (175
°C and 220 °C) to the nozzle (190 °C and 250 °C, respectively). The mould temperature for
PA6 and rPP was set to 80 °C and 45 °C, respectively and the cooling time to 10 s (Jazani
et al., 2011). The tensile tests were carried out with the Shimadzu AG-X plus in accordance
with ISO 527-1 (Huang et al., 2013). Tensile stiffness (Et), tensile strength (σm), elongation
at yield (ɛm) and elongation at break (ɛtb) were evaluated in the tensile tests. Five measurements were carried out for each sample. The thermomechanical properties were analysed using a Perkin Elmer DMA 8000 (Wunderlich, 2005).
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Table 2. Sample composition with recycled PP matrix.
Sample
rPP (wt.%)
AO (wt.%)
C2 (wt.%)
C3 (wt.%)
C4 (wt.%)
WP (wt.%)
rTC2 (wt.%)
A
100.00
0.00
0.0
0.0
0.0
0
0
B
69.62
0.38
0.0
0.0
0.0
30
0
C
64.62
0.38
0.0
0.0
5.0
30
0
D
64.62
0.38
2.5
0.0
2.5
30
0
E
64.62
0.38
0.0
2.5
2.5
30
0
F
69.62
0.38
0.0
0.0
0.0
0
30
G
64.62
0.38
0.0
0.0
5.0
0
30
H
64.62
0.38
2.5
0.0
2.5
0
30
I
64.62
0.38
0.0
2.5
2.5
0
30
The samples were heated at 2 °C/min from 25 °C to 210 °C and 170 °C under air atmosphere for PA6 and rPP matrix based composites, respectively. A frequency of 1 Hz and an
amplitude of 20 μm were used in dual cantilever mode (Jazani et al., 2011). Thermogravimetric analyses (TGA) were performed on a Mettler Toledo TGA/DSC 3+ thermal analysis instrument. The analyses were carried out in a nitrogen atmosphere (20 mL/min) from
40 to 550 °C with a heating rate of 10 °C/min, followed by an isothermal segment in an
oxygen atmosphere (20 mL/min) at 550 °C for 30 min. using an Al2O3 crucible. Thermal
measurements were performed using a differential scanning calorimeter (DSC 2, Mettler
Toledo) under a nitrogen atmosphere (20 mL/min). The temperature of the samples was
raised from 0 to 260 °C for PA6 and 0 to 180 °C for rPP samples at a heating rate of 10
°C/min and kept in a molten state for 5 minutes to extinguish the thermal history. After
cooling at 10 °C/min, the samples were reheated to 260 °C for PA6 and to 180 °C for rPP
at 10 °C/min. The crystallisation temperature (Tc), the crystallisation enthalpy (ΔHc), the
melting temperature (Tm) and the melting enthalpy (ΔHm), the glass transition temperature (Tg) and change in the specific heat capacity (Δcp) were determined from the cooling
and the second heating scan. (Wunderlich, 2005). The impact tests were performed with
the Dongguan Liyi Test Equipment pendulum, type LY-XJJD5 (Zhidan et al., 2011), in accordance with ISO 179. The distance between the supports was 60 mm and a 1 J pendulum
was used.
3. Results and Discussion
3.1. Tensile tests
A comparison of Et in Table 3 shows that the addition of waste thermoset composite
powder as nucleating agent greatly increases Et and that 0.5 wt.% of added waste thermoset composite powder is the optimum amount. When 30 wt.% of waste thermoset composite is added and in combination with a compatibilizer, E t even decreases slightly. The
tensile strength is also increased when waste thermoset powder is added as a nucleating
agent, and the highest increase in σm is also achieved with 0.5 wt.% waste thermoset powder added. At an addition of 30 wt.% and in combination with a compatibilizer, the tensile
strength decreases drastically, as this is a consequence of the shape of the particles, which
only act as a filler and not as a reinforcing agent. In terms of elongation, both εm and εtb,
the trend is that elongation decreases with increasing addition of thermoset composite
powder. However, they decrease drastically when 30 wt.% of waste thermoset composite
powder is added and in combination with a compatibilizer.
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Table 3. Tensile tests results with PA6 matrix.
Et (GPa)
σm (MPa)
εm (%)
εtb (%)
PA6
2.31 ± 0.20
66.3 ± 0.4
4.3 ± 0.1
158.6 ± 64.8
PA6 AO rTC10.1
2.78 ± 0.25
68.1 ± 0.2
4.4 ± 0.1
15.3 ± 7.2
PA6 AO rTC10.5
2.97 ± 0.20
69.9 ± 1.5
4.2 ± 0.3
6.2 ± 3.0
PA6 AO rTC11.0
2.90 ± 0.17
65.9 ± 6.5
3.9 ± 0.7
5.1 ± 2.2
PA6 AO SA1 C15 rTC130
2.25 ± 0.27
47.0 ± 0.2
3.5 ± 0.2
3.8 ± 0.4
Sample
We can conclude that the waste thermoset composite powder acts as a nucleation agent
and that the optimum amount to add is 0.5 wt.%. The waste powder of the thermoset
composite could also be used as a filler, but the σm and strains are drastically reduced.
The Et comparison shown in Table 4 clearly shows that the rPP samples with added fibres
achieved significantly higher Et values than the pure rPP polymer matrix samples. This is
of course the expected result, as E t increases when fibres are added to the polymer, regardless of whether they are synthetic or natural fibres. The E t value of the pure rPP matrix
was 0.9 GPa. Among the rPP samples with added waste paper fibres, the highest E t value
was achieved by the D sample and the lowest by the C sample. The Et values of the rPP
and waste paper samples with various additives (modifiers) were between 1.26 GPa and
1.69 GPa. Among the samples containing waste thermoset composite with glass fibres and
various additives, the highest Et value was achieved by the F sample and the lowest by
the G sample. The values of the tensile modulus of the samples containing the thermoset
composite with glass fibres were between 1.52 GPa and 1.98 GPa. We can conclude that
the addition of fibres to the polymer matrix improves the E t of composite. Even better
properties can be achieved by modifying the interface between matrix and fibres, namely
by adding antioxidants, modifiers and compatibilizers. Improving the interface between
fibres and matrix means better interfacial interactions, as the modifiers act as binders both
on the side of the polymer matrix and on the side of the fibres.
A comparison of σm and εm is shown in Table 4. Table 4 for σm shows that σm of the pure
rPP sample is 25.7 MPa. In the following, we can observe a slightly higher σm of the rPP
materials to which paper fibres and additives were added, while at the same time a decrease in εm can be observed for all samples, which is due to the added fibres, as their
elongation is much more limited than that of the rPP matrix. It can be observed that the B
sample, which contained rPP and paper fibres but no additives, reached the same σm value
(27.7 MPa) as the samples made of pure rPP and that at the same time its εm value decreased significantly, namely to an elongation of 5.4 %. For all other rPP samples with
added paper and additives, we can observe a concrete increase in the σ m value and at the
same time a decrease in the εm value compared to the samples made of pure rPP. The
highest σm value was achieved by the sample D, which reached 33.3 MPa at an elongation
of 5.7 %. The worst tensile properties of the rPP samples with added paper and additives
were exhibited by the sample C, which achieved a value of σm of 25.6 MPa at an elongation
of 5.3 %. It can be concluded that all combinations of additives in the samples proved to
be effective, as all combinations achieved better results than the rPP sample with added
paper without additives. The exception was the addition of modified TPU copolymer to
the C sample, which achieved comparable results to the B sample. The combination of the
compatibilizers PP-g-MA and modified TPU copolymer had the greatest influence on the
improvement in tensile strength. The σm values of the rPP samples with the addition of a
waste thermoset composite with glass fibres and additives decreased and were between
19.8 MPa and 21.7 MPa. The only exception was the sample H, which reached σm of 28.0
MPa. In addition, εm decreased for all samples. The elongations of the samples varied between 3.1 % and 4.7 %. The lower tensile strengths can be attributed to poorer interfacial
interactions between the matrix and the waste thermoset composite with glass fibres, the
lower elongations are the result of significantly lower elongations of the glass fibres and
the proportion of waste thermoset composites compared to cellulose fibres. Similar to the
rPP samples with added waste paper, the combination of the compatibilizers PP-g-MA
and modified TPU copolymer proved to be the best additive.
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The comparison of εtb shown in Table 4 is extremely revealing as we can see how the
addition of fibres to the matrix of pure rPP significantly affects the ability of the composite
to elongate before it collapses. The elongation at break decreased from 289.5 % for the
pure rPP sample to a minimum of 6.4 % to a maximum of 7.4 % for the rPP samples with
added waste paper and additives and to a minimum of 3.8 % to a maximum of 11.2 % for
the samples with added waste thermoset composites with glass fibres and additives. The
decrease in elongation at break can be attributed to the limited tensile properties of the
added waste paper fibres and glass fibres, which allowed less plastic deformation (more
brittle fracture) due to their presence in the matrix.
Table 4. Tensile tests results with recycled PP matrix.
Et (GPa)
σm (MPa)
εm (%)
εtb (%)
A
0.90 ± 0.12
25.7 ± 0.7
7.8 ± 0.4
289.5 ± 128.4
B
1.64 ± 0.24
24.7 ± 0.5
5.4 ± 0.3
7.3 ± 0.4
C
1.26 ± 0.17
25.6 ± 0.3
5.3 ± 0.2
6.5 ± 0.7
D
1.69 ± 0.37
33.3 ± 0.3
5.7 ± 0.1
6.4 ± 0.3
E
1.64 ± 0.20
29.5 ± 0.3
5.9 ± 0.2
7.0 ± 0.5
F
1.98 ± 0.18
21.6 ± 0.2
3.2 ± 0.4
7.6 ± 2.4
G
1.52 ± 0.14
19.8 ± 0.2
4.7 ± 0.2
11.2 ± 1.8
H
1.83 ± 0.19
28.0 ± 0.2
3.1 ± 0.2
3.8 ± 0.3
I
1.54 ± 0.21
21.7 ± 0.1
3.2 ± 0.1
8.9 ± 1.4
Sample
With the right combination of compatibilizers, we were able to successfully increase the
stiffness and strength of the composites, and in all cases the elongation at break was drastically reduced. We were able to increase the stiffness of the composites with waste paper
by 82 % and the strength by 33 %, and the stiffness of the waste thermoset composites by
120 % and the strength by 9 %. The simultaneous increase in stiffness and strength is a
very good indicator that we have succeeded in ensuring good surface interactions between the surface of the fibres and the thermoplastic matrix in these composites with the
right combination of compatibilizers. By using different combinations of compatibilizers,
we can produce a composite material with precisely defined properties. The lower
strength increase in composites with a waste thermoset composite is to be expected because the waste thermoset composite contains approx. 60 % cured thermoset, which is
very brittle, and only 40 % glass fibres. For composites with added waste paper, the partial
volumes containing the waste paper particles are much smaller than in the waste thermoset composites, so the partial strains at the interface between the waste paper and the rPP
matrix are also much smaller compared to the waste thermoset composite. The size of the
partial volumes is reflected in the differences in the tensile strength of these composites.
3.2. DMA tests
The storage modulus (Figure 1) in the range from 40 to 90 °C for samples with PA6 matrix
is consistent with the results of the tensile test. The more waste thermoset composite powder is added, the higher the storage modulus. The highest storage modulus is found in the
entire temperature range for the composite PA6 AO SA1 C15 rTC130, to which 30 wt.% of
waste thermoset composite powder was added. All samples show drastic drop in the storage modulus (around 50 °C) in the area of the glass transition of PA6, although this depends on the amount of waste thermoset powder added.
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Figure 1. Storage modulus vs. temperature for the composites with PA6 matrix.
The glass transition increases with the amount of waste thermoset powder added. This
can also be seen in Figure 2, which shows the loss factor. The level of the loss factor illustrates the elastic response of the material and is lowest at 0.5 wt.% for the versions to which
the waste thermoset composite powder is added. The result is consistent with the tensile
tests, in which the PA6 AO rTC10.5 sample showed the highest stiffness and strength. The
PA6 AO SA1 C15 rTC130 sample has the peak of loss factor at the highest temperature and
the lowest peak height. This means that the sample has the highest glass transition and
reacts most elastically of all the samples measured. This is due to the waste thermoset
composite powder added at 30 wt.% which acts as a filler but still influences the stiffness
and dynamic behaviour of the composite.
Figure 2. Loss factor vs. temperature for the composites with PA6 matrix.
The storage modulus for the samples with rPP matrix (Figures 3 and 4) is significantly
higher for composites with waste paper and waste thermoset composites in the entire
temperature range than for the pure rPP matrix. The highest storage modulus is exhibited
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by the composite samples to which a combination of PP-g-MA compatibilizers and modified TPU copolymer was added. The storage modulus is lower for composites with waste
paper than for composites with waste thermoset composites. This result was expected, as
glass fibres have a much higher stiffness than cellulose fibres in waste paper, despite their
low proportion in the waste thermoset composite. Regardless of the composition, the temperature resistance of the composites is also drastically improved compared to the pure
rPP matrix. For composites with waste thermoset composite, the F sample, to which no
compatibilizer has been added, is comparable to the H sample. This means that the waste
thermoset composite is homogeneously mixed with the rPP matrix. At a temperature of
70 °C, the storage modulus of the F sample starts to decrease compared to the H sample,
as there are no good interfacial interactions between rTC 2 and the rPP matrix.
Figure 3. Storage modulus vs. temperature for the composites with rPP matrix and waste paper.
Figure 4. Storage modulus vs. temperature for the composites with rPP matrix and recycled thermoset composites.
The loss factor (Figure 5) in the rPP sample does not show a pronounced peak. The samples with added rTC2 show pronounced peaks, which can be attributed to the glass transition of the thermoset resin in the source of the waste thermoset composite. The peak of
the glass transition for the samples is between 100 °C and 110 °C, because this means that
the compatibilizers in the samples are differently compatibilized for both the rPP matrix
and the thermoset resin. The combination of the compatibilizers PP-g-MA and modified
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TPU copolymer shows the best compatibility, as the glass transition for the thermoset
resin has moved to lower values (closest to the glass transition for the rPP matrix).
Figure 5. Loss factor vs. temperature for the composites with rPP matrix and recycled thermoset composites.
From the results, we can conclude that the compatibilizer PP-g-MA has good interactions
between the glass fibers and the rPP matrix and has a great influence on the mechanical
properties of the composite, while the modified TPU copolymer compatibilizer has good
interactions between the thermoset resin and the rPP matrix and has great influence on
the thermal properties of the composite, but has a weaker influence on the mechanical
properties of the composite.
3.3. TGA tests
The characterization of the inorganic residues for the samples with PA6 matrix (Figure 6)
after TGA annealing shows that there are quite a lot of inorganic additives in the pure
PA6 matrix, which are probably processing additives. In the versions to which 0.1 to 1.0
wt.% rTC1 was added, there were no differences in the inorganic residues after TGA annealing. In the PA6 AO SA1 C15 rTC130 sample, the inorganic residue was just under 4
wt.%, which means that only about 13 wt.% glass fibres are contained in the rTC1.
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Figure 6. Inorganic residues after TGA measurements for the samples with PA6 matrix.
The characterization of the inorganic residues for the samples with rPP matrix (Figure 7)
after tempering on the TGA shows that 0.3 wt.% of inorganic impurities are contained in
the rPP matrix. In the samples of composites with waste paper, the inorganic residues are
between 10.9 and 11.8 wt.%. In samples of composites with rTC2, the inorganic residues
are between 11.7 and 12.3 wt.%. In composites with recovered paper, there is an inorganic
residue of CaCO3, which is added to the paper as a filler and is present in the recovered
paper between 36 and 39 wt.%. In rTC2, the inorganic residue consists of glass fibres,
which account from 39 to 41 wt.% in rTC2.
Figure 7. Inorganic residues after TGA measurements for the samples with rPP matrix.
3.4. DSC tests
For samples with a PA6 matrix (Table 5), the addition of small percentages of rTC1 has
practically no effect on the glass transition or crystallization on cooling. From this we can
conclude that we cannot detect any change in the morphology of the composites with DSC
measurements. In the PA6 AO SA1 C15 rTC130 sample, however, the glass transition is
significantly higher, the crystallization temperature, the melting enthalpy and also the
melting point decrease slightly.
Table 5. DSC tests results for samples with PA6 matrix.
Tg (°C)
Cp (J/gK)
Tc (°C)
ΔHc (J/g)
Tm (°C)
ΔHm (J/g)
PA6
55.2
0.05
192.2
31.1
220.9
38.5
PA6 AO rTC10.1
55.6
0.06
191.9
32.4
221.1
36.8
PA6 AO rTC10.5
53.6
0.03
191.8
30.0
221.1
37.4
PA6 AO rTC11.0
55.0
0.05
192.1
32.6
220.7
38.5
PA6 AO SA1 C15 rTC130
61.4
0.02
190.7
21.0
220.0
24.5
Sample
For the samples with rPP matrix (Table 6), the first melting point is the melting of the low
PE content in the rPP matrix and thus the crystallization temperature for the PE content.
The melting point and crystallization temperature for the rPP matrix are in the temperature range of 165.4 °C to 166.4 °C and 121.5 °C to 124.4 °C respectively. Composites with
a combination of PP-g-MA compatibilizers and modified TPU copolymer exhibit the high-
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est crystallization temperatures, which means that this combination triggers heterogeneous crystallization of the rPP matrix during cooling. These two composites also achieve
the highest degree of crystallinity in the versions with added compatibilizers.
Table 6. DSC tests results for samples with recycled PP matrix.
2nd Heating
Cooling
Tm1
ΔHm1
Tm2
ΔHm2
Tc1
ΔHc1
Tc2
ΔHc2
Sample
(°C)
(J/g)
(°C)
(J/g)
(°C)
(J/g)
(°C)
(J/g)
A
126.4
11.4
165.6
79.0
112.5
9.5
124.0
76.5
B
126.1
8.1
165.8
52.3
112.6
6.9
123.6
51.0
C
126.0
6.9
165.9
49.9
112.3
6.0
122.7
48.9
D
125.9
8.9
166.2
55.3
111.1
6.3
124.4
52.7
E
125.6
6.3
165.4
47.7
112.3
5.5
121.9
46.7
F
126.5
6.8
166.4
54.9
112.4
6.2
123.1
54.2
G
126.3
7.5
166.1
52.5
112.3
6.0
122.6
51.5
H
125.9
8.8
165.8
53.7
111.2
6.6
123.3
50.8
I
125.8
6.0
165.6
50.4
112.0
5.5
121.5
50.2
3.5. Notched impact tests
With regard to the notched impact strength (Figure 8), a drastic decrease in all composites
samples can be seen, both with waste paper and with added rTC 2. The notched impact
strength is slightly higher for composites with waste paper than for composites with rTC2,
which is due to the low glass fibre content of rTC 2. Compatibilizers increase the notched
impact strength in all variants. This increase in notched impact strength is more pronounced in composites with rTC2, as the polyester resin without compatibilizer does not
have good interfacial interactions with the rPP matrix. The sample G has the highest
notched impact strength, which means that the modified TPU copolymer with the compatibilizer improves the interactions between the rPP matrix and the polyester resin the
most. The results are in very good agreement with the results of the tensile and DMA tests.
Figure 8. Notched impact strength for the composites with rPP matrix and recycled thermoset composites.
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4. Conclusions
The tests carried out have shown that with the right choice of thermoplastic matrix, both
fine powder from thermoset waste and larger fractions can be used to improve the properties of the newly created composite. The fine powder from thermoset waste works perfectly as a core in the PA6 matrix and the composite material improves stiffness, strength,
temperature resistance and glass transition, but drastically reduces elongation at break
and toughness. Larger proportions of thermoset waste, which in our case contained only
about 40 wt.% of glass fibres, improve the stiffness, strength and temperature resistance
of the composite in combination with the right compatibilizers and the rPP matrix, but
drastically reduce the elongation at break and toughness. For the rPP matrix, PP-g-MA
and modified TPU copolymer proved to be the best combination of compatibilizers, with
PP-g-MA providing good interfacial interactions between glass fibers and rPP matrix and
modified TPU copolymer between thermoset matrix particles and rPP matrix. The results
provide a good basis for further research into the mechanical recycling of thermoset waste
as nucleating agent or reinforcement for thermoplastic matrices. In this way, mechanical
recycling could be used to utilise the entire amount of waste thermoset composite, as fine
dust is a by-product or waste from grinding for larger fractions.
Conflicts of Interest: The authors declare no conflict of interest.
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Dark Energy and Dark Matter
Žulj Tim1,*
Faculty of Electrical Engineering, University of Ljubljana,
1.
* Correspondence: Tim Žulj, tz3432@student.uni-lj.si
Citation: Žulj T. Dark Energy and Dark
Abstract:
Study of space is never ending quest of humanity. An emerging question regards
dark energy and dark matter which are the subjects of this contribution. We will
consider the difference between the dark energy and dark matter, history of matter
and contemporary efforts to find experimental evidence on dark energy and dark
matter. We will briefly consider galaxy rotation curves, gravitational lensing and
cosmic microwave background.
Matter. Proceedings of Socratic Lectures.
2024, 10, 113-118.
https://doi.org/10.55295/PSL.2024.II11
Publisher’s Note: UL ZF stays neutral
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published maps and institutional affiliations.
Copyright: © 2024 by the authors.
Submitted for possible open access
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(https://creativecommons.org/licenses/b
y/4.0/).
Keywords: Dark matter, Dark energy, Universe
Proceedings of 10 th Socratic Lectures 2024
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1.
Introduction
Dark matter theories focus on questions such as how did stellar systems and galaxies
evolve throughout time, and how is universe changing with time. Despite its significance, knowledge on cosmology is yet rudimentary and better understanding of dark
energy and dark matter presents a challenge.
Dark matter is defined as a substance that pulls galaxies together, while dark energy
pushes them apart (causes universe expansion). It was estimated that roughly 27% of
the matter in the universe is dark matter and 68% of the energy in the universe is dark
energy (NASA, 2024). Normal matter was estimated to form about 5% of the matter
in the universe (NASA, 2024).
Normal matter, also known as baryonic matter is composed of particles call baryons,
which include protons and neutrons. These baryons make up atoms, which interact
with electromagnetic field and can emit, absorb and reflect light. Therefore, normal
matter is observable. Dark matter on the other hand is a form of matter that does not
interact with electromagnetic field and does not emit, absorb or reflect light. Despite
its invisibility dark matter has observable effects on the motion of galaxies (Bertone et
al., 2005).
2. History of dark matter
Throughout history, philosophers have been speculating about what are we, what is
everything around us made of, and what is the nature of the matter. The ancient
Greeks were thinking about these things and they indicated that there might be forms
of matter that are imperceptible or not noticeable, simply because it was too far away
or invisible and undetectable by our senses. The oldest records on the matter were
found from 5th century Before the Christian Era (BCE) (Bertone and Hooper, 2018).
Leucippus and Democritus were convinced that all matter was made of the same fundamental and invisible building blocks called atoms and that these atoms were infinite in numbers (Bertone and Hooper, 2018). Sir Isaac Newton contributed significantly to the history of cosmology; in 1687 he published »Philosophia Naturalis Principia Mathematica«. He developed scientific tools leading to discoveries about universe. John Michell and Simon Laplace found that there could exist objects so massive
that even light would not be able to escape the gravitational pull (Montgomery et al.,
2009). This was considered the first mention of black holes (Bertone and Hooper,
2018). In particular after development of astronomical photography, it was acknowledged that stars were not evenly distributed in the sky. In dense stellar fields, dark
regions were observed (Bertone and Hooper, 2018). Two explanations were suggested: either stars were lacking or – an absorbing matter were present along the line
of sight (Bertone and Hooper, 2018 ).The second explanation was considered the more
probable one. Lord Kelvin estimated the amount of dark matter in the Milky Way
galaxy (Bertone and Hooper, 2018). He claimed that »if stars in Milky Way can be
described as a gas of particles, acting under the influence of gravity, then one can
establish a relationship between the size of the system and the velocity dispersion of
the stars« (Bertone and Hooper, 2018).
The Coma Cluster of galaxies was observed with the telescope (Morrison and Zwicky,
2015, Primack, 2024) and reported on thousands of galaxies. A question was posed
what would happen if all these galaxies were stationary? (Morrison and Zwicky,
2015). The answer led to inevitable collapse due to gravity (Morrison and Zwicky,
2015). On the other hand, if the galaxies would be moving above some threshold velocity, they would fly apart (Morrison and Zwicky, 2015). It was concluded that since
they are still there after 8000 million years after they were formed, there must exist a
fine balance between energy of motion (kinetic energy) and the gravitation attraction
(potential energy). If one could measure the kinetic energy, mass of the respective
volume of space could be calculated. The result of the calculation indicated that there
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is about 6 or 7 times more mass in The Coma Cluster than it was observed (Bertone
and Hooper, 2018; Morrison and Zwicky, 2015; Primack, 2024).
3. Evidence of dark matter
3.1. Galaxy rotation curves
Galaxy rotation curves are rotational velocities of the stars and gas in the galaxy as a
function of their distance from the galactic centre. Under some reasonable simplifying
assumptions, it is possible to infer the mass distribution of galaxies from their rotation
curves.
In 1960s and 1970s, image tube spectrograph was developed ( Bertone and Hooper,
2018) to preform spectroscopic observations of the Andromeda Galaxy. The results on
the mass in outer parts of some galaxies disagreed with rotation curves predicted from
photometry (Bertone and Hooper, 2018 ). The stars at the edge of galaxies were moving so fast that they should be (according to the theoretical estimations) flung off into
space. Instead, the stars stayed in their orbits. This was explained by the gravitational
pull exerted by something undetectable (NOVA, 2018).
Newton's law of gravity describes the gravitational force Fg acting on an object with
mass m in rotational orbit:
Fg = G Menc m/r2
,
(1)
where G is gravitational constant, Menc is the mass enclosed within the orbit and r is
the distance from the centre of mass.
The gravitational force acts as the centripetal force Fc needed to keep the object in
rotational motion,
Fc = mv 2/r
,
(2)
where v is the orbital velocity. When we set these two forces equal to each other and
express v, we get
v = (G Menc/r)1/2
.
(3)
The calculated velocity was however considerably smaller than the measured velocity
(Figure 1). Agreement however be obtained by assuming the presence of the additional mass, or dark matter, within galaxies. The equations are fundamental to understanding galaxy rotation curves and indicate the existence of dark matter in galaxies.
Figure 1: Rotation curves of the Andromeda Galaxy. Measured rotational velocities of the outer stars are the blue line,
while velocities that would be expected from the estimated mass of the visible matter in the galaxy are the green line.
Adapted from (Nerich, 2011).
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3.2 Gravitational lensing
Gravitational lensing is a phenomenon, where the gravitational field of a massive object, such as a galaxy or a cluster of galaxies, bends and distorts the light from distant
objects, like background galaxies.
Already Newton considered the possibility that light could be deflected by gravity
(Bertone and Hooper, 2018). But within the general relativity theory published by Einstein, this phenomenon was quantitatively predicted (Bertone and Hooper, 2018 ). The
empirical test of gravitational lensing and of the general relativity theory was conducted in 1919 by Arthur Eddington who organized expedition to observe solar
eclipse (Bertone and Hooper, 2018). Experiment consisted of measurement of the deflection of light by the gravitational field of the massive object (sun). Bending of light
lead to the distortion or magnification of distant objects like background galaxies or
quasars. The results of measurement were in favour of Einstein’s predictions (Bertone
and Hooper, 2018).
After the confirmation, the gravitational lensing became a powerful tool for cosmologists and astrophysicists to study the distribution of matter in universe including dark
matter and dark energy. It was used for discovery and study of distant galaxies and
for estimation of the expansion rate of the universe (Bertone and Hooper, 2018).
Following Bovy (2023), we describe the deflection of light due to gravity as illustrated
in Figure 2 where a two dimensional representation of the three-dimensional configuration is shown. In the figure, the source is on the left, the lens is in the middle, and
the observer is on the right. The extent of the lens are considered much smaller than
the distances between the source, lens, and observer so that the lens is taken as very
thin in the direction perpendicular to the light ray. The perturbed light path is taken
to be a straight line until it reaches the lens at ξ where it changes its direction by the
deflection angle α̂ and continues its path in a straight line until being observed. The
angle β represents the direction of light in the absence of the lens while the angle θ
represents the observed direction. All the angles in Figure 2 are taken to be small and
the relation between the angles is (Bovy, 2023)
= θ - α̂(ξ) DLS/DS
(4)
where β is the observed angular position of the source, θ is the observed angular position of the image of the source, α̂ is the deflection angle, DLS is the distance between
the lens and the source and DS is the distance to the source (Figure 2). It follows from
the general theory of relativity that in case that point mass is acting as a gravitational
lens,
α̂(x) = 4GM / (DL θ c2)
,
(5)
where G is the gravitational constant, M is the mass of the lensing object and c is the
speed of light (Einstein, 1916). Eqs.(4) and (5) relate the apparent position of a distant
source θ to its observed position by taking into account the gravitational influence of
the mass (M) causing the lensing.
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Figure 2: Geometry of lensing system. From (Bovy, 2023).
There are two types of gravitational lensing. Strong lensing: This occurs when the
gravitational field is strong enough to produce clearly visible distortions or multiple
images of the background object. The lens equation is crucial for understanding and
predicting the positions of these multiple images. Weak lensing: In this case, the gravitational distortion is subtle and doesn't produce multiple images but instead causes
a slight stretching or shearing of the background object.
3.3 Cosmic microwave background
Cosmic Microwave Background (CMB) is a faint glow of radiation that dates from the
very beginning of everything. It's what's left of the early stages of the universe, from
the era known as »recombination era«, which occurred 380 000 years after Big Bang
(Bertone and Hooper, 2018). At that point the universe cooled down enough for electrons and protons to combine and form different atoms. The first atoms were hydrogen atoms, which made universe transparent for radiation. The light particles (called
photons) that were present at that time have been traveling freely through space ever
since and we observe them today as cosmic microwave background (Peebles, 1993).
CMB supports the Big Bang theory and has provided information about the scale,
composition and evolution of the universe, in particular early universe's structure and
dynamics.
The radiation spectrum of CMB is given by the Planck's law which law describes the
spectral density of electromagnetic radiation emitted by a black body in thermal equilibrium at a given temperature T, when there is no net flow of matter or energy between the body and its environment,
I()= (2h3)/(c2(eh/kT-1))
,
(6)
where I() is the intensity of radiation, is the frequency of the electromagnetic radiation, h is the Planck constant, c is speed of light, k is the Boltzmann constant (Peebles,
1993). The temperature T of CMB is approximately 2.73 K.
To describe CMB, we also need to consider Wien's displacement law that determines
at what wavelength the intensity of radiation emitted from a blackbody reaches its
maximum,
= b/T
(7)
where b is the Wien’s displacement constant.
3.4 Other evidences
Large scale formation refers to the distribution of matter in the universe on a scale
much larger than galaxies such as galaxy clusters and superclusters. By studying these
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structures scientists can test the prediction of different cosmological scenarios. The
consistency between theoretical models or advanced computer simulations incorporating dark energy and the observed large scale structure may provide evidence for
the existence of the dark energy (Blumenthal et al., 1984).
Baryon Acoustic Oscillations (BAO) are unique features imprinted on the distribution
of matter in the early universe (Bertone and Hooper, 2018). They originate from acoustical waves in the hot, dense plasma of the early universe, before the formation of
atoms. These waves created regions of over-dense and under-dense matter and can
be observed in the universe today.
4 Conclusions
The possible realms of dark matter and dark energy continue to captivate and challenge our understanding of the universe. There are evidences and theories that provide explanation of the observations that indicate existence of dark matter and dark
energy. This is reflected in accelerated expansion of the universe, gravitational lensing
and cosmic microwave background. The pursuit of knowledge regarding dark matter
and dark energy, not only expands our scientific comprehension but also pushes us
to re-evaluate or re-assess the fundaments of our description by space and time. Technological advances will likely play an important role; we expect a step forward in the
field of exploring the universe as in January 2025 Large Synoptic Survey Telescope
(LSST) in Chile is expected to start operating (Primack, 2024).
References
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2.
3.
4.
5.
6.
7.
8.
9.
10.
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13.
Bertone G, Hooper D, Silk J. Particle Dark Matter: Evidence, Candidates, and Constraints. Physics Reports. 2005;
405:279-390. DOI: 10.1016/j.physrep.2004.08.031.3
Bertone G, Hooper D. Review of modern physics, volume 90: History of dark matter. 2018; 90:2-6.
DOI: 10.1103/RevModPhys.90.045002.
Blumenthal GR, Faber SM, Primack JR, Rees MJ. Formation of galaxies and large scale structure with cold dark
matter. Nature. 1984; 299:37. DOI: 10.1038/311517a0.5
Bovy J. Dynamics and Astrophysics of Galaxies. Toronto University; 2023. Chapter 16: Gravitational lensing; Ebook Available from: Gravitational lensing (Dynamics and Astrophysics of Galaxies) (galaxiesbook.org)
Einstein A. Die Grundlage der allgemeinen Relativitätstheorie. Annalen der Physik. 1916; 354: 769 –822.
Morisson I, Zwicky F. The Father of Dark Matter. Gresham College. 2015. Available from:
https://www.youtube.com/watch?v=TV0c1EFIKy4. Accessed January 16, 2024.
Montgomery C, Orchiston W, Whittingham I. Michell, Laplace and the origin of the black hole concept. Journal
of Astronomical History and Heritage. 2009; 12: 90 - 96.
Available form: https://adsabs.harvard.edu/full/2009JAHH...12...90M
NASA. Dark energy, Dark Matter. Available from: https://science.nasa.gov/astrophysics/focus-areas/what-isdark-energy/. Accessed: January 16, 2024.
Nerich S. Could dark matter not matter? Available from: https://phys.org/news/2011 -12-dark.html. Accessed
March 8, 2024.
NOVA PBS OFFICIAL. How scientists discovered dark matter. 2018. Available from:
https://www.youtube.com/watch?v=lNmRHccI4Z8. Accessed January 16, 2024.
Peebles PJE. Principles of Physical Cosmology. Princeton University; 1993. Chapter: The thermal cosmic
background radiation; p. 131-135.
Primack J. A brief history of dark matter. University of California, Santa Cruz. Available from:
https://kiss.caltech.edu/workshops/dark_matter/presentations/primack.pdf. Accessed January 16, 2024.
Vera Rubin observatory, Monthly updates. Available from: https://www.lsst.org/about/project-status. Accessed
March 8, 2024.
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Artificial Intelligence in Law Enforcement: Current State
and Development Prospects
Lunhol Olha1,*, Torhalo Pavlo1
1.
2.
Donetsk State University of Internal Affairs
* Correspondence: Lunhol Olha; olyalungol@gmail.com
Citation: Lunhol O, Torhalo P. Artificial Intelligence in Law Enforcement:
current state and development prospects . Proceedings of Socratic
Lectures. 2024, 10, 120-124.
https://doi.org/10.55295/PSL.2024.II12
Publisher’s Note: UL ZF stays neutral
with regard to jurisdictional claims in
published maps and institutional affiliations.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the
Abstract:
This article provides an analysis of the current state and future prospects of Artificial Intelligence (AI) implementation in law enforcement. As advancements in technology continue to reshape various sectors, the integration of AI in policing has become a focal point,
revolutionizing traditional methods and offering new opportunities. The article begins by
outlining the contemporary landscape of AI applications in law enforcement, encompassing predictive policing, facial recognition, data analysis, and crime pattern identification.
The discussion delves into the benefits and challenges associated with these technologies,
addressing concerns related to privacy, bias, and ethical considerations. Furthermore, the
article explores the evolution of AI in law enforcement, examining how machine learning
algorithms enhance predictive capabilities, streamline investigative processes, and contribute to proactive crime prevention. It also highlights successful case studies and realworld implementations, showcasing the positive impact AI has had on solving complex
criminal cases and optimizing resource allocation. In exploring development prospects,
the article considers emerging trends such as explainable AI, human-AI collaboration, and
continuous advancements in data analytics. The importance of responsible AI deployment is emphasized, emphasizing the need for transparent and ethical frameworks to
guide law enforcement agencies. The article concludes by envisioning a future where AI
technologies are seamlessly integrated into law enforcement practices, fostering improved crime detection, community safety, and overall operational efficiency. The insights presented aim to contribute to informed discussions surrounding the responsible
and effective use of AI in the evolving landscape of law enforcement.
terms and
conditions of the Creative Commons
Attribution
(CC
BY)
license
(https://creativecommons.org/licenses/
by/4.0/).
Keywords: Artificial intelligence; Data analysis; Digital automation; Law enforcement;
Facial recognition systems
Proceedings of 10th Socratic Lectures 2024
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1.
Introduction
1.1. Background
The rapid evolution of technology has permeated every facet of contemporary society, revolutionizing traditional approaches and introducing innovative solutions. One such transformative force is Artificial Intelligence (AI), which has progressively found its way into
the realm of law enforcement. As law enforcement agencies worldwide seek to enhance
their capabilities, AI emerges as a potent tool, offering unprecedented opportunities to
tackle evolving challenges in crime prevention, investigation, and public safety.
1.2. Scope of the article
This article explores the current state and development prospects of AI in law enforcement,
aiming to provide a comprehensive understanding of the technological landscape and its
implications. From predictive policing to facial recognition and data analytics, we delve
into the diverse applications of AI that have reshaped the modus operandi of law enforcement agencies.
1.3. Current state of AI implementation
To comprehend the present scenario, it is essential to dissect the various AI applications
currently integrated into law enforcement practices. This article will scrutinize predictive
policing algorithms, the use of facial recognition technologies, data-driven crime analysis,
and the incorporation of AI in identifying complex crime patterns. Additionally, we`ll analyze benefits accrued and challenges encountered in the adoption of these technologies.
1.4. Challenges and ethical considerations:
While AI offers immense potential, it is not without its challenges. Privacy concerns, algorithmic bias, and ethical considerations have emerged as critical issues that demand careful
examination. This article will delve into the multifaceted challenges associated with AI
implementation in law enforcement and discuss the ethical frameworks required to navigate this rapidly evolving landscape.
1.5. Evolution:
The evolution of AI in law enforcement has been marked by technological advancements,
particularly in machine learning. This segment will explore how these advancements enhance predictive capabilities, streamline investigative processes, and contribute to proactive crime prevention.Through this exploration, we aim to contribute valuable insights that
foster a nuanced understanding of AI's current role in law enforcement and illuminate the
path forward in harnessing its potential for future development.
2.
Methods
The article employs a multifaceted approach to achieve its objectives. The research utilizes
both theoretical and empirical methods, combining a comprehensive analysis of specialist
literature with practical investigations.
The theoretical framework involves an in-depth examination of the existing literature pertaining to the problem of integrating artificial intelligence into law enforcement activities.
This includes a detailed analysis of scholarly works addressing various aspects of AI implementation in the field.
On the empirical front, the research incorporates interviews conducted with students, cadets, and teachers from Donetsk State University of Internal Affairs and specialists of law
enforcement agencies of Ukraine. This qualitative approach aims to gather valuable insights and perspectives regarding the practical implications and challenges of incorporating artificial intelligence into law enforcement practices. This combination of theoretical
and empirical methods ensures a comprehensive exploration of the current state and future prospects of artificial intelligence in law enforcement.
Proceedings of 10th Socratic Lectures 2024
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3.
Results
The current state and future prospects of Artificial Intelligence (AI) implementation in law
enforcement represent a dynamic landscape with significant implications for the future of
policing. Current state is reflected in the works of such Ukrainian scientists as Zachek O.,
Dmytryk Yu., Senyk V., Kovtun V., Rvachov O., Haborets O., Karchevsky M. and other
researchers. Zachek O., Dmytryk Yu. and Senyk V. (Zachek O, et al. 2023) note that one of
the problems that need to be solved is the lack or imperfection of legal regulation of Artificial Intelligence both in Ukraine and abroad. Kovtun and Rvachov (2020) write that in
law enforcement, the use of artificial intelligence is the process of endowing law enforcement activities with systematic intellectual properties. This process should serve as a factor
for intensive development and a tool for enhancing the efficiency of law enforcement
through the development and implementation of new technologies in the following directions: information-analytical support for law enforcement activities; information-reference
support for law enforcement activities; creation of specialized information intelligence systems for operational-search purposes; advancement of intelligent video surveillance systems; establishment of departmental specialized intelligent information systems; implementation and development of intelligent information educational systems.
Most scientists note that use of AI in identifying crime patterns contributes to more effective and efficient crime-solving, leading to improved public safety.
There are many examples of successful implementation of artificial intelligence in domestic and international law enforcement practice. So, for example, in the USA, the Federal
Bureau of Investigation (FBI) uses artificial intelligence to recognize criminals on video
from surveillance cameras in real time. With the help of artificial intelligence, FBI agents
can access and analyze large amounts of data to identify criminals and predict the place
and time of the next crime (Zachek et al. 2023). In Great Britain, the police use artificial
intelligence to analyze social networks and other open sources of information to identify
possible threats to national security. In Germany, the police use artificial intelligence to
detect crimes related to financial transactions.
In various countries AI-powered facial recognition systems analyze facial features to identify and verify individuals, providing law enforcement with a powerful tool for surveillance and identification. Facial recognition is used in public spaces and airports for law
enforcement investigations, assisting in suspect identification and tracking. As an example, the Miami Police Department uses Clearview AI software to investigate crimes. This
technology allows law enforcement agencies to check a person's photo for a match in the
database, then providing links to relevant images on the Internet. But at the same time,
there are controversies surround the ethical implications of mass surveillance, potential
misuse of facial recognition, and the need for stringent privacy regulations. In March 2022,
the company Clearview AI provided its technology to Ukraine to assist in defense against
the Russian invasion. Initially, this technology was given to the Ministry of Defense of
Ukraine, and later, many other agencies, including the National Police of Ukraine, joined
the project (Zachek et al. 2023). Clearview AI's technology is applied for checking individuals at checkpoints, identifying deceased soldiers and prisoners of war, and searching for
missing persons. Additionally, facial recognition technology can be used to investigate
military crimes by identifying the faces of criminals in photos and videos that the criminals
themselves proudly share on the Internet.
AI algorithms process vast amounts of data, extracting valuable insights to aid law enforcement in decision-making. Data analysis helps law enforcement agencies identify
trends, anticipate criminal activities, and streamline investigative processes. But striking a
balance between utilizing data for crime prevention and protecting individual privacy remains a critical challenge.
Current state and development prospects of Artificial Intelligence in law enforcement are
considered also by Foreign scientists, such as Rademacher T, Wischmeyer T, Raaijmakers
S, Apostolakis K, Dimitriou N, Margetis G, Surden H, Safdar N, Banja J, Meltzer C and
other researchers.
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Scientists Rademacher and Wischmeyer (2020) claim in their works that in certain domains, AI already fulfills the task of detecting suspicious activities better than human police officers ever could. Safdar et al. (2020) in their research pay special attention to ethical
considerations in artificial intelligence.
In conclusion, the contemporary landscape of AI applications in law enforcement showcases the transformative potential of predictive policing, facial recognition, data analysis,
and crime pattern identification. While these technologies offer unprecedented benefits,
addressing ethical concerns, ensuring privacy, and fostering public trust are imperative
for responsible implementation in the evolving realm of law enforcement.
4.
Discussion
Let`s analyze the key aspects, including existing applications, benefits, challenges, and
the anticipated trajectory of AI integration in the law enforcement domain.
1.
2.
3.
4.
5.
6.
7.
Predictive policing algorithms: AI is increasingly employed for surveillance through
facial recognition, object detection, and behavioral analysis. Predictive policing algorithms leverage historical crime data to identify potential hotspots, aiding law enforcement in proactive measures.
Automation of routine tasks: AI technologies automate routine tasks such as data analysis, paperwork, and evidence processing. This not only enhances efficiency but also
allows human officers to focus on more complex aspects of policing.
Crime Pattern Recognition: AI algorithms can identify intricate patterns within large
datasets, aiding law enforcement in recognizing trends, modus operandi, and potential threats. This contributes to more effective crime prevention and investigation.
Virtual assistants and chatbots: police departments are integrating AI-powered virtual
assistants and chatbots to enhance communication with the public, provide information, and streamline administrative tasks.
Enhanced efficiency: AI streamlines processes, reducing the time and resources required for tasks such as data analysis and paperwork, allowing law enforcement agencies to operate more efficiently.
Improved decision-making: AI systems, when trained on relevant data, can assist law
enforcement in making data-driven decisions, contributing to more informed and objective policing.
Public safety: predictive policing and surveillance technologies contribute to enhanced
public safety by enabling proactive responses to potential threats and criminal activities.
As for the issues open for discussion, we can include:
1. Bias and discrimination: AI systems may inherit biases present in training data, leading
to discriminatory outcomes. Ensuring fairness and mitigating bias in AI algorithms
poses a significant challenge.
2. Privacy concerns: the extensive use of AI in surveillance raises concerns about privacy
infringement. Striking a balance between public safety and individual privacy is a com
plex issue.
3. Ethical considerations: the ethical implications of AI in law enforcement, including accountability, transparency, and the potential misuse of technology, require careful consideration. As AI continues to evolve, there will be a growing emphasis on developing
and adhering to ethical frameworks to address biases, privacy concerns, and other ethical considerations.
Conflicts of Interest: The authors declare no conflict of interest.
Proceedings of 10th Socratic Lectures 2024
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References
1.
2.
3.
4.
5.
6.
Karchevsky M. Artificial intelligence and crime prevention. The use of artificial intelligence technologies in
combating crime: scientific and practical materials. 2020; 32–41.
Kovtun V, Rvachov O. Overview and prospects of the use of Artificial Intelligence technologies in law enforcement activities. The use of Artificial Intelligence technologies in combating crime: scientific and practical materials. 2020; 44–51.
Lunhol O, Haborets O. Innovative methods and digital technologies in operational and research activities. Current issues in modern science, 2023, 11: 602-615
Rademacher T, Wischmeyer T. Artificial Intelligence and Law Enforcement. Published in: Regulating Artificial
Intelligence. Springer, Cham. 2020.
Safdar N, Banja J, Meltzer C. Ethical considerations in artificial intelligence. European Journal of Radiology. 2020,
122.
Zachek O, Dmytryk Yu, Senyk V. The role of Artificial Intelligence in increasing efficiency law enforcement
activities. Scientific Journal of Lviv State University of Internal Affairs. Law. 2013; 3; 148–156.
Proceedings of 10th Socratic Lectures 2024
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Corporate Social Responsibility as a Key Factor for Development of Sustainable Business
Tokushev Damir1,*
1.
Kazakh-British Technical University, Kazakhstan
*
Correspondence: Damir Tokushev; d.tokusev@gmail.com
Citation: Tokushev D. Corporate Social Responsibility as a Key Factor for
Development of Sustainable Busines:
2024, 10, 126-129.
https://doi.org/10.55295/PSL.2024.II13
Publisher’s Note: UL ZF stays neutral
with regard to jurisdictional claims in
published maps and institutional affiliations.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the
Abstract:
Responsibility is an organizational position that ensures discipline and the most effective
attitude of the Company to its responsibilities to the public. Corporate social responsibility contributes to the creation of a favorable environment for business development, interaction between business and the state, where the interests of the population are represented by public organizations, which in turn turns into social partnership. Social partnership depends on the balance of three important systems, such as: social, economic and
environmental. In one of the companies in Kazakhstan that takes an active part in the
development of corporate social policy a program is being used within the framework of
social responsibility that the company is actively pursuing. Within the framework of this
program, the construction of socially significant facilities is being implemented, such as:
construction of a central hospital in the city of Kulsary, construction of a central stadium
in the city of Kulsary, construction of a pre-school in the Koktem microdistrict in the city
of Atyrau, construction of a school named after Zhumabayev in the city of Atyrau. The
company carries out partnership with higher educational institutions of the Republic of
Kazakhstan, one of such educational institutions is Kazakh-British Technical University
(KBTU) University. The company is actively developing a corporate social policy in the
field of environmental protection, supporting social programs and improving the lives
of the local population. Considering the above, we can conclude that corporate social
responsibility is an integral part of the development of the company’s sustainable business in Kazakhstan.
terms and
conditions of the Creative Commons
Attribution
(CC
BY)
license
(https://creativecommons.org/licenses/
by/4.0/).
Keywords: Corporate culture; Corporate social policy; Responsibility; Ecology; Social
program; Environment.
Proceedings of 10th Socratic Lectures 2024
127 of 165
1. Introduction
1.1. Purpose of the scientific article
The purpose of this scientific article is to systematically and in-depth analyze the role of
Corporate Social Responsibility (CSR) as a major factor influencing the development of
sustainable business (Green Alternative Energy Assets, n.d.). Speaking about the
experience of applying CSR in the company’s activities in order to sustainable
development, we note that in Kazakhstan there are a number of large socially responsible
companies. The benefits of CSR are practically demonstrated by such companies.
The specific focus of the article is aimed at studying a particular company (Company A)
in the field of CSR and identifying specific practices that contributed to the creation of a
sustainable socially corporate model.
1.2. Goals of the research
The key tasks to achieve the goal were:
• Study of CSR practices in Company A: Assessment of current programs and strategies related to social responsibility implemented in the company's activities;
• Community and Environmental Engagement Analysis: Assessing the impact of CSR
on relationships with local communities, including the impact on social structures,
support for education and charitable initiatives. Also considering the impact on environmental sustainability.
Total Cost of Ownership (TCO) rigorously complies with legislative requirements of Republic of Kazakhstan (RoK) and performs extensive air protection activities through stateof-art technologies resulting in the continuous reduction of air emissions while oil production volumes have increased significantly over the years. It should be emphasized that the
company's emissions are currently at an extraordinarily low level as a result of the execution of several significant projects aimed at improving operational reliability. These have
allowed the company to lower its air emissions by 75% per ton of oil produced during the
past 22 years (Figure 1).
Figure 1. Air emissions of Company A with respect to time from 2000 to 2022.
2. Methods
To write this article, a quantitative research method was used, based on the use of available
statistical data related to the social and environmental activities of the Company from the
official website. The basis was a survey method among former colleagues who are directly residents of the Atyrau region and had the opportunity to observe the changes that
were described in this article.
3. Results
Having analyzed open sources that disclose Company A’s social programs aimed at stimulating the potential of the region as a whole and its individual resident, the following
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results were discovered in the field of sustainable support for the corporate social responsibility program and opinions of my colleagues who was able to provide oral feedback the
following conclusions were drawn.
Company A contributes to environmental protection, environmental monitoring, social investment and the development of social and infrastructure development programs. So,
according to the environmental report for 2022, the main environmental indicators for 2022
are:
• Reduction of emissions intensity from 2000 to 2022 by 75%;
• Reduction of gas flaring over the past 5 years by 57%;
• Increase of water reuse rates by 49%;
• Increase of waste recycling rates by 63%.
As a part of the implementation of the Roadmap for a comprehensive solution to environmental problems in the Atyrau region, TCO is carrying out landscaping work in the city
of Kulsary. In 2022, spring-autumn planting of elm, ash, apple, maple, and island seedlings
was carried out on an area of 15 hectares in the city of Kulsary for a total of 9,030 trees on
the street. R. Balmukhanova, st. Akzhar and along the Atyrau-Kulsary road, in the microdistrict Atyrau.
The survival rate averaged 69.7%. In the places where 32.3% of seedlings did not take root,
an additional 3,030 seedlings were planted in October and November 2022. The company
continues to plant trees in Kulsary and cares for seedlings.
In 2022, under the program, Company A began to implement the construction of facilities
such as: Central Hospital in the city of Kulsary, Central Stadium in the city of Kulsary, Preschool in the Koktem microdistrict, Atyrau, Pre-school in the microdistrict. Zhuldyz,
Atyrau, Construction of a school named after Zhumabayev in Atyrau.
The program gave a powerful impetus to the infrastructural development of the Atyrau
region. New, modern buildings have appeared that have beautified the regional center and
Zhylyoi district, multifunctional medical clinics and centers, well-equipped schools and
other educational institutions. Decisions on which projects are to be included in the program are made jointly with the Akimat of the Atyrau region.
The main criteria: sustainability, focus on the priority needs of the local population, benefits for the majority of the population, and most importantly, projects should create opportunities to unlock the potential of residents of the Atyrau region (ibid.).
The Social Investment Program, which was launched in 2010, is also being implemented.
It is aimed at supporting education, healthcare, community involvement in the volunteer
movement and economic development. Within the framework of this program in 20102022, 108 projects were implemented for a total amount of about 13.4 million US dollars.
In 2022, the budget for this program was 2.3 million US dollars.
4. Discussion
Supporting social corporate responsibility has given the Company A a number of advantages such as:
• Enhanced Reputation: Adopting social responsibility can significantly enhance a company's reputation. This creates a positive perception in the eyes of the public and government;
• Support for public policy: creating tax incentives for companies that build strong social
responsibility;
• Improved relationships with regulators: Companies that demonstrate transparency,
ethics, and social responsibility often interact better with regulators, which can reduce the
likelihood of regulatory issues arising.
Thus, corporate social responsibility not only contributes to the well-being of society, but
also benefits companies in their relations with the government.
5. Conclusion
CSR has grown from a simple term to a fundamental principle that plays a key role in the
development of sustainable business. In the course of analyzing the role of CSR using the
example of the Company A, it becomes clear that the integration of the principles of social
responsibility into the strategy of an enterprise has an important impact on its sustaina-
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bility and prosperity. First of all, CSR is an important tool for establishing long-term relationships with stakeholders. Engaging with employees, customers, suppliers and the community through ethics, transparency and respect for human rights strengthens the company's reputation and creates the basis for lasting partnerships.
CSR also has a significant impact on financial stability. Companies that integrate social
and environmental aspects into their strategy demonstrate not only social responsibility,
but also a higher degree of efficiency and innovation, which ultimately impacts their financial performance. In addition, socially responsible practices have a positive impact on
the internal dynamics of the company. Participation in social and educational projects,
creating favorable working conditions and supporting diversity in the team help attract
and retain talented employees. Thus, CSR is not just a fashionable trend, but is becoming
an integral part of the sustainable development strategy of modern companies. Company
A, as an example of successful implementation of the principles of social responsibility,
confirms that investing in social welfare and respect for the environment are key factors
not only for sustainable business, but also for leadership in the industry. In the future,
business management based on ethics and responsibility represents a promising prospect
for achieving harmony between corporate interests and the needs of society.
Conflicts of Interest: The author declares no conflict of interest.
References
1.
2.
3.
CSR, World Business Council for Sustainable Development (WBCSD) definition, Green Alternative Energy
Assets (GAEA). Accessed 30.01.2024. Available from https://www.gaea.bg/about-GAEA/corporate-social-responsibility.html (internet source)
Tengizchevroil official page. Social investment. Sustainability. Accessed 30.01.2024. Available from
https://www.tengizchevroil.com/sustainability (internet source)
Tengizchevroil overview of 2022 environmental activities and performances. Air emission reductions. Accessed
30.01.2024.
Available
from
https://www.tengizchevroil.com/docs/default-source/default-documentlibrary/sustainability-page/en/ (internet source)
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Challenges of Modernising European Universities
Cizelj Boris1,*
1.
*
DOBA Faculty of Applied Business and Social Studies, Maribor, Slovenia
Correspondence: Boris Cizelj, boris.cizelj@sis-egiz.eu
Citation: Cizelj B. Challenges of Modernising European Universities.
2024, 10, 131-136.
https://doi.org/10.55295/PSL.2024.II14
Publisher’s Note: UL ZF stays neutral
with regard to jurisdictional claims in
published maps and institutional affiliations.
Abstract:
One of the paradoxes of the 21st century is that while most countries are striving to build
knowledge societies and economies, the majority of universities remain conservative in
modernizing their curricula. This lack of modernization includes issues such as balancing
knowledge, competencies, and skills, implementing student-centered and interactive
teaching methods, and involving practical experts in the study process. Awareness of
this paradox is still limited not only within academia but also among governments, professional sectors, and the general public. The media, too, could play a more active role in
promoting necessary changes. One key reason for the slow modernization of universities
is the conservative interpretation of academic freedom and institutional autonomy. This
stems from several factors, including the misinterpretation of academic freedom, the career patterns of university academic staff, the prevalent use of traditional lecture-based
teaching methods, inadequate research funding, and limited inter-university collaboration. As a result of these conditions, countries struggle to fully develop their human capital, hindering their transition into innovation-based knowledge economies and impeding their international competitiveness.
To address these challenges, all societal actors must play a role. Governments should stimulate the development of modern tertiary
education systems, business leaders should clearly articulate the competencies and skills
they expect from graduates, academia should advocate for sufficient funding for their
modernization efforts, and NGOs and the media should raise awareness and urge governments to actively support the development of knowledge economies.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the
terms and
conditions of the Creative Commons
Attribution
(CC
BY)
license
(https://creativecommons.org/licenses/
by/4.0/).
Keywords: Modern university; Knowledge society and economy; Importance of competencies and skills; Innovation ecosystem; Inter-university collaboration
_____________________________________________________________________________
Proceedings of 10th Socratic Lectures 2024
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1.
Introduction
1.1. Tertiary education´s division between the classical and higher professional education
The post-industrial society based on the quality of human capital is much richer in
knowledge, as well as in competencies and skills, than earlier societies. That puts much
higher and qualitatively different demand on the entire educational system – including on
universities. This has been properly understood by only a few countries, who have reflected pragmatically, therefore divided tertiary education into classical and higher professional education.
The first remained general, knowledge-based academic upbringing of future intellectuals
- expected to perform various jobs in spheres of management, administration, education,
and other social services. The second, however, was designed to provide the background
and skills for students who were expected to perform engineering as well as technical jobs.
These programmes are usually carried out by “Technical Universities” or Colleges – normally taking 3 years (while university programmes normally run for 4 years).
This is a practical answer to the issues opened, with classical universities still facing many
of the issues introduced by the knowledge society.
The questions being faced by universities in most countries around the world are not easy
to answer, taking into account the changes having happened in modern societies, where
knowledge is not any more the privilege of the few, and when diversification of knowledge
has grown beyond anything, we have been used to, even only 2-3 generations ago.
When looking for the main causes of this challenge, we need to go some two centuries
back. Namely, that was the time, when the principal role of modern universities in Europe
has been to prepare the future elite of society. Therefore, it is not surprising that in that
period, less than estimated 5% of youngsters entered university, and they mostly came
from the upper classes. Therefore, they were actually predetermined to become part of the
elite in their respective societies. For those circumstances the elite university made perfect
sense, anything else would not have been accepted.
1.2. The concept of modern university:
The concept of the modern university dates back to the year 1809 when the Prussian government appointed one of its leading intellectuals, Friedrich Wilhelm Heinrich Alexander
von Humboldt, to be responsible for education. He performed excellently, and his system
was adopted by most European countries due to its elaborateness, systematic approach,
and effectiveness in achieving objectives. This was the case two centuries ago when the
majority of working people were illiterate. Now, the situation is, of course, completely different: all working people are not only able to read and write, but have also completed at
least 9 years of education. About 1/3 of youngsters even graduate from university, implying that they have been educated for 17-18 years, yet they are not automatically considered
the elite of their respective societies.
The following quote from von Humboldt's text indicates that he himself was much more
modern than generally interpreted: “Just as primary instruction makes the teacher possible, so he renders himself dispensable through schooling at the secondary level. The university teacher is thus no longer a teacher, and the student is no longer a pupil. Instead,
the student conducts research on his own behalf and the professor supervises his research
and supports him in it1” (Clark, 2006). This clearly indicates that von Humboldt is often
misunderstood, and that he was more modern than commonly believed. In fact, this perspective taken by von Humboldt is quite different, indeed even contrary, to what is often
considered the “Humboldt-type” university, which still serves as the mental background
for the concept of most present-day European universities. However, this is not the case in
the USA, which von Humboldt visited several times and influenced their academia.
While von Humboldt operated in the period of industrial society, we are now experiencing
the achievements as well as the challenges of the digital age in the mature innovative,
knowledge society. Many work operations that traditionally depended on responsible
1
Clark CM, 2006. Iron kingdom: the rise and downfall of Prussia, 1600-1947, Harvard University Press, p. 333.
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workers' reasoning and decisions are now digitized and increasingly controlled by artificial intelligence. At the same time, people's roles have shifted to primarily guiding and
controlling computer-guided processes and decisions.
Unfortunately, this shift is not properly reflected in the concept of present-day European
and many other universities, which have not recognized the changes experienced over the
last 50-60 years and still adhere to a traditional approach in fulfilling their mission of building intellectuals. In essence, they still see their mission as enriching students with scientific
knowledge to make them intellectuals and a kind of societal elite. Most academics, and
consequently, also governments, therefore accept the position that teaching practical competences and skills does not fit into the world of academia and should not be part of postsecondary education curricula
2.
Methods
In preparation for the article, observation research has been undertaken. A reduced interest in studying the Bologna experience has been observed since 2015. What could be the
reasons for this unexpected trend? Probably the main reason could be that very little is
happening in terms of the Bologna Process impacting university education. Namely, out
of the 49 subscribing countries, even one third of them did not introduce the two-cycle
university study concept, while there is very limited information about the implementation of the other Bologna targets.
Therefore, our approach remain mainly interpretative: it is based on published documentation, combined with some observations of the private and public universities in Slovenia.
Observations are accumulated over decades from active involvement at various Slovenian
universities.
3.
Results
Our principal observation on the achievements of the Bologna Process is that – after 20
years since the adoption of the Declaration – the results achieved are very modest, to say
the least. This qualification is justified by the fact that modern circumstances more than
justify the need to update and adjust university studies, including equipping students
much more with competencies and skills required in today's working environment. Obviously, one cannot blame only the universities – though their responsibility cannot be underestimated or even ignored. The more they emphasize their academic autonomy, the
higher is their responsibility for failing to accept the need to change! The fundamental responsibility, however, remains with governments, which in most countries continue paying inadequate attention to education, including university education.
This fits into a more general weakness preventing many governments from accepting primary responsibility for formulating policies for building a knowledge economy and society as a building block of national development strategy. Leaving the strategies and declared policies aside, there is one indication of how much they are willing to undertake to
support building a knowledge economy. This is the share of GDP devoted to financing
research and innovation from the budget (GERD, Gross domestic expenditure on R&D).
Governments of countries which do care, maintain GERD at 3% or more, and those which
do not, achieve GERD below 2%. Of course, it's not only about how much funding is available; what matters as well is how the financial support is offered and provided. If public
funding is available as a source of supporting institutions' budgets – this is simpler, but
not most effective. It should be available for seriously selected and promising projects,
which is procedurally more demanding, but definitely much more effective and productive. Equally important for innovation performance of a country is the development of its
financial market, offering support not only to interesting research projects, but also for
opening new companies (start-ups) and supporting the growth of small and young companies (scale-ups). As a share of available risk capital in GDP, the US is five times stronger
than the EU average. Without important changes in the entrepreneurial environment, Europe is not facing a promising future in the global innovation-based competition! This is
related also to the general awareness of the critical importance of the quality of education,
science, and research – which is in most countries around the globe far from sufficient.
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4.
Discussion
What are the major causes for the dissatisfactory situation in implementing Bologna?
Let us first look at the universities themselves, and identify the key factors responsible for
the problems preventing progress along Bologna model:
(1) A major contributing factor is the traditional career pattern of most European university professors, who predominantly remain at the university from entering as a student,
distinguishing themselves, being invited to join the staff, and normally experiencing
their entire professional career at the university, up to their retirement. Therefore, they
remain encapsulated in this particular environment, depriving themselves of the opportunity to experience "real-life conditions." Being gradually recognized as a problem,
in some countries they are now starting to take measures to prevent this "deformation."
For example, in Germany, this is now prevented by law, as well as by university rules
for professors' re-elections, according to which the candidate for re-election has to provide evidence of at least some out-of-university work experience. This approach is very
slowly gaining acceptance around the world, and therefore reaching beyond the oldfashioned academic tradition will obviously take some time2.
(2) Indeed, a major change from "teaching theory" to "preparing students for future work"
is needed, and that is in itself rather demanding. This is not only an issue at the university level – many experts in pedagogy claim that generally and in most countries teachers are not sufficiently stimulating creativity and critical thinking in their students. This
is a problem throughout the whole educational system, contradicting what is needed
by people working in the 21st century in any sector. This goes particularly for workers
who are surrounded by and actively assisted by high technology, including artificial
intelligence. The main function of most workers nowadays is to control and guide the
machines and make decisions based on options offered by the HITECH equipment. If
not enabled to function in this fashion, even a highly knowledgeable and intellectually
capable individual will not necessarily be very productive in a modern work environment3.
In these circumstances, besides knowledge, what determines the quality of workers is
their attitude towards co-workers, their ability to communicate productively and flexibly, as well as develop critical thinking – with the objective to find solutions accepted
by the respective teams. In the last British Employers Association’s survey among
72,000 employers even 23% of newly engaged workers were declared to be lacking relevant skills. 3)
When commenting on this result, one needs to take into account that British universities
are more pragmatic than their colleagues on the continent. The government has categorized public universities into 3 categories by the quality of their performance and
differentiated levels of funding accordingly: only the best could receive more money,
while the worst experienced serious cuts, and some even had to merge with others or
close their doors.
(3) A major factor in developing relevant curricula and maintaining its quality is the ability
of universities to conduct good basic and applied research, which implies receiving appropriate level of funding. The average official data for European countries' on GERD
(Gross Expenditures on R&D) - where universities participate with about 1/4 to 1/3 – is
around 2.2% of GDP – while many member states remain below 1.5%, demonstrate that
neither public, nor the private funding come close to what is required. As a logical consequence, for example, Slovenian universities have lost over the last 20 years about a
quarter of their researchers due to insufficient funding. Facing this situation – which
2
Employer Skills Survey 2022 – Research Report, December 2023, London, 216 pages
3
Nic Mitchell --
“University World News” Online Conclusions, 2023
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undermines also the quality of teaching -- the public universities should raise this question with governments more energetically, as it is a condition for their normal functioning.
(4) A bit of the theory-practice curriculum balance can be achieved where universities invite experienced practitioners to contribute some lectures and seminars/workshops. It
is an excellent opportunity for students to hear from distinguished people from companies and other practical environments about the problems experienced in real life,
understand their origin, dimensions and impact. It is important that this is well integrated into the curriculum, and treated as its valuable component. Experience shows
that these “guest lectures” are highly appreciated by students, which speaks for itself.
(5) Connected and related to the above issues is also the modest inter-university collaboration – at national and at international level.
As Swedish Professor Charles Edquist – an internationally recognized authority on innovation – has proven, the innovation contributes at least 60% to the GDP growth, and
that modern innovation is not any more following the traditional linear pattern (from
basic to applied research, to development, and finishing at the market). The innovation
has become much more complex, involving practically all segments of society – including the government. This is particularly important through direct funding, as well as
supporting domestic innovation activities through public procurement (which comes
on average to 13-20% of GDP – and representing globally an impressive amount of 9.5
trillion $).
The most undisputable indicator about the innovation awareness and commitment of
a country is GERD. According to the Global Innovation Index reports 2018 – 2022, in
the first category the following 20 countries appear on the top: Switzerland, Sweden,
USA.
Neither most of the European universities’ mind-frame, nor the relevant regulatory environments are very collaboration-oriented. Therefore, the modest extent, and the impact of national and international university collaboration is not fully in line with the
intensity of present-day globalization - affecting also research and innovation activities.
Limitations to productive collaboration are reflected also in the slow and modest
achievements of the objectives of the Bologna Declaration – as recognized for example
in the Rome Communique of 2020. It is even noticed that the interest for doing research
on Bologna implementation seems to be decreasing after 2015.
One very graphic illustration of the above assessment is also the number of European
universities actively involved in the existing alliances – for example in the European
University Alliance, with only 130 members from the total of 1,706 European universities. Realizing these problems, the European Commission has created in September
2020 (with some delay – compared to other domains), the European Research Area – as
a logical component of the European integration process. On this basis, and with rising
awareness of the importance of creating conditions for research and innovation collaboration, the next step was undertaken in November 2021 by the creation of the Pact for
R&I. The European Commission seems to be aware that - in times of knowledge economy - lack of integration in R&I domain has serious negative consequences for the European international competitiveness. Therefore, the new ERA monitoring system, including a scoreboard, a dashboard and an online policy platform, has also been created
in 2023. All this is rather promissing, but it is still too early to expect tangible efects.
With the bulk of high quality research potential being concentrated at universities and
their affiliated institutes, the prime resposibility to activate fully this potential remains
with the universities, and in particular with their leadership.
Fortunately, many innovation actors tend to collaborate more intensely from year to
year, but too many of the European universities remain almost unaffected by this important and promising trend. There are, however, also some good examples, and they
should be identified at all continents, presenting their achievements and benefits, as
well as trying to identify what are the causes behind the respective universities’ collaboration orientation, and the good results achieved.
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What are the reasons for slow adjustments by most universities? There is general understanding that the following factors have an impact on universities’ collaboration:
▪
▪
▪
▪
▪
Modestly international composition of teaching & research staff;
Funding instruments promoting insufficiently international collaboration;
Share of international students;
Mechanisms stimulating teachers for developing international collaboration;
Impact of graduates’ employers (wanting their future workers to have an internationally open mindset, and appropriate skills).
Conclusions
In summary, European universities are less internationalized than those in other parts of
the globe – particularly in North America and in many Asian countries. In present-day
circumstances exceptional achievements in training and research can hardly be achieved
without intensive links among national and international colleagues (sharing and evaluating experience and challenges), and understanding wider, global trends and problems.
Conflicts of Interest: The author declares no conflict of interest.
References
“Quality Assurance Fit for the Future”, European University Association led EU project (2023-2024);
https://eua.eu/resources/projects/840-qa-fit.html:
2. “The European Higher Education Area in 2015: Implementation Report Bologna Process”, Bologna Process,
European Commission, European Education Area, Brussels, 2016, 304 pages.
3. Clark CM. Iron kingdom: the rise and downfall of Prussia, 1600-1947. Harvard University Press. 2006; p. 333
4. Employer Skills Survey 2022 – Research Report, December 2023, London, 216 pages,
https://assets.publishing.service.gov.uk/media/65855506fc07f3000d8d46bd/Employer_skills_survey_2022_researc
h_report.pdf; Authors:IFF Research
5. Hudson RL. “AI talent is moving fast around the world, OECD database shows« Science/Business online
Bulletin, 27 February 2020.
6. Ingvild M. Larsen, Peter Maassen and Bjørn Stensaker »Four Basic Dilemmas in University Governance Reform«,
OECD, Paris, 2009, 18 pages
7. Kroher M, Leuze K, Thomsen SL, Trunzer J. 2021. Did the" Bologna Process" Achieve Its Goals? 20 Years of
Empirical Evidence on Student Enrolment, Study Success and Labour Market Outcomes (). IZA Discussion Paper
No. 14757. 2021. https://doi.org/10.2139/ssrn.4114283
8. Le-Ha Phan »Transnational Education Crossing 'Asia' and 'the West - Adjusted desire, transformative
mediocrity and neo-colonial disguise, Imprint Routledge, London, 180 pages.
https://doi.org/10.4324/9781315759098;
9. Mitchell N. (2023). Transformative Leadership Section at online Bulletin. Accessed 19 November 2023.
“University World News – The Global Window on Higher Education”. Available from
http://www.universityworldnews.com/ Bulletin – Section Transformative Ledership«
10. Simon Marginson »Higher education faces a more fragile and contensted future« University World News,
Online Magazine, No.773, 7 February 2024;
https://www.universityworldnews.com/post.php?story=20240215145839243&utm_source=newsletter&utm_
medium=email&utm_campaign=GLNL0773;
11. Vuokko Kohtamaki, Tambere University, and Elisabeth Balbachemsky, University of Sao Paulo, chapter
Theoretical and Methodological Perspectives on Higher education Management and Transformation (pp.180-193)
in the book »University autonomy from past to present, University of Tampere Press, 2018.
1.
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STEAM Approach: SMS (Stories Based on Music about
Scientists) on Artificial Intelligence Created by Jacob Bruce
(1669–1735)
Istileulova Yelena1
Global South Arts & Health Envoy, STEAM Ambassador, DAAD expert “Bologna Hub Peer Support”, Ljubljana, Slovenia,
* Correspondence: Yelena Istileulova; yelena.istileulova@gmail.com
1.
Citation: Istileulova Y. STEAM Approach: SMS (Stories Based on Music
about Scientists) on Artificial Inteligence Created by Jacob Bruce (1669–
1735). Proceedings of Socratic
Lectures. 2024, 10, 138-146.
https://doi.org/10.55295/PSL.2024.II15
Publisher’s Note: UL ZF stays neutral
with regard to jurisdictional claims in
published maps and institutional affiliations.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the
terms and
conditions of the Creative Commons
Attribution
(CC
BY)
license
(https://creativecommons.org/licenses/
by/4.0/).
Abstract:
The proposed theme of this paper is how "Arts" and "Science," with the inclusion of the
topic of "Health", can be combined through a story based on research about innovation
in the Past. The goal of this paper is threefold. First, to present a research-based story
about Jacob Bruce (1669–1735), a scholar of Scottish descent born in Moscow, and his
innovation – the prototype of Artificial Intelligence, humanoid robot. Second, to illustrate
the new experimental interdisciplinary method of storytelling - SMS (Stories based on
Music about Scientists), a novel approach that integrates Arts (Music, Poem, Digital images), Science (Historical Research about Innovations of the Past), and Culture (cultural
heritage with metaphor of a philosophical soul development). Third, to explain how this
method can be applied. SMS method created in 2012 uses the Avant-garde genre of Music
with the integration of interdisciplinary knowledge, holistic approach, and implies a
deeper level of integration of various disciplines. The theme of this SMS is a song-story
about the beautiful humanoid girl-robot (but with a different technology of the 17th century), which serves as a prototype of the modern homunculus or AI created by Jacob
Bruce. AI humanoid already resembled a natural human being by the end of the 17th
century. The author explains and discusses how and why SMS can be used as an Innovative Teaching and Learning method, related to Science and Arts (similar to STEAM
approach), with the power of Lifelong Learning (LLL), and pedagogical didactics across
branches of sciences, thus stimulating innovations and discoveries.
Keywords: Arts and Science; Innovations; STEAM/SMS (Stories based on Music about
Scientists) method; Jacob Bruce (1669–1735); Innovative Teaching and Learning; Health
Proceedings of 10th Socratic Lectures 2024
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“Only Art and Science can raise men to the level of gods.”
Ludwig van Beethoven (1770 – 1827)
Music is beneficial for everyone, both to cure diseases and to maintain health.
Its power should not be underestimated
Al-Farabi (870-950 AD) (The Great Book of Music)
1.
Introduction
1.1. Research: Story-telling about Jacob Bruce, a Scientist of Scottish descent
A central figure in this “new type” of storytelling´s research is Jacob Bruce (1669-1735),
who created AI in the 17th century. Jacob Bruce was born in Moscow and descended on his
father’s side from the Bruces of Clackmannan in Scotland (Collis, 2012). Bruce’s biographer
M.D. Khmyrov (М. Д. Хмыров) emphasizes the encyclopedic nature of Bruce’s
knowledge, and writes about him1: “Astronomer and mathematician, artilleryman and engineer, botanist and mineralogist, geographer, author of several and translator of many
scientific works” (Луппов, 1973). Luppov (1973) also added that Count Bruce was the first
prominent figure in the field of Russian pedagogy and science of that time, and a companion of Peter the Great (Comments: this name of the tsar is commonly used in the West,
while in the East, he is better known as Peter the First, - “Петр Первый“).
The ratio of the number of books on different branches of knowledge in Bruce's
library characterizes the area of his primary interests. Noteworthy is the large number of
literature on physical and mathematical sciences (233 books), medicine (116 books), geological and geographical sciences (71 books). Bruce was at the forefront of Russian printing, and rich practice in mint reforms (after visiting Isaac Newton in England and discussing it), travelling, the literature on Arts and religions and military sciences (91 books) in
artillery, and fortification (Копанева, 2020). He was a leading figure in the Russian science,
and the head of mining and industry, the head of the Mathematical and Navigation School
based in the Sukharev Tower. Bruce also established the first observatory of Russia on the
third floor of this Tower in 1699. Figure 1 (below) demonstrates his portrait and pictures
of the legendary Suharev Tower, where Jacob Bruce worked on his innovations.
Bruce was also one of the leading diplomats, esteemed for his great learning, and Russia’s
first Newtonian, who created a housemaid from flowers (Collis, 2012). This housemaid
was an android or AI, robot-type girl, created in the Sukharev Tower, who looked like a
genuine girl: she cleaned the bedroom, served coffee, but she could not speak. This bears
a resemblance to a legend about the medieval alchemist Albertus Magnus, in which he
reputedly created an android in his secret workshop (Collis, 2012, p. 53). In medieval and
early writings, there are stories about medieval AI or an artificial construct in the shape of
a human body animated for the purpose of divination, associated with Gerbert of Aurillac,
Albertus Magnus, Robert Grosseteste, Roger Bacon (Kang and Halliburton, 2020, p. 72).
In this story, the author refers to the 17th century time frame which was a crucial period
in the development of modern science in Europe. It saw advancements in various fields
such as astronomy, physics, mathematics, and biology, and this period is often referred to
as the Scientific Revolution. The Royal Society of London for Improving Natural
Knowledge, commonly known as the Royal Society, was founded on November 28, 1660,
when a group of prominent scientists and philosophers gathered at Gresham College in
London. It was granted a royal charter by King Charles II in 1662, officially establishing it
as The Royal Society. Similarly, in 1666, Louis XIV established learned societies to encourage the spirit of French scientific research, promoting academic disciplines such as the arts
and sciences.
1
Луппов С.П. Книга в России в первой четверти XVIII в. Л., 1973. Глава пятая. Частные книжные собрания. Translated from
Russian, the original text is in the source: https://www.alib.ru/bouluppov52.phtml
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Figure 1. From the left to the right: Photo of Suharev Tower. Portrait of J.V.Bruce by lithography of F. Mayer. XIX century. From
the book: Primitive Calendar of Bruce, from the 1st edition during the lifetime of Bruce, with his portrait and biography. Kharkiv,
1875. MAE Russian Academy of Sciences. On the right: Suharev Tower in Moscow (Moscow, 1802).
1.2. Health: A healing power of Arts (Storytelling in Poetry, Music, and Virtual Arts)
In this paper, the author introduces the new method of research with a story telling (based
on research about Jacob Bruce) - mechanism, which embeds Arts and Science. In facts, it
includes many related fields: Arts, Culture, Science, Innovations and Health. The applied
SMS (Stories based on Music about Scientists) is a novel method, a STEAM approach which
integrates Science (Historical Research stories about Innovations of the Past), Arts (Music,
Poem, Digital images), and Culture (cultural heritage with metaphor of philosophical soul
development). In order to understand these concepts we briefly define them.
Stories are a universal language loaded with symbolism and significance, allowing
us to unravel the mysteries of the world: they seek to discover the meaning of human existence and consider our own individual purpose within it (Rooney et al., p. 147).
Kant in “Critique of the Power of Judgment” gives the definition of Art, which is defined:
Art is “a kind of representation that is purposive in itself and, though without an end, nevertheless promotes the cultivation of the mental powers for sociable communication” (Adajian, 2007).
“The cultivation of the mental power” in this Kant´s definition is very important, because of
similarities with a broader concept of “Culture”.
Culture as a word originates from the Latin root “cultura” or “cultus” meaning to
"inhabit, cultivate, or honour". Thus, culture includes ideas, language, beliefs, customs,
codes, institutions, tools, techniques, works of art, rituals, and ceremonies.
The origins of the word "poem" trace back to the Greek word "poiema," which means "a
thing made" or "a creation", and a poet, as defined in ancient terms, is essentially "a maker
of things." This concept underscores the creative act of crafting poetry.
Poetry has a special place and meaning in the history of healing: shamans and
medicine men and women chanted poems as a part of their healing art (Chavis, 2011, p.
19). In ancient Greece, Appolo, the patron God of music and poetry (poetry: light, sun and
prophecy; drama: insipration and catarsis for entire community), is also recognised as the
divinity of medicine and healing (Chavis, 2011), thus, directly linked to “health” issues.
Al-Farabi, the Central Asian scientist who wrote on the perfect city, logic, astronomy, linguistics, politics, mathematics, geometry, medicine, optic, philosophy, and music, known
as the 'second teacher' (after Aristotle, the first teacher) discussed the importance of music
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(Nurysheva & Tercan, 2021). Music was not only as an art form, but also as a tool for cultivating the soul and promoting physical and mental well-being in the 9th AD (Nurysheva
& Tercan, 2021). Al-Farabi who raised most of his philosophy and theory on Greek philosophers such as Aristotle, Pythagoras and Plato, wrote in his Great Book of Music:
Music is beneficial for everyone, both to cure diseases and to maintain health”.
He acknowledges the therapeutic effects of music on the soul and its ability to induce states
of calmness and relaxation. Al-Farabi believed that music had the power to influence both
the body and the soul, depending on type of music: rational, ethical, and customary. Rational
music (closely linked to philosophical and intellectual pursuits), had the most profound
effect on the soul, leading to intellectual and spiritual development, ethical music aimed
to instill virtuous qualities in listeners, and customary music was associated with entertainment and social customs. SMS incorporates the rational music qualities, and might go
even beyond it due to the additional and intentional components of Arts and Poetry.
Al-Farabi shared the story of 'Alqama ibn 'Abda (sixth century), the poet who was refused
a hearing by the Ghassanid king Al-Harith ibn Abi Shamir (529-69) until he had melodized
his verse and sung it to him (Farmer, 1929, p.18). Thus, music and arts in the Past played
integral roles in promoting health and well-being by addressing the emotional, cognitive,
social, and physical aspects of human experience, and contributing to a multitude of additional qualities and abilities.
2.
Methods
SMS (Stories based on Music about Scientists) method was developed as a music experiment on a “hobby” research in 2012-2013 years in Europe (Slovenia), with the idea to create
the author project “Education for all”, when STEAM approach was not known. Following
the inspiring European ideas of Leonardo da Vinci (1452-1519), an Italian Renaissance
painter, scientist and inventor with “principles for the development of a complete mind”:
“Study the science of art. Study the art of science. Develop your senses – especially learn how to
see. Realize that everything connects to everything else” (Haesen and Van De Put, 2018, p. 9).
Therefore, it was created as the European novel and pioneering approach that integrates
Arts (Music, Poem, Visual Arts (digital images), Science (Research about Innovations) and
Culture (Language, Ideas, and Beliefs). The author has been using SMS since 2012 year and
received 13 awards from the International Music festivals. The author uses this approach
with the both components of Arts and Science as a STEAM Ambassador (volunteer in the
Deloitte & European Commission´s ESTEAM project) to promote the power of innovations
through Arts and incorporate the digital competences of women and girls in STEM disciplines.
2.1 SMS (Stories based on Music about Scientists): Innovative Teaching and Learning method
Storytelling here is present as a Methodological Approach in Research. The other key
inspiring method, which is based on a storytelling, is the method of SMS (Stories based
on Music about Scientists) which embeds both the Arts and Sciences. The description of
SMS method is presented and explained here through: “What (1-2)-Why (3)-How (4-7)”
questions. The SMS method has the following conceptual framework:
1. Research about the scientist of the Past time
2. Story about a Scientist-Polymath of the Past time (mainly, the 17th-20th centuries)
3. Key idea of Innovation, its Ethical issue or inspiring facts from the life of Scientist
4. Lyrics (a): written based on research)/or Poem (b) written by Scientist himself with some
elements of phantasies (in 3a) or construction of the key shorter version (3b)
5. Music (emphasising the idea of lyrics)
6. Visual Arts (digital images /pictures, video, etc.) to explain the key ideas to those who
do not understand the original languages of lyrics (English, Russian, Slovenian, or Latin).
7. Performance (live) or Music Notes or Recording (digital) placed on Youtube/Facebook
There are two types of SMS, which can be used as a method of Innovative Teaching and
Leaning, the interdisciplinary method with the intersection of Arts and Science:
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First type of SMS – written based on research with the initial poem about scientist
of the Past time based on research facts about the life of scientist or his innovation
Second type of SMS – written based on the poem of scientist himself (his original
song), and the composed music is added to the poem with the digital images
The project “Heritage of Science” in “Education for All” is a personal author´s artistic nonfunded initiative, which was set up as an attempt to share the knowledge about Science
through the poetic stories about scientists of the past centuries based on the volunteering
author´s research. The author promotes the power of Science and Arts in the method SMS
(Stories based on Music about Scientists) which can be used as Innovative Teaching and
Learning method (the Bologna initiative), Life-Long Learning technique and a holistic and
health approach.
2.2 SMS (Stories based on Music about Scientists) vs. STEAM approach
The SMS principle was developed independently, and approximately at the same time as
the STEAM approach was developed in the United States (in about 2013, described in the
history of its development in “STEM to STEAM” (Istileulova, 2022)). STEAM (science, technology, engineering, the arts and mathematics approaches to education have been recently
launched in the EU to improve the relevance and quality of higher education with a holistic
and dynamic educational experience with integration of concepts and methods from multiple disciplines, fostering interdisciplinary learning. The European Commission is championing the STEAM approach through the work of the EU STEM Coalition and the actions
outlined in the European Skills Agenda.
In 2013, John Maeda, the founder of STEAM, an Asian American computer scientist, educator, and professor at the MIT Media Lab, answered the question:
“What does it mean to add Art to turn STEM into STEAM?” (Lamont, about 2013)
He announced that art and design transform the American economy, and the STEAM
movement is an opportunity for America to sustain its role as an innovator of the world
through 'problem-solving, fearlessness, and critical thinking' (Maeda, 2013).
3. Results
The Romance about Alchemist (with the dedication to Jacob Bruce) – is the title of SMS,
and this song was written in Spring, 2015. It has the following elements:
1. Historical research about Jacob Bruce on AI of the Past time, but different technology
with the additional elements of phantasy related to the “technology of creation” (which
is a “black box”) suggesting that one element was made with the inclusion of cultural
heritage (Slovenian Neanderthal flute, about 60-67 mln. years, the oldest instrument):
https://www.youtube.com/watch?v=EaN_NLOvvbo
2. Inspiring Story about a Scientist-Polymath of the Past time who introduced innovation.
3. Key idea of Innovation (AI in its perfect form) and its Ethical issue in transformed into
the SMS (song) entitled “Romance about Alchemist”.
4. Lyrics (a): written based on research with some elements of phantasies dedicated to the
act of woman´s creation. For instance, in a poem, there was a metaphor to depict the
creation of woman through musical performance on the ancient flute (referring to the
Neanderthal flute, the oldest instrument in the world, found in Slovenia).
5. Music (emphasising the idea of lyrics) – Musical Notes (below, the introduction).
6. Visual Arts (digital images /pictures, video, etc.) – should be published in YouTube
channel (author/under her other name of Aleona von Sultanova – used in Music/SMS):
https://www.youtube.com/channel/UCl2j8TiTOj1cwQpHWDb8Ngg
7. Performance (live, in the hostel Celica), and/or Music Notes https://www.facebook.com/1346167803/videos/pcb.10220238261770494/10220238242370009. Typically,
The link presents a live performance, dedicated to the memory of Ljuben Dimkaroski, a
dear friend, and musician, who played tidldibab, as he wished to call it or the oldest Neanderthal flute (which was found in Divija baba, Slovenia). The act of creating the artificial
'Jashkina Baba' (or AI of the 17th century, a girl-android) is described in the song, where
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one of Jacob Bruce's rituals involved playing the oldest instrument (the oldest flute), hence
the numerous analogies. Although there are some elements of phantasies, but they are also
linked to some legends and real stories. Ljuben Dimkaroski, shared one of the real stories.
During his interview in 2015 to the author of this article, he shared a story, that after 2.5
years of having the replica of this flute in his apartment in Ljubljana, during one night, he
saw himself in the night dream. In that dream, someone was showing to him how to play
this ancient flute (from the bone).
It should also be noted, that the concept of AI is broader than that of a robot, and the concept of a robot is broader than that of an android, which specifically refers to robots designed to resemble humans. Thus, according to these three concepts, it would probably be
more precise to use the term 'android' for a humanoid robot. At the same time, the author
uses the general term AI to illustrate that AI models could be more advanced in the 17th
century compared to those created today, yet ethical questions remain the same. The text
of SMS lyrics is provided below:
Романс об Алхимике (Romance about Alchemist)
В конце 17-го столетья алхимик формулу искал:
Искал он формулу совершенства, чтобы создать свой идеал.
Мечтал увидеть он новый облик – свой женский Евы идеал,
Спускаясь с башни в пещеру, алхимик романс свой тайный напевал:
Припев:
Как вверху, так и внизу, как сейчас, так и тогда,
При полной луне и в маске от блаженства
Как Парацельс, сотвори ту алхимию любви
И прошепчи ты формулу Трисмегиста.
Что такое душа? Как ее сотворить?
Духов ты вызывал, с ангелами говорил,
книгу Еноха читал, в шар хрустальный смотрел,
Мудрости меч рассекал, и душой постарел:
Чернокнижником став, злато из меди создав,
омолодив живою водой о сокровенном мечтал,
Чтобы душу вдохнуть – это не плоть омладить:
равносильно творцу то уменье творить
Из рая иль ада, и что же ты создал?
И формулу жизни вложил в свой идеал,
Глаза - как изумруды, копна волос в цветах.
Восточные глаза и совершенный стан.
Но образ твой прекрасный немой и без души,
И ты не знаешь точно, что чувствует внутри,
И движется прекрасно, и кофе подает, улыбка ж безучастна, глаза ее грустны.
Книга Соломона указала некий знак,
Фиалками и розами гомунгул осыпал,
И каплями росы и дуновением весны
и, до сих пор, ты поисках алхимии души
Маг и алхимик славянской страны,
Древнюю флейту в руки возьми
И совершенство ты сотвори:
В танце суфиста движенье планет пробуди, прошептав:
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Припев:
Как вверху, так и внизу, как сейчас, так и тогда,
При полной луне и в маске от блаженства
Ты во сне увидал, как играть на флейте той,
При полной луне на восток в танце суфиста.
Romance about Alchemist (translated in English language).
At the end of the 17th century, an alchemist sought a formula:
He searched for perfection to create his ideal.
He dreamed of witnessing a new manifestation - his feminine ideal of Eve.
Descending from the tower into the cave, the alchemist sang his secret romance:
Chorus:
As above, so below, as now, so in the Past,
Under the full moon wearing a mask of bliss
You, like Paracelsus, create that alchemy of love
And whisper the formula of Trismegistus.
What is the soul? How does one create it?
You called upon your spirits and conversed with angels,
You delved into the book of Enoch and gazed into the crystal ball,
You cleaved the air with the sword of wisdom, yet your soul aged further:
You became a warlock, transmuting copper into gold, rejuvenated by living water,
You dreamed of the internal secret:
to 'breathe in' a soul is not to rejuvenate your flesh
but to embody the Creator's ability to create
Whether from heaven or hell, what have you created?
And he infused the formula of life into his ideal:
Her eyes akin to emeralds, a head adorned with lovely flowers,
Oriental eyes and a perfect figure.
Yet your beautiful image is mute and soulless,
And you do not understand what resides within.
It moves gracefully and serves coffee, Her smile is indifferent, her eyes are sad.
The Book of Solomon indicated a certain sign,
you showered the homungul with violets and roses,
with drops of dew and a breath of spring and, somewhere there,
you are still in search of the alchemy of the soul
Magician and alchemist of the Slavic lands,
take the ancient flute in your hands,
and strive for perfection:
In the dance of a Sufi, awaken the movement of the planets, whispering:
Chorus:
As above, so below, as now, so in the Past,
Under the full moon and wearing a mask of bliss,
In your dream, you saw how to play the ancient flute of the one
With the full moon to the east in a Sufi dance.
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Figure 2: Excerpt from the Introduction of the Musical Composition on Jacob Bruce (Romance about Alchemist).
4.
Discussion
In the modern higher education of the third decade of the 21st century there are a lot of
attempts to integrate STEAM approaches in the inter- and transdisciplinary higher education through developing a comprehensive methodological framework through, speculative design, art thinking, process-based research and participatory practice and the methods to implement STEAM pedagogical approaches (Carter et al., 2021). The SMS method
is easily associated with the STEAM approach. However, the STEAM approach does not
incorporate methods similar to SMS.
According to discussions by Carter (2021), HEIs refer to the ideal approach to STEAM,
which is (potentially) involving:
• a culture of the Arts and Sciences on an equal footing
• operating within a process-driven paradigm, student-centred, holistic
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•
•
•
•
•
being collaborative, diverse and delivered through safe spaces
establishing a mind of openness, reflection, experimentation and curiosity
generating qualities that promote learning, cooperation and multi-modality
supporting transdisciplinary practices and emphasise prototyping
developing competencies of critical thinking, creativity and communication whilst
investigating how to generate solutions.
The SMS method easily meets all the criteria set forth by prominent HEIs. It is the Avantgarde & Experimental genre of music which embeds the key fields of knowledge: Science
(History of Science/Historical research), Arts (Music, Poetry, and Digital Images), and Culture (Language, Ideas, Beliefs). Additionally, it aligns with innovative teaching and learning methods, as well as lifelong learning (LLL) practices, which can be associated with
STEAM Ambassadorship. Returning to the elements of art and science cited by Beethoven,
when music contributes to health benefits and the cultivation of mental faculties for sociable communication, as an element of culture, along with music and poetry, provides a holistic approach. Rational music, with its power to influence both the body and the soul
through philosophical and intellectual pursuits, leads to intellectual and spiritual development. Further effects is to be studied through Al-Farabi and Avicenna, who wrote about
the influence of music on health, including its effects of curiosity and stimulation for new
discoveries in science.
Funding: This research is not supported.
Conflicts of Interest: The author declares no conflict of interest.
References
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Chavis GG. Poetry and story therapy: The healing power of creative expression. Jessica Kingsley Publishers.
2011
Farmer HG. 1929. A history of Arabian music to the XIIIth century.
Haesen S, & Van de Put E. STEAM education in Europe: A comparative analysis report. Euro- STEAM, 2018. p.
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Istileulova Y. (October 14, 2022) From STEM to STEAM. KEN (Brussels), 21; ISSN 2593-0257
https://www.academia.edu/88516850/From_STEM_to_STEAM
Kang M. and Halliburton, B. 2020. The Android of Albertus Magnus. AI Narratives: A History of Imaginative
Thinking about Intelligent Machines, pp.72-94. https://doi.org/10.1093/oso/9780198846666.003.0004
Lamont T. (n/a). John Maeda: Innovation is born when art meets science. The Guardian Retrieved from :
https://www.theguardian.com/technology/2010/nov/14/my-bright-idea-john-maeda
Nurysheva, G. and Tercan, N., 2021. AL-Farabi Philosophy of Music:“The Legality of Music”. Central Asian
Journal of Art Studies, 6(1), pp.10-26.
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The Electronic Journal of Business Research Methods 14 Issue 2 2016, 147-156 available online at
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Копанева Н.П. О Собрании Я. В. Брюса, наследниках и кабинете ученого. 2020; 04 (10), Kunstkamera, 5863; удк 930.1:069.51; DOI. 10.31250/2618-8619-2020-4(10)-56-64
Луппов С.П. (1973). Книга в России в первой четверти XVIII в. Л., 1973. Глава пятая. Частные книжные
собрания. Перепечатывается с незначительными сокращениями. Accessed 27.01.2024. Available online at
https://www.alib.ru/bouluppov52.phtml
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The Slovenian Model of Scientific Research Work of
Secondary School Students and their Participation in
Competitions as
Motivation for Career Choice
Lap Patricija1,#, Lipovšek Anja 2,#, Jeran Marko1,*
“Jožef Stefan” Institute, Department of Inorganic Chemistry and Technology, Ljubljana, Slovenia
University of Ljubljana, Faculty of Education, Department for Preschool Education, Ljubljana, Slovenia
# These two authors contributed equally to this work
* Correspondence: Marko Jeran, marko.jeran@ijs.si
1.
2.
Citation: Lap P, Lipovšek P, Jeran M.
The Slovenian model of scientific
research work of secondary school
students and their participation in
competitions as motivation for career
choice. Proceedings of Socratic
Lectures. 2024, 10, 148-157.
https://doi.org/10.55295/PSL.2024.II16
Abstract:
Research in education plays an important role in maintaining curiosity and training
skills. It is primarily used in the classroom, but can also be found in everyday life
without us even realising it. The research work includes the views of young researchers
from Slovenian secondary schools who participated in a research assignment within
the Association for Technical Culture of Slovenia (ATCS) between the years 2010 and
2017 and won the gold award. We found that carrying out the research assignment
helped the young researchers on their path in life and on their way to success. The
correlation test of the chosen research pool showed that there is no statistically
significant relationship between the chosen research area in secondary school and
further university or professional orientation.
Publisher’s Note: UL ZF stays neutral
with regard to jurisdictional claims in
published maps and
institutional
affiliations.
Copyright: © 2023 by the authors.
Submitted for possible open access
publication under the terms and
conditions of the Creative Commons
Attribution
(CC
BY)
license
(https://creativecommons.org/licenses/
by/4.0/).
Keywords: Research work, Young researchers, Motivation, Education, Career choice,
Association for Technical Culture of Slovenia
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1. Introduction
It is common to come into contact with research or project work at some point (Petek, 2012).
Research work in itself means gathering one’s own thoughts and ideas, collecting data and
dealing with a specific problem. When young people decide to undertake a more extensive
project work, which means additional success and progress for them in the future, it is
important that they are encouraged by the surrounding society. Various sources of support
include relatives, peers, but also mentors and various institutions that help young people
to achieve excellent results. Through the research approach two fundamental goals of
education are pursued: to maintain the individual's curiosity and continuing interest in
knowledge and to develop the skills required for independent problem solving (Petek,
2012). To achieve these goals, one of the key factors is motivation, i.e. encouragement,
maintenance and direction of the individual's activities to achieve the goal (Kompare,
2009). In addition to motivation, self-confidence is also necessary, which shows us what
we want to achieve and how we will achieve it. A key role in motivation in research is
played by the manager, who must positively encourage the researchers, listen to them and
find out what the researcher wants to achieve. A good manager also encourages
motivation by helping to solve problems, by acknowledging also negative results, by
boosting self-confidence and by making the work enjoyable. Both, praise and reprimand
are extremely important in research work (Uranič, 2008). As mentioned earlier, institutions
are also responsible for a large part of motivation by supporting designers in various ways.
Such method was demonstrated at a local school in Ljubljana region (Biotechnical
Educational Centre Ljubljana, General Upper Secondary School and Veterinary Technician
School), where a project was launched in 2015 to further develop the knowledge on water.
The project enabled students to expand their knowledge in various areas and acquire new
skills at the same time.
General conditions for participation in the national competition are the ranking in the
regional (local) competition and the maximum number of research projects
(contributions/articles) from each region that can qualify for the national competition. This
is determined on the basis of the average number of research papers in the regional
competition in the previous three years, which is set each year in the announcement for
the national competition of the current school year. The topics of the research paper s are
freely selectable. Current topics, also from the local environment, are recommended,
especially in cooperation with the community, the business community or other interested
parties, who can also announce the topics of the research papers via the Association for
Technical Culture of Slovenia (ATCS). Participants must submit their research papers on
time and in the form specified in the call for proposals for the respective school year. The
research papers must be written in Slovenian and in a format that meets the current
standards in the respective research fields. Foreign-language research papers that are
reviewed by the main committee are exempt from the use of the Slovenian language. The
use of a foreign language is permitted for such research papers. A foreign-language paper
that does not deal with the use of a foreign language may be rejected by the committee.
The papers are assessed by the members of the panel of experts responsible for the
respective area. The panel is chaired by a chairperson. In the first round, the members of
each expert panel review and evaluate the research papers that have qualified for the
national competition and rank them according to points based on the criteria specified in
the Call for Papers for the respective school year. During the presentation in the national
competition, the members of the expert panel examine the independence of the candidate
in the conception of the research project, the research approach, the methods and results,
the systematics and significance of the presented material as well as the general knowledge
(ATCS, n. d.).
At the end of the state competition, the participants receive awards and prizes depending
on the results achieved. On the recommendation of the technical committees, the best-rated
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projects are selected by the national committee to take part in international competitions
for young researchers (ATCS, n. d.).
Our work involves qualitative and quantitative data analysis of research assignments
conducted by secondary school students between 2010 and 2017. We focused on areas such
as chemistry, biology and interdisciplinary fields. We invited former winners of the
Association for Technical Culture of Slovenia (ATCS) who were secondary school young
researchers to complete a questionnaire (ATCS, n. d.). Using a correlation analysis, we
looked for a relationship between the chosen research area at the secondary school level
and the choice of further studies at university level.
2.
Methods and hypotheses
The survey (using a questionnaire (Appendix)) was completed by young researchers that
were awarded the Gold Award for Young Scientists of Slovenia by ATCS during their
previous education in the secondary school. The survey focused on competition in the
fields of chemical and biological research projects as well as interdisciplinary scientific
projects.
The questionnaire was created on the 1KA website (1 KA Enklik anketa, n. d.) and then
distributed to the winners via social media (Facebook) and electronic messages using
Gmail. After all respondents completed the questionnaire, we collected all data using the
analytical tools via Microsoft Excel (Microsoft Corporation, version 2018). The collected
data was then presented using pie charts created with the same programme.
Before the empirical part of the work, we established hypotheses that guided us
throughout the study. We hypothesized that individuals who had a natural science focus
of the project (chemistry, biology or interdisciplinary project) in the secondary school
would also have a natural science focus in their further studies and profession. We
hypothesized that the interdisciplinary subject will be most strongly represented among
the respondents. As the research work was voluntary in most cases, we hypothesized that
the students would not find it difficult, but on the contrary would enjoy it and were able
to gain new experiences. We hypothesized that the majority would perform the research
work again if they had the opportunity to do so.
2.1. Sample
Young researchers from secondary schools and grammar schools who received the ATCS
Gold Award for secondary school students during their previous education between 2010
and 2017 were included. We were assisted by the organization ATCS, the main organizer
of this competition. Some individuals of the researchers on our list of names were repeated
and sometimes even tripled because they applied for and worked on the competition more
than once during the observation period. We treated these researchers as one person who
completed the questionnaire once. Of the 75 people invited, 35 successfully answered the
questionnaire, some of whom are studying or working.
2.2. Instrument
We composed a questionnaire and sent it out via social media platforms (Facebook and
Gmail). We opted for a closed questionnaire, which means that the respondent does not
write the answer to the question, but selects one of the already prepared answers that seem
the most appropriate. The questionnaire comprised a total of 14 questions, which were
compiled in such a way that we could confirm or refute the hypotheses after the evaluation
and find out the personal opinion of the respondents.
2.3. Statistical analysis
Pearson's chi-square (χ²) is a basic statistical measure that compares observed and
expected frequencies and evaluates how these frequencies differ. Larger values of
Pearson's χ² indicate larger differences between the observed and expected frequencies.
To interpret the results, the p-value was used, which represents the value and measures
the probability that the observed difference between observed and expected frequencies is
purely random if there is no real relationship between the variables. If the p-value is below
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the selected significance level (usually 0.05), the null hypothesis is rejected and a
statistically significant correlation is concluded.
The correlation analysis was carried out using the SPSS programme. We analysed
correlations with the χ 2-test (hi-square) by using the programme IBM Corp. Released 2010,
IBM SPSS Statistics for Windows, Version 19.0. Armonk, NY: IBM Corp., New York, USA.
The results of the analysis (Table 2) were presented in various parameters. The degree of
freedom (df) indicates the number of independent variables in the analysis. With the
statistical programme SPSS, the output table contains a sig. value (2-tailed). Asymptotic pvalues are useful for sample sizes where it is difficult to calculate an exact p-value. This
value represents the 2-sided p-value of the test (Asympt. Sig. 2-sided p-value). It is roughly
assumed that the sample size is large enough for the test statistic to converge to the
corresponding marginal normal or chi-squared distribution. The p-value calculated using
the approximate true distribution is called the asymptotic p-value (Analyse-it Software, n.
d.). In general, the term association refers to coefficients that measure the strength of a
relationship. The coefficients in this section are designed for use with nominal data. Phi
and Cramer's V are based on adjusting chi-squared significance for sample size
(approximate significance, Approx. Sig.). Phi is a chi-squared based measure of
association. The chi-squared coefficient depends on the strength of the relationship and
the sample size. Phi eliminates the sample size by dividing the chi-square by n, the sample
size, and taking the square root. In purely mathematical terms, phi is the square root of
chi-square divided by n, the sample size: phi = SQRT(χ2/n). Phi therefore measures the
strength of the relationship, defined as the number of cases on one diagonal minus the
number on the other diagonal, adjusted for the marginal distribution of the variables
(Virginia Commonwealth University, n. d.). Cramer's V is the most popular of the chisquared based measures of nominal association because it gives a good normalisation from
0 to 1 regardless of table size when the row edges are equal to the column edges. V is equal
to the square root of the chi-square divided by the sample size n times m, i. e. the smaller
of (rows–1) or (columns–1): V = SQRT(χ2/nm). SPSS and other important programmes
indicate the significance level of the calculated V value (Virginia Commonwealth
University, n. d.).
3.
Results
With the first question of the questionnaire, we collected information about the gender of
our participants. Of the 35 respondents, 24 identified themselves as male and 11 as female.
The second question related to the respondents' current education, and it turned out that
the largest percentage of respondents (77%) were natural science students. The smallest
percentage of respondents were social science students (6%), and only a few of them (6%)
were working on a secondary school degree. The third question related to the field of study
in which the respondents were researching. One percent less than half of the respondents
did research in an interdisciplinary field, and the rest did research in chemistry and
chemical engineering or biology (Figure 1).
Figure 1. Choice of research area of the young people included in the sample. Distribution of choice within the natural
sciences.
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The fourth question, which was answered in the affirmative by 97% of respondents, was:
“If you were a young researcher in secondary education, would you attend the young
researchers competition again”. With the fifth question, we wanted to find out whether the
respondents thought that research is a good way to gain new knowledge, and we received
the answer that they all agreed. The next question related to the selection or creation of the
topic for the research paper and its elaboration. Of the 35 participa nts, 11 were without
record of help (31%), 6 were supported by a school-based mentor (17%), 15 had help from
an external mentor (43%) and 3 had received help from a school and an external mentor
(9%). With the seventh question, we wanted to find out which part of the research the
respondents enjoyed the most. Most (97%) found the practical part of the research work
the most enjoyable, only one found the preparation of the written documentation the best.
In the eighth question we asked about their impressions of the experimental part of the
work and in the ninth question about their impressions of the written part of the work.
When asked about the experimental part, 33 respondents chose the answer: “I liked it, I was
motivated and had fun”. The same answer was given by 20 respondents to the ninth question.
In the 9th question, the participants were asked for their opinion on the role of the mentors
(school or external). Most (29 respondents) felt that the role of the mentor was important
as it added value to the research and the candidate gained a lot from the research process;
some felt that the role of the mentor was important but that the author of the research was
responsible for everything, or that the role of the mentor was not important. The 10th
question related to the current relationship with their mentor. The answers showed that
more than half (60%) of the researchers have remained in contact with their mentor to this
day. Regarding the 11 th question: “Do you think your research has helped you develop
other skills not related to the experimental part of the research (e. g. public speaking,
overcoming stage fright, courage to stand by your results, personal growth, responsibility,
etc.)?” 89% of respondents answered affirmative. In 12 th question, we wanted to know if
respondents were aware that research can help them in their future job search, and it
turned out that 60% were aware of this fact (Figure 2).
Figure 2. Question: Did you know that research can increase your chances of getting a job in the future?
In the 13th question, we asked the respondents whether the research work they had carried
out had helped them in their choice of further education. More than half (54%) answered
“yes", 8 individuals answered “no" and the same number of individuals did not specify (“I
cannot define”) (Figure 3).
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Figure 3. Question: Was the research helpful for your further choice of education (if you are a student) or employment or to
establish yourself?
In the last (14 th) question, we asked where the respondents see themselves in 10 years’ time.
51% of respondents answered that they see themselves in the role of a researcher in public
institutions (e. g. as a researcher at an institute or university), 23% in a company where
they are involved in the development of products, 17% in a university, 9% as an
independent entrepreneur and none in the role of a teacher or university professor.
Once collecting the data from the questionnaire, we also performed the correlation analysis
(Table 1). The correlation of statistical differences we were interested in resulted from the
second (2 nd) and third (3 rd) questions. We were interested in the statistical compatibility
between the choice of subjects in secondary level and the later choice of educational or
professional pathway.
Table 1. Corelation between responses to Question 2 and responses to Question 3.
Question 3
Chemistry and
Biology
Interdisciplinary
Total
chemical
field
technology
Question 2
Natural
science Count
0
1
3
4
student
Expected count
1
1
2
4
Social
sciences Count
6
8
13
27
student
Expected count
7
7
13
27
Employed in the
Count
1
0
1
2
natural sciences
Expected count
0.5
0.5
1
2
Employed in the
Count
2
0
0
2
social sciences
Expected count
0.5
0.5
1
2
Total
Count
9
9
17
35
Expected count
9
9
17
35
The bolded values indicate the correlation of mutually exclusive results (if the quantities were completely independent of ea ch
other) (i. e. there would be no correlation). The values in italic indicate the values determined by the crosstabulation.
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Table 2. Correlations between the choice of research topic in secondary school and the subsequent choice of studies or employment
(Q2 and Q3 questions) as calculated by Chi-square test.
Value
df
Asymptotic significance (2-sided)
(Significance test)
Pearson Chi-Quare
8.646
6
0.194
Likelihood ratio
9.659
6
0.140
Linear-by-linear association
5.633
1
0.018
Number of valid cases
35
Symmetric measures
Phi
Cramer’s V
35
Nominal by nominal
Number of valid cases
Value
0.497
0.351
Approximate significance
0.194
0.194
According to the results in Table 2, the p-value is greater than 0.05, which means that there
is not enough evidence to reject the null hypothesis. This indicates that there is no
statistically significant relationship between the choice of research topic (biology,
chemistry and interdisciplinary field) and further education or employment pat h for our
sample (further studies or career choice).
4.
Discussion
We found that the completed research work helped the young researchers finding the path
of their further career, which has at the time already taken shape. The young researchers
were convinced that research is an excellent way to gain new knowledge. It is therefore of
utmost importance that young individuals in primary and secondary schools are
introduced to the research method for solving problems. The correlation analysis (χ 2-test)
of the collected sample has shown that there is no statistically significant relationship
between the chosen research field and the further educational or employment path. Our
results indicate that the motivation of the individuals and their interest in any field of study
are crucial. However, it should be borne in mind that the population comprised only 35
people and the lack of statistical significance could be due to an insufficient number of
participants. The study will be continued.
Acknowledgements: The authors would like to thank the Association for Technical
Culture of Slovenia for their kind support in sharing data and for their excellent
cooperation. The organisation has been successfully active at the national level for many
years. We were glad that we could participate in this project. Many thanks also to Darja
Kozar Balek for her help. Many thanks also to all the participants who filled in a
questionnaire.
Funding: This research was supported by Slovenian Research and Innovation Agency
(ARIS) through the core foundlings P1-0045.
Conflicts of Interest: The authors declare no conflict of interest.
References:
1.
1 KA Enklik anketa (n. d.), Minimalno število klikov; Ustvarite anketo brezplačno (Engl. Minimum number of
clicks; Create a survey for free). Accessed 29. 12. 2023. Available from https://www.1ka.si/d/sl#
2.
Analyse-it Software (n. d.), Exact and asymptotic p-values. Accessed 12. 3. 2024. Available from https://analyseit.com/docs/user-guide/101/exact-asymptotic-p-values
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3.
4.
5.
6.
7.
Association for Technical Culture of Slovenia (ATCS) (n. d.), Vizija in poslanstvo (Engl. Vision and mission).
Accessed 17.12.2023. Available from https://zotks.si/vizija-in-poslanstvo/
Kompare A, Stražiščar M, Dogša I, et al., Uvod v psihologijo (Engl. Introduction to psychology). DZS, Ljubljana.
2009.
Petek D. Inquiry-based early science teaching and learning. J Elem Educ. 2012; 5(4), 101 -114. Available from
https://journals.um.si/index.php/education/article/view/491
Uranič K. Zadovoljni in motivirani zaposleni (Engl. Satisfied and motivated employees). The final thesis of the
college of applied sciences for economics. University of Ljubljana, School of Economics and Business, Slovenia.
2008. Available from http://www.cek.ef.uni-lj.si/vps_diplome/uranic79.pdf
Virginia Commonwealth University (n. d.), Nominal Association: Phi and Cramer's V. Accessed 12. 3. 2024.
Available from https://www.people.vcu.edu/~pdattalo/702SuppRead/MeasAssoc/NominalAssoc.html
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Appendix 1
Questionaire
1. Select your gender.
a) Male
b) Female
2. Please select your current level of education.
a) Secondary school student.
b) Student of natural sciences.
c) Student of social sciences.
d) Employed in the natural sciences.
e) Employed in the social sciences.
3. What is your field of research? Please select the appropriate answer.
a) Chemistry and chemical technology.
b) Biology.
c) Interdisciplinary field.
4. As a young researcher at a secondary school, would you take part in the Young Scientists Competition again?
a) Yes.
b) No.
5. Do you think that research is a good way to acquire new knowledge?
a) Yes.
b) No.
6. How did you choose or create the topic and the development of the research paper?
a) I knew what I wanted to do, so I was completely independent.
b) The topic and general development of the research paper was suggested to me by my school supervisor.
c) The topic and general development of the research paper was suggested to me by an external mentor.
d) The topic and the general development of the research paper was created jointly by the school and the
external mentor.
7. Which phase of the research work did you like best?
a) Carrying out the practical work.
b) Preparing the written documentation.
8. What are your impressions of the experimental part of the research work?
a) I enjoyed it, I was motivated and I enjoyed it.
b) I did not care.
c) The experimental work was superfluous, but I did it.
d) I have unpleasant memories of the experimental work.
9. What are your impressions of the written part of the survey?
a) I enjoyed it, I was motivated and I enjoyed it.
b) It did not bother me.
c) The writing was superfluous, but I did it.
d) I have unpleasant memories of the written part.
10. In your opinion, what role does a (school or external) mentor play?
a) Very important because the work has added value and the candidate benefits a lot from the research process.
b) Important, but the author of the thesis is responsible for everything.
c) Not important.
d) I have never thought about that.
11. What is your current relationship with your supervisor?
a) I have no contact with him/her.
b) I respect him/her because he/she put me on the right path, but we do not see/hear each other often.
c) I respect him/her because he/she put me on the right path, but we see/hear each other.
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d) I am still in contact with him/her.
12. Do you feel that you have developed other skills through your research work that are not specifically related to
experimental work (e. g. fluency, overcoming fears, standing up for your own results, personal development,
responsibility, etc.)?
a) Yes.
b) No.
c) I have never dealt with this specifically.
d) I do not think research work involves other skills.
13. Were you aware that your research work could lead to future employment opportunities?
a) Yes.
b) No.
14. Did your research help you to choose a different course of study (if you are a student) or a job or to start your own
business?
c) Yes.
a) No.
b) I can not say.
15. Where do you see yourself in 10 years?
a) In a career as a researcher or research professional.
b) I will be working in a company where I can help develop products.
c) I see myself as a teacher or professor encouraging young people to be creative.
d) I see myself as a faculty member.
e) As an independent entrepreneur.
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Cat Facial Action Coding System (CatFACS) and Scientific
Il-lustration
Kovačič Pšenica1
1.
Minami Kat, Centre for Cat Culture, Ljubljana, Slovenia
* Correspondence: Pšenica Kovačič; psenakovacic@gmail.com
Citation: Kovačič P. Cat Facial Action
Coding System (CatFACS) and Scientific Illustration. Proceedings of
Socratic Lectures. 2024, 159-165.
https://doi.org/10.55295/PSL.2024.II17
Publisher’s Note: UL ZF stays neutral with regard to jurisdictional
claims in published maps and institutional affiliations.
Copyright: © 2024 by the authors.
Submitted for possible open access
publication under the terms and
conditions of the Creative Commons
Attribution (CC
BY)
license
(https://creativecommons.org/license
s/by/4.0/).
Abstract:
This study explores the complex world of feline communication, focusing on analyzing
facial expressions. It utilizes the Cat Facial Action Coding System (CatFACS) with art
theory for scientific illustration, presenting a novel approach in this field. CatFACS is
employed for a detailed, objective analysis of feline facial expressions. However, as
CatFACS does not inherently examine the emotional component, art theory is integrated
to interpret these expressions. This combination provides a comprehensive
understanding of cats' emotional states by focusing on both observable physical cues and
inferred emotional contexts. Integrating CatFACS with scientific illustration reveals
intricate insights into feline emotions and communication. This approach uncovers
complex behavioural patterns, enhancing the accuracy of behavioural interpretation.
This study significantly contributes to feline welfare and understanding of human-cat
relationships. Highlighting the importance of nuanced approaches in animal behaviour
studies provides practical insights for pet owners and veterinary professionals, aiding in
better understanding and caring for cats.
Keywords: Feline; Facial expression; Communication; Illustration
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1.
Introduction
Research into feline facial expressions is pivotal in unravelling the complexities of feline
behaviour and enhancing human-cat interaction. Recognized as vital members of households worldwide, cats employ a variety of facial expressions as a means of communication.
Deciphering these expressions is crucial for gaining deeper insights into their emotional
states and fostering closer bonds between humans and their cats. This study specifically
delves into the importance of studying feline facial expressions, utilizing scientific illustrations and advanced methods, such as the Cat Facial Action Coding System (CatFACS)
(Caiero et al., 2017), decoding the nuanced language of cats. The face serves as a critical
tool for visual communication in felines. Facial expressions, encompassing elements such
as posture, gestures, and movement, provide critical indicators of a cat's internal state.
Various visual tools are employed to analyze these expressions in depth. For instance, the
Facial Grimace Scale (FGS) (Evangelista et al., 2019) and Geometric Morphometrics (GM)
(SLice, 2007) offer detailed assessments. In pain evaluation in felines, professionals often
rely on instruments like the UNESP-Botucatu Multidimensional Composite Pain Scale
(Belli et al., 2021) and the Glasgow Composite Measure Pain Scale-Feline (rCMPS-F) (Reid
et al., 2017). The Feline Grimace Scale © application is also available for cat owners, providing an accessible means to interpret their pets' discomfort or distress.
The primary aim of this article is to demonstrate how integrating CatFACS with scientific
illustration can significantly enhance our understanding of feline facial expressions. This
study advances welfare practices and deepens human-cat relationships by emphasizing
the importance of nuanced approaches in animal behaviour studies, which are crucial for
enhancing the well-being of domestic cats and strengthening their bonds with humans.
2.
Methods and Results
2.1 Cat Facial Action Coding System (CatFACS)
The CatFACS manual is used to analyze the intricacies of feline facial movements. Like
ethograms (Stanton, 2015), CatFACS is not an emotion labelling system. It adopts an anatomically-based, standardized, and systematic approach to studying feline facial behaviour. This manual enables the meticulous coding of individual cat movements on their
faces, utilizing a comparative and evolutionary framework (Caeiro et al., 2013). The Facial
Action Coding System (FACS) provides a standardized coding system for individual
movements or action units (AUs) involving specific muscle groups (Figure 1), generating
various facial changes or cues. Action Descriptions (ADs) are also used to code broader
movements or non-mimetic actions. Fifteen individual facial movements (Action Units),
six miscellaneous movements (Action Descriptors), and seven Ear Action Descriptors
have been identified in the domestic cat.
Figure 1: Illustration of the Action Unit 143 eye closure and muscles (P. Kovačič).
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2.2 Observation and Measurement
Our observational and measurement procedures involve estimating time and distance and
constructing ethograms to delineate behaviour patterns before, during, and after specific
events involving objects or subjects in various locations. Initially, we establish a baseline
for what is considered normal or neutral for each cat breed and individual. The system
utilizes facial landmarks for coding to account for individual differences in facial morphology, such as the cephalic index, fatty deposits, and wrinkles. We acknowledge that visual
communication is limited when studied as unimodal; thus, we combine it with other communication modes like olfactory, auditory, gustatory, and tactile. Furthermore, certain
forms of signalling, such as vocalization, are adapted for bimodal or multimodal communication, especially with visuals.
Contextualizing the situation (Figure 2) allows us to measure various parameters, including the duration of emotions and emotional states, the time required for a cat to return to
a normal state or behavioural homeostasis, and the spatial distance relative to the situation.
Emotions manifest in the face; hence, the facial muscular plan is adapted to encompass
muscle origin, insertion, fibre direction, and movement. We then focus on the natural face
and spontaneous facial behaviour, explicitly targeting the head (neck, face, a nd ears).
Spatial representation (cranial-caudal, dorsal, ventral, rostral-caudal; medial-lateral; proximal-distal) (Figure 3) mirrors planes in a spatial cross in art, albeit with slightly different
terminology (frontal plane, medial plane, ocular plane, and ground plane) ( Figure 4). This
approach is significant for dividing the cat's face into planes and directions, facilitating a
more straightforward interpretation.
Figure 2. Illustration of affiliative context.
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Figure 3. Illustration of spatial representation side view (left) and front view (right).
Figure 4. Illustration of the spatial cross.
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2.3 Scientific Illustration
The study employs scientific illustration for the rigorous analysis of feline facial expressions, body posture, limb gestures, movement, and spatial aspects, including location and
distance (Case, 2010). This method enables a detailed focus on specific elements or a
broader perspective through sketches and visual analyses. Techniques employed include
highlighting, detailing, caricature, simplification, omission, cropping, enlargement, and
comparison. Male (2017) states that such illustrations fall under non-fiction categories like
documentary, referential, and instructional. Christiansen (2018) further describes these illustrations as both informative and metaphorical. The versatility of these methods allows
for realistic, informative, and diagrammatic approaches, making scientific illustration indispensable for studying emotional states, motivational systems (Montag et al., 2017), behaviour, and communication in felines.
Analyzing social behaviour and visual communication through scientific illustration enables a nuanced understanding of feline communication. Artists achieve a connection between art theory and facial anatomy, viewing facial features as visual elements adhering
to foundational art principles such as point, line, shape, geometric body, light -dark, and
colour. Facial attributes like ears, eyes, nose, muzzle, and whiskers (Illustration 6) encompass various visual variables, including position, distance, direction, size, shape, weight,
density, abundance, importance, and texture (Butina, 2003). Wrinkles, muscle tension, piloerection, colours, and patterns are also considered for comprehensive communication
analysis. Combining these facial parts and movements with emotional components and
contextual situations gives us an overview of felines' expressive repertoire and emotional
spectrum. This approach allows us to transition seamlessly from analyzing individual facial features to understanding their role and relationships within the social-physical environment. Through this method, we utilize art as a conduit for scientific communication,
harmonizing creativity with accuracy (Gould, 2023) and making the invisible aspects of
feline communication visible (Christiansen, 2018).
2.4. Integration of Methodologies
Integrating the Cat Facial Action Coding System, observational and measurement techniques, and scientific illustration forms the backbone of our research approach. CatFACS
provides a detailed and systematic method for coding feline facial movements. At the same
time, our observational and measurement procedures offer a broader context for these expressions, considering the cat's overall behaviour and environment. Scientific illustration
further enhances our understanding by visually representing these complex behaviours
and expressions. Together, these methodologies create a comprehensive framework for
analyzing and interpreting the multifaceted aspects of feline communication. A more complex approach is possible with this integrated approach to understanding feline behaviour,
bridging the gap between scientific analysis and visual interpretation.
Figure 5. Illustration of art theory and anatomy.
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3. Discussion
Integrating CatFACS with observational techniques and scientific illustration has provided a comprehensive understanding of feline communication. This study faced challenges in standardizing assessments across different breeds, highlighting the complexity
of feline behaviour. However, these challenges were mitigated through a rigorous methodology and artistic interpretation. The findings have practical applications in veterinary
practice and enhance pet owners' understanding, contributing significantly to animal behaviour research.
3.1 Integration of Methodologies and Their Implications
The seamless transition from observational and measurement procedures to scientific illustration underscores the comprehensive nature of our study. We have gained a profound
understanding of feline behaviour by meticulously constructing ethograms and establishing baselines for normal or neutral behaviours in various cat breeds. This detailed observation and contextual analysis have allowed us to measure various parameters crucial for
interpreting feline emotions and reactions.
The integration of scientific illustration has significantly enhanced this process. The study
has bridged the gap between cat visual communication and artistic expression by employing diverse artistic elements, variables, and compositions. This approach captures physical
and physiological aspects and delves into the psychological realm of feline communication. The illustrator's role in organizing and presenting this information artistically has
been instrumental in enriching the understanding of both researchers and viewers alike.
This aspect of our study highlights the profound connection between scientific observation
and artistic representation, as Butina (2020) emphasized, where scientific accuracy and artistic interpretation converge to provide a deeper understanding of the subject matter.
3.2 Enhancing Viewer Understanding Through Artistic Interpretation
The illustrative aspect of our research plays a pivotal role in making complex scientific
data more accessible and understandable to a broader audience. By translating intricate
behavioural patterns into visual formats, we facilitate a better comprehension of feline behaviour among pet owners, veterinary professionals, and the general public. This approach contributes to academic discourse and has practical implications for improving human-feline interactions and welfare.
3.3 Future Directions
This study's methodologies and findings open avenues for further å. Future studies could
explore applying these techniques in different contexts or with diverse feline populations.
The potential for developing more refined behavioural assessment tools and exploring
other aspects of feline communication also presents exciting opportunities for continued
research in this field.
Conclusions
This study highlights the integral role of CatFACS and scientific illustration in advancing
our understanding of feline behaviour and communication. By integrating these methodologies, we have gained novel insights into feline communication, significantly impacting
welfare and human-cat relationships. This research contributes to academic knowledge
and offers practical applications for veterinary professionals, feline behaviourists, and cat
owners, fostering a deeper appreciation and understanding of our feline companions.
Future research directions include
• applying these techniques in different contexts or with diverse feline populations,
• aiming to develop more refined behavioural assessment tools and
• exploring other aspects of feline communication.
This study serves as a foundation for further exploration of felines' rich emotional lives,
bridging the gap between scientific analysis and visual interpretation.
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Funding: This research was not funded.
Conflicts of Interest: The author declares no conflict of interest.
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influenced by cat facial expressions? Applied Animal Behaviour Science 2017; 189: 66 –78.
DOI:10.1016/j.applanim.2015.04.001
Christiansen J. Visualizing Science: Illustration and Beyond. 2018. https://blogs.scientificamerican.com/savisual/visualizing-science-illustration-and-beyond/
Evangelista MC Watanabe R, Leung V .S. Y. et al. Facial expressions of pain in cats: the development and
validation of a Feline Grimace Scale. Sci Rep. 2019; 9: 19128. DOI: 10.1038/s41598 -019-55693-8
Gould J. Scientific Illustration: Balancing Creativity and Precision. Nature Careers Podcast, November 2023.
https://www.nature.com/articles/d41586-023-03391-x
Male A. Illustration: A Theoretical and Contextual Perspective. 2017. Bloomsbury Publishing, London, UK.
Montag C, Panksepp J. Primary Emotional Systems and Personality: An Evolutionary Perspective. Frontiers in
Psychology. 2017; 8. DOI: 10.3389/fpsyg.2017.00464
Reid J, Scott EM, Calvo G et al. Definitive Glasgow Acute Pain Scale for Cats: Validation and Interv ention
Level. Veterinary Record. 2017; 180: SP2016-EP2016. DOI: 10.1136/vr.104208.
Slice DE. Geometric Morphometrics. Annu Rev Anthropol. 2007; 36: 261 -281.
DOI:10.1146/annurev.anthro.34.081804.120613
Stanton L, Sullivan M, Fazio JA. Standardized Ethogram for the Felidae: A Tool for Behavioral Researchers.
Applied Animal Behaviour Science 2015; 173: 88–95. DOI: 10.1016/j.applanim.2015.04.001.
P1
A multiplex GC-MS/MS method for the quantitative analysis of active ingredients in Ginkgo biloba
derivatives
Zsolt Árva1,2, Ani Barbulova1, Immacolata Fiume1, Maneea Moubarak1,3, Gabriella Pócsfalvi1
1Laboratory
of Extracellular Vesicles and Mass Spectrometry, Institute of Biosciences and BioResources, Italian National Research Council; 2Faculty of Science and Technology, University of Debrecen, Hungary;
of Agriculture, Damanhour University, Egypt
Contact: Gabriella Pócsfalvi: gabriella.pocsfalvi@ibbr.cnr.it
3Faculty
OUTLINE AND BACKGROUND
This study investigates the quantities of these primary ginkgospecific ingredients in the methanol extract of ginkgo nuts,
ginkgo cells from suspension and callus cultures, micro- and
nanovesicles isolated from seeds as well as a commercial
supplement (Figure 2). A previous study compared different
brand products and found Bilobalide content 2,8-3,2 mg and
Ginkgolides (A, B, C) content 2,9-3,2 mg using LC-ESIMS/MS [1]. Another study analysed Ginkgotoxin content in
Ginkgo biloba seed by LC-MS/MS and determined 174 ppm
Ginkotoxin values [2]. While there have been LC-MS/MSbased studies on terpene lactones that investigates commercial
pharmaceutical products containing standardized extracts, no
GC-MS/MS method is available for the simultaneous analysis
of terpene lactones and ginkgotoxin.
Ginkgo biloba (GB) is among the most studied herbal drugs.
GB leaf extract standardized to contain 24% Ginkgo Flavone
Glycosides and 6% Terpene lactones represents the only herbal
alternative to synthetic antidementia drugs in the therapy of
Alzheimer's disease and cognitive decline. GB seeds are used
in traditional Chinese medicine to heal stomach pain, asthma,
tuberculosis, and cognitive dysfunction, and in everyday life as
a food snack. Here, our goal was to develop a multiplex
analytical method based on gas chromatography-tandem mass
spectrometry (GC-MS/MS) for the simultaneous quantitation
of five terpene lactones (Ginkgolide A, B, C, J and Bilobalide)
and Ginkgotoxin (Figure 1) in different Ginkgo biloba
extracts.
Figure 1: Chemical structures of Ginkgolides A, B, C, J,
Bilobalide and Ginkgotoxin
EXPERIMENTAL METHODS
Callus and cell suspension cultures were established using GB
seed‘s embryo (Figure 2). Micro- and nanovesicles (MVs and
NVs) were isolated by differential ultracentrifugation from the
homogenate of GB seeds (Figure 3). GB supplement was from
Gloryfeel (Figure 4). Five biological replicates were prepared
of the suspension and callus cultures, seeds and tablet, and
triplicates for MVs and NVs samples. Dry and wet samples
from suspension culture and callus were also prepared. Sample
homogenization was performed in methanol using a Tissuelyser
(Qiagen) at 30 Hz, 5 x 1 min. Samples were centrifuged at
15000 x g for 20 min and the supernatants were vacuum dried
and then further dried under nitrogen flow.
Stable isotope labelled sugar alcohol, D-Mannitol-13C6 (600
ng) was added as internal standard and samples were
derivatized using 50 µL silylation agent BSTFA:TMCS=99:1,
35 µL pyridine at 70 °C for 1 hour at 500 rpm.
Figure 2: GB seed‘s embryo, callus and cell suspension
cultures
200nm
GC-MS/MS analysis were performed using a Thermo
Scientific Trace 1300 GC coupled to a TSQ 8000 Duo mass
spectrometer instrument equipped with an electron ionization
(EI) ion source, triple quadrupole ion analyzer (Figure 5).
Separation was performed using a TG-SQC 30 m, 0,25 mm x
0,25 µm capillary column. GC parameters; measurement time:
35 minutes, column flow: 1,2 ml/min (helium), injection
volume: 1,0 µL, injection type: splitless, inlet temperature 230
°C. MS parameters; transfer line temperature: 280 °C, ion
source temperature: 250 °C.
GC temperature ramp; initial temperature: 70 °C hold for 1
min, ramp rate 1: 10 °C/min to 280 °C, ramp rate 2: 6 °C/min to
313 °C, ramp rate 3: 0,6 °C/min to 314 °C, ramp rate 4: 6
°C/min to 316 °C, ramp rate 5: 2,4 °C/min to 318 °C, ramp rate
6: 6 °C/min to 320 °C hold for 2 min.
Figure 4: Gloryfeel
GB supplement
Figure 3: GB seeds
RESULTS
✓We have set up a multiplex GC-MS/MS MRS quantitative analysis (Figure 5 and 7) for
Compound
the simultaneous determination of six GB secondary metabolites (Figure 1) related to the
GB bioactivity. The results of our quantitative analysis are reported in Table 3.
✓Based on our analysis we found that the commercial supplement contained 7,77% terpene
lactones per tablet.
✓The seed samples contained 50 ppm Ginkgolide A and 14 ppm Ginkgolide B, but
Ginkgolide C and J were below LOQ.
✓Methanol extracts of Ginkgo biloba cells from callus and cell suspension, MVs and NVs
Ginkgotoxin
Mannitol
13
C6
Bilobalide
Ginkgolide A
contained considerably less bilobalides and ginkgolides than the seed and supplement
extracts.
Ginkgolide B
✓we found that microvesicles have 269 ppm, nanovesicles 61 ppm, suspension culture in
Ginkgolide C
dry condition 3 ppm, seed 266 ppm and tablet 37 ppm Ginkgotoxin .
Ginkgolide J
Table 1: Precursor / product ion’s m/z as
well as collision energy values for
Figure 5: GC-MS/MS
Compound RT (min)
Ginkgolide A
Ginkgolide B
Ginkgolide C
Ginkgolide J
Bilobalide
Ginkgotoxin
m/z
Collision
Energy
Precursor /
(eV)
Product Ion
280,1 / 206,1
10
295,1 / 280,1
10
426,1 / 264,1
10
426,1 / 336,14
10
299,1 / 271,1
10
398,3 / 223,1
10
537,2 / 187,0
25
537,2 / 391,2
10
625,3 / 479,2
10
625,3 / 597,2
5
713,3 / 567,1
10
713,3 / 595,1
10
478,3 / 264,2
10
478,3 / 422,2
10
27,53
28,20
28,35
27,60
21,41
15,40
Calibration
Range (ug)
points
5
0,50-50
5
0,50-50
5
0,50-50
5
0,50-50
6
0,05-30
7
0,01-20
R2
Slope
0,9939 16,15
0,9965 14,44
0,9982 14,55
0,9804 14,76
0,9917 343,02
0,9944 13502,73
Table 2: Calibration data (retention times, ranges, R2, slopes)
Figure 6: Representative MRM spectra of Ginkgotoxin, Bilobalide, Ginkgolide A, B, C, J and
internal standard, the D-Mannitol-13C6 (MS quantitation)
Weight Ginkgotoxin
Sample
(mg)
(ppm)
Nanovesicle (wet)
0,3
61
Microvesicle (wet)
0,3
269
Suspension culture (wet) 123,3-190,9
< LOQ
Suspension culture (dry)
11,97
3
Callus (wet)
127,8-182,9
< LOQ
Callus (dry)
12,41
< LOQ
Seed (dry)
49,20-52,04
266
Tablet (dry)
274,05
37
Bilobalide
(ppm)
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
11303
Ginkgolide A Ginkgolide B Ginkgolide C Ginkgolide J
(ppm)
(ppm)
(ppm)
(ppm)
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
< LOQ
50
14
< LOQ
< LOQ
55525
4309
5008
1514
Table 3: Results of the analysis of nanovesicle, microvesicle, suspension culture, callus, seed
and tablet – avarage values
CONCLUSION
The ginkgolides are known to inhibit platelet aggregation, while the bilobalide protects against
neuronal death caused by brain ischemia. On the other hand, ginkgotoxin is a neurotoxin
structurally related to vitamin B6, naturally occurring in GB nuts and leaves. These natural
ingredients are present at very different quantities in GB derivatives (cells, MVs, NVs, seeds
and supplement) and their simultaneous quantitation is neither trivial nor easy. To achieve our
goals, we have improved the separation of 4 ginkgolides in the GC timescale by the careful
setting of temperature ramping. We have selected and optimized the SRM precursor and
product ions transitions as well as the collision energy for each analyte. We found that the
terpene lactone level of in vitro grown ginkgo cells, MVS and NVs is lower than the detection
limit. In MVs we detected more ginkgotoxin than in NVs.
References:
[1] DOI: 10.1016/j.jpba.2009.05.040
[2] DOI: 10.1093/jaoac/83.6.1313
This project has received funding from the European Union’s Horizon 2020 research and innovation programme under the Marie Skłodowska-Curie grant acronym “greenEV”, grant agreement No 895579..
Production and morphological properties of water-based cellular particles
containing biologically active molecules from European spruce (Picea abies)
needle homogenates by experimental and theoretical approaches
“Jožef Stefan” Institute
Ljubljana, Slovenia
Alvaro Iglesias Batalla1, Aina Defior Pons1, Maruša Mur2, Laureano Schofs3,4, Veronika Kralj-Iglič5,
Maja Ponikvar-Svet5, Melita Tramšek6, Gašper Tavčar6, Marko Jeran6,*
1“Instituto
de Education Sexundria Cap de Llevant, Menorca, Spain; 2”Jožef Stefan” Institute, Department of Condensed Matter Physics, Ljubljana, Slovenia;
of Pharmacology, Faculty of Veterinary Medicine, Universidad Nacional del Centro de la Provincia de Buenos Aires, Tandil, Argentina; 4Veterinary
Research center of Tandil (CIVETAN), CONICET-CICPBA-UNCPBA, Tandil, Argentina; 5University of Ljubljana, Faculty of Health Sciences, Laboratory of
Clinical Biophysics, Ljubljana, Slovenia; 6”Jožef Stefan” Institute, Department of Inorganic Chemistry and Technology, Ljubljana, Slovenia
*Correspondence: M.J.; marko.jeran@ijs.si
3Laboratory
EXPERIMENTAL METHODS
OUTLINE
Plants have the incredible ability to synthesize many of the active
ingredients on which today’s medicines and therapies are based. They
are able to defend themselves against external influences (enemies) by
releasing the corresponding molecules in individual parts of the plant.
The European spruce (Picea abies) (Figure 1) contains a different
composition of biologically active and complex substances. The
composition of these substances depends on various factors, e.g. the
geological composition of the soil, the climate, the time of harvest, the
availability of nutrients, etc. (Jeran, et al. 2021).
The samples of spruce needles were
collected and processed by mechanical
deformation of the plant tissue. The
homogenates (in distilled water (dH2O),
saline (0.9% NaCl) and 9,0% NaCl) were
aged at room temperature and after
achieving boiling point using microwaves.
The formation of the resulting particles
was investigated (Figure 3).
Due to the accelerated development of medical diagnostics and the
development of delivery systems, such as vesicles (liposomes),
researchers began to look for alternative sources in the field of natural
sources (Figure 2). Since cell particles of smaller size can also be
found in plant samples and represent an alternative to biological fluids,
research today also focuses on the development of cost-effective and
reproducible methods for the isolation and characterization of these
particles.
(a)
(b)
Figure 2: (a) Lipid content of the foam after homogenization
of spruce needles (Jeran, et al. 2023).
(b) A phospholipid bilayer as the main component
of the cell membrane forming cellular vesicles
(de Reggi, et al. 2021).
Figure 1: Example of structures of biologically active compounds
Figure 3: Flow chart of the experimental design for the preparation
in European spruce (Jeran, et al. 2021).
of homogenates from European spruce needles.
RESULTS
Figure 5: (a)-(d): dH2O-Based homogenates:
larger particles, aggregates and agglomerates
were observed both during homogenization at
room temperature and under microwave
conditions. (c)-(d): A higher content of smaller
cell particles of different sizes and shapes was
observed under microwave homogenization
conditions. (e)-(h): The homogenate in saline
solution (0.9% NaCl) still contains particle
clusters and agglomerates. (h): Some cellular
particles with a double membrane resembling
a cellular vesicle can also be seen. (i)-(j): The
0.9% and 9.0% NaCl solution allowed the
opening of larger agglomerated particles and
aggregates. (h): Some cellular particles with a
double membrane resembling a cellular vesicle can also be seen. (i)-(j): The 0.9% and 9.0% NaCl solution allowed the opening of larger agglomerated particles and aggregates. (e)-(f):
A lower concentration of cell particles and many particle clusters and agglomerates with the formation of mainly spherical particles with small dimensions can be seen. (k)-(l): A lot of
material with smaller dimensions was formed under microwave conditions, slightly less if physiological conditions are included.
We discovered mainly morphologically heterogeneous structures of different sizes and (mathematical) shapes.
Figure 7: Cellular particles with smooth contours:
(a)-(c) in a spruce needle homogenate on a model
of a 9.0% NaCl solution, using microwaves, and
(d)-(f) models of theoretical shapes corresponding
to minimal energy membrane shapes (Jeran et al.,
2023). The shapes of the particles formed in the
homogenates of the spruce needles, which
correspond to the theoretical shapes, were
particularly pronounced in the homogenates
prepared with the aid of microwaves. With
appropriate addition of salt (0.9 and 9.0% NaCl),
the above particles were also formed at room
temperature. In general, several stomatocytes and
discocytes were observed.
CONCLUSION
Figure 6: Spruce needle homogenate "aged" for 1 week at room temperature ((a)-(b))
showed an increased number of small cellular particles. An increased concentration of
membrane-enclosed cell particles was found in the “aged” homogenate sample that was
treated under microwaves before aging ((c)-(d)). They exhibited different morphological
shapes and heterogeneous dimensions.
REFERENCES:
1. Gazvoda de Reggi M, Malavašič U, Jeran M, Penič S. Open science: Development of open platform for
giant
unilamelar
vesicles
electroformation.
Proc.
Soc.
Lect.
2021;
6:
99-113.
DOI: https://doi.org/10.55295/PSL.2021.D.014
2. Jeran M, Pečan LI, Barrios-Francisco R. Interdisciplinary insight on European Spruce (Picea abies):
Biologically active compounds and their usage. Proc. Soc. Lect. 2021; 6: 64-70.
DOI: https://doi.org/10.55295/PSL.2021.D.009
3. Jeran M, Romolo A, Spasovski A, Hočevar M., et al. Small cellular particles from European spruce needle
homogenate. Int. J. Mol. Sci. 2023, 24, 4349. DOI: https://doi.org/10.3390/ijms24054349
The salt concentration has a decisive influence on the formation and morphology of the
formatted cell particles. Compared to NaCl media, the dH2O media shows the formation
of aggregates in the form of particle agglomerates, which can be easily broken down into
smaller units with the assistance of thermal energy via microwaves. The formation of
particles with a double-membrane was observed in all media used as well as in a oneweek “aged” sample prepared in dH2O. Spruce needle homogenates contain particles
with a minimal membrane energy that are similar in shape to particles of blood cells.
This research was supported by the Slovenian Research and Innovation Agency (ARIS)
through the Core Findings no. P1-0045 and P3-0388.
The authors are thankful to Anja Jančič, Frida Benedek, Polonca Krašovec, and Milena Žohar for their technical support.
P2
P3
MINIMALLY INVASIVE SURGERY : ENDOSCOPIC SPINE SURGERY
Amar Handanagic,
Faculty of Medicine, University
of Ljubljana, prof. dr. Oguz Karaeminogullar, Head of Department :
Handanagić
Amar1, Orthopedics
Karaeminogullar
Oguz2 Clinic
Bayındır Hospital
and Traumatology
1University
of Ljubljana, Faculty of Medicine, Ljubljana, Slovenia,2Bayindir Hospital, Orthopedic and Traumatology Clinic, Bayindir, Turkey
INTRODUCTION
PROCEDURE
BENEFITS
• Minimally invasive surgery (MIS) of the
spine is an essential component of
spine care. One type of MIS is
endoscopic spine surgery (ESG), which
allows surgeons to use a percutaneous
approach to treat spinal pathology
rather than the wide-open surgical
exposure. The main objective of ESG is
to minimize tissue trauma while
achieving equivalent results to open
spine surgery.
• The approach should be carried out
percutaneously with a small working
cannula, which serves two important
purposes -This allows the use of local
anesthesia or conscious sedation,
thereby minimizing anesthesia risks and
minimizes tissue damage. Second,
access to spinal pathology should be
gained via a working window to permit
the endoscope and cannula to pass
through to the spinal canal. Additionally,
endoscopic visualization can provide a
clear view of the spinal pathology.
• First, the procedure involves less tissue
trauma due to a smaller skin incision,
less tissue dissection, and less bone
removed to access the spinal canal.
Second. reduced operative time,
quicker recovery due to less tissue
damage,
less
use
of
narcotic
medication after surgery, fewer wound
complications, and quicker return to
work. The mean hospital stay was 12
hours and average time to return to
work was 6.79 weeks.
FIGURE 1: Intraoperative view of an
endoscopic disectomy at L5-S1 below a
previous L5-S1 fusion
FIGURE 2: A large disc fragment is removed
through a working sheat
FIGURE 3: Anatomical details are well
demonstrated including decompressed NR,
the PLL and the maternal disc
FIGURE 4: Anteroposterior fluoroscopic
image of the area of the decompressed
exiting nerve
GRAPH 1: Visual analogue pain score for
leg pain
GRAPH 2: Visual analogue pain score for
back pain
REFERENCES
Ahn, Y. M., Lee, U. M., Kim, W.-K. M., & Keum, H. M. (November 2018). Five-year outcomes and predic ve factors of transforaminal full-endoscopic
lumbar disectomy. PubMed(Observa onal study).
Yeung, C. M., Yu-Po, L. M., Oh, M. M., & Bha a, N. M. (28. February 2022). Endoscopic Spine Surgery. Contemporary Neurosurgery, 3.
P4
Decoding the facial expressions of cats:
Insights through scientific illustration
Pšenica Kovačič
Minami Kat, Centre for Cat Culture, Ljubljana, Slovenia; Contact: Pšenica Kovačič: psenakovacic@gmail.com
METHODS
OUTLINE
The prospective doctoral thesis delves into the intricate realm
of feline visual communication. This poster centers on the
analysis of facial expressions employing scientific illustrations
and advanced research methods. The objective is to elucidate
the complexities associated with how cats convey emotions
and intentions through facial cues. The examination of feline
facial expressions (Illustration 1)contributes to the fields of
neuroethology and psychobiology, fostering a more nuanced
comprehension of feline behavior. By addressing the scientific
facets of feline visual communication, the endeavor aims to
bridge the divide between empirical research and practical
insights into interactions with cats.
Preparation for Illustration: Blending Art and Science in
Capturing Cat Expressions
Engaging in scholarly discussions, collaborating closely with
scientists and peers, and understanding the intricacies of
feline behavior lay the foundation for this artistic endeavor.
Before illustrating cat facial expressions, the imperative step
involves gathering photo-video references curating a
comprehensive repository capturing cats in various emotional
states. Illustrators employ resources like anatomy books, 3D
models, and animation apps, complemented by firsthand
observation of real cats (Illustration 2) or exploration of
taxidermied specimens. This amalgamation ensures the
sustained vitality of the project over months or even years.
From Cat Visual Communication to Art Representation
The focus can be on shapes (2D), bodies (3D), or forms,
representing the highest level of organization of visual
elements or how something is expressed. Visual variables
provide constant sensory characteristics and emotional
qualities relating to size, weight, position, direction, and the
relationship between position and weight. These elements
assist in examining and interpreting observations, facilitating
the transformation of these observations into visual
expressions (Illustration 3). They are crucial in simplifying
complex information and identifying parallels and patterns,
enabling an effective explanation through suitable visual
language.
Illustration 1: Portrait of domestic cat (P. Kovačič).
Example:
The cat's face is a form composed of visual elements
(Illustration 4) or facial organs: ears, eyes, nose, muzzle,
whiskers, fur, and wrinkles, interconnected in relationships
and distances. Each element possesses its position, distance,
shape, size, thickness, direction, weight, structure, texture,
contrast, and gestures or expressions. These elements
transform and move in response to external stimuli or internal
emotional states, revealing the cat's soul's manifestation in
the body. By sketching, simplifying, or using diagrams, we
interpret expressions, deciding how to present a part
(Illustration 5) or the entire face based on our study's
essential aspects.
200nm
CONCLUSION
Our research significantly contributes to understanding feline
behavior, emphasizing the critical role of advanced methods
and scientific illustrations, particularly in exploring facial
expressions. Thorough research is imperative due to the
complex nature of feline communication. Achieving
compassionate coexistence requires an interdisciplinary
approach, merging science and art to educate and foster
harmony among individuals passionate about felines. In
conclusion, our study deepens the understanding of feline
behavior, highlighting the urgency for in-depth exploration,
especially in facial expressions, utilizing advanced analytical
methods and scientific illustrations. Feline communication,
500nm
with its captivating yet intricate nature, calls for a nuanced
approach to comprehending their subtle nonverbal signals.
Illustration 4: Visual elements (P. Kovačič).
Illustration 5: Nose texture and form study (P. Kovačič).
RESULTS ARE ILLUSTRATIONS
1µm
200nm
Illustration 3: Cat facial expression (P. Kovačič).
Illustration 2: Cat in motion (P. Kovačič).
Sodium disufonate salt as a water-soluble fluorescence-active
fluorescein analogue and its activity in labelling urothelial
urinary bladder cancer cells
Patrik Pečavar Nežmah1, Mateja Erdani Kreft1, Marko Jeran2,*
2“Jožef
1Institute
of Cell Biology, Faculty of Medicine, University of Ljubljana, Slovenia;
Stefan” Institute, Department of Inorganic Chemistry and Technology, Ljubljana, Slovenia
*Correspondence: M.J; marko.jeran@ijs.si
“Jožef Stefan” Institute
Ljubljana, Slovenia
EXPERIMENTAL DESIGN
OUTLINE
Bladder cancer is the ninth most common cancer in the world. Its detection is
difficult, as the clinical symptoms can be very similar to other not so severe
bladder diseases. Often it is detected too late, and can consequently prove
fatal. In addition to the latter, bladder cancer cells appear multifocally, i.e. in
many separate spots in the bladder, so it is difficult to completely remove them
by operation. The described fact indicates a high probability of a further
recurrence of the disease (Zupančič, 2011). Some cases include in situ and
non-invasive papillary carcinoma (the Ta and Tis stages). The Register of
Cancer of the Republic of Slovenia (RRRS) for all years follows a rule that T1T4 bladder cancers are included in the incidence of cancer, especially in situ
cases with non-invasive papillary carcinoma (Zupančič, 2011).
In the urinary bladder, urine is only temporarily stored until being
conveniently excreted. Since its composition should not change during rest,
the bladder has a specifically built epithelium – urothelium. Urothelium covers
most of the lower part of the urinary tract, i.e. proximal urethra, urinary
bladder, ureter and renal pelvis (Romih et al., 2005). Its task is to form a bloodurine barrier that prevents the returning of toxins, water, ammonia and ions
from the urine into the blood (Erdani Kreft, et al. 2010).
The aim of this study was to synthesize the fluorescent active substance SUF (sodium 3',6'dihydroxy-3-oxo-3H-spiro[isobenzofuran-1,9'-xanthene]-4',5'-disulfonate
(according
to
reference (Kostaskova, 2010)) and to test its application in medicine. The aim of the work is
to find new methods and reagents that could replace expensive and time-consuming
procedures for obtaining fluorescent dyes in the field of cell biology. According to the
innovative synthetic approach, SUF is suitable for large-scale production because the
production route is fast, simple and very efficient (high yield). We believe that the proposed
method could improve efficiency in tumor detection and advance cell biology in general. We
hypothesised that the compound SUF could be used to distinguish cancerous urothelial cells
from healthy (normal) cells by differences in fluorescence intensity and/or distribution (Jeran,
et al. 2019).
Synthesis of fluorescence activity SUF
Characterization data of SUF
✓ 1H- & 13C-NMR (300 MHz, DMSO-d6)
✓ λmax (UV/Vis, 10-4 M in EtOH) = 485 nm
✓ Fluorescence = 504 nm
✓ TLC (CH2Cl2/ MeOH, 9:1), Rf = 0.72
Figure 1: Urinary bladder.
R
E
S
U
L
T
S
Figure 2: SUF is soluble in polar and non-polar media. (a) SUF solution in water-based (polar)
media before application to the cells, and (b) its fluorescence under UV-light. The fluorescence of
SUF was only detected in polar solvents and was stronger at lower concentrations (0.1 mg/mL or
100 μg/mL). The light emission was stronger under UV-light at 366 nm.
Figure 3: Comparison of the viability of normal (NPU) and cancer cells (T24) treated with SUF dye.
Each set represents an independent experiment. A repetition of the viability test.
We repeated the counting with the hemocytometer method and the analysis sixty times, as NPU
cells grow slowly and are more demanding to cultivate. Due to the relatively small number of
cells, the deviation of the results can be very large, which in our case was solved by calculating
the mean values of several repetitions. The average values of all four cell viability analyses
indicate that the SUF dye at a concentration of 100 µg/mL does not affect the viability of the
urothelial cells and may be suitable for further in vitro and in vivo applications.
Figure 4: Fluorescence microscopy. Cancer and normal urothelial
cells labelled with SUF. A: Cells labelled with DAPI (blue nuclei),
fragmented nuclei (yellow thin arrows; chromosomes of cells in
mitosis (yellow thick arrows). B: Cells labelled with DAPI (blue
nuclei) and SUF (green). Cancer urothelial cells with fragmented
nuclei (yellow thin arrows) and membrane compartments with the
compound SUF (red arrows), a cancer urothelial cell with normal
nucleus and diffuse labelling with SUF (orange thin arrow). C: The
same field of view as in A and B, but only SUF is visible. D and E:
Differentiated normal urothelial cells labelled with SUF (green). In
E, the area within the white box is enlarged. The white arrows
show the SUF labelling of the apicolateral part of the cells. Scale
bar 50 μm in A, B, C and E, and 100 μm in D.
SUF mostly accumulated in the areas between the apical and
basolateral cell membranes, resulting in a contrast between the
fluorescent light emitted from inside and outside the cell. Since
SUF does not fluoresce in non-polar media, we ruled out the
possibility of binding to the lateral cell membranes. In cancer
cells, we assumed that the dye enters their interior by
endocytosis and causes labelling of the endocytotic
compartments. From this we concluded that under in vitro
conditions it is possible to distinguish between cancer cells and
normal urothelial cells.
REFERENCES:
1. Erdani Kreft M, Hudoklin S, Jezernik K, Romih R. Formation and maintenance of blood–urine
barrier in urothelium. Protoplasma 2010, 246 (1–4), 3–14. DOI: https://doi.org/10.1007/s00709010-0112-1.
2. Jeran M, Pečavar Nežmah P, Erdani Kreft M. Synthesis of a water-soluble fluorescent active
compound and its potential use for labeling of cancerous urothelial bladder cells. Proc Soc Lec
2019, 1, 49–62. ISBN 978-961-6808-94-1.
3. Kotaskova M. Synthesis of new xanthene derivatives. Doctoral Disertation, Am Fachbereich
Chemie, Pharmazie und Geowissenschaften der Johannes Gutenberg-Universität, Mainz, 2012.
4. Pečan LI, Pečavar Nežmah P, Jeran M. Fluorescenca kot pomembno orodje v aplikativni
naravoslovni znanosti (Engl. Fluorescence as an important tool in applied natural science).
Okapi 2022, 2, 18–19. ISSN 2784-5850.
5. Romih R, Korosec P, de Mello W, Jezernik K. Differentiation of epithelial cells in the urinary tract.
Cell Tissue Res 2005, 320 (2), 259–268. DOI: https://doi.org/10.1007/s00441-004-1005-4.
6. Zupančič M. Rak sečnega mehurja (Engl. Urinary bladder cancer); Splošna bolnišnica Slovenj
Gradec, Oddelek za urologijo: Velenje, 2011.
CONCLUSION
The compound showed potential for use in the field of medical applications. Due to its chemical structure,
it was found to be non-toxic and can be used as a cell marker. We have shown experimentally that the
compound does not damage the cells and can differentiate between normal and cancerous urothelial cells. The
results of the viability tests showed no differences between the controls (cells grown without SUF) and the
samples (cells grown in the presence of SUF). Examination of the cells with a fluorescence microscope, which
showed cells at different stages of cell division, confirmed that SUF does not inhibit cell division. Based on the
results obtained, we assume that the compound SUF is not cytotoxic. However, further studies are required for
a definitive answer.
This research was supported by the Slovenian Research and Innovative
Agency (ARIS) through the Core Findings no. P1-0045 and P3-0108.
P5
P6
Lithium-ion battery project: ESTEAM perspectives
Aleksandra Roganović1, Yelena Istileulova2
1Faculty
of Sciences, University of Novi Sad, Novi Sad, Serbia; 2Ambassador of STEAM (European Commission, Deloitte, EISMEA)
Contact: Yelena Istileulova: yelena.istileulova@gmail.com
EXPERIMENT
CONCLUSION
This poster was initiated within the framework of the
ESTEAM Mentorship programme, with the objective of
fostering coachability, self-awareness, and allocating time
to understand each other´s needs.
OUTLINE
The participants were engaged in discussions on various
topics of lithium through the lens of Mendeleev´s table of
elements that are mutually beneficial for the mentor and
mentee's development.
Throughout the experiment, a fascinating revelation
emerged: just as Mendeleev's Periodic Table delineates the
elements in Chemistry, a comparable structure can be
identified in Music.
ESTEAM stands for
Entrepreneurship, Science,
Technology, Engineering, Arts and Mathematics) have
been and will be organised in 19 EU Member States with
the aim to boost women and girls’ competences, inspire
them, and give them the chance to connect with likeminded peers. ESTEAM online communities for women
and girls are being built to sustain the momentum of the
events and to allow them to keep learning and connecting
with their peers online. Throughout the communities’
workshops and activities, participants learn about
ESTEAM career paths and are inspired by women role
models who thrive in these domains, while developing not
only their digital and entrepreneurial competences but also
their collaboration, creativity, problem-solving and public
speaking skills.
The inception of the experiment was driven by the aspiration
to uncover connections between Science and Art. Lithium-ion
batteries, ubiquitous in our daily lives, powering smartphones
and laptops that have transformed modern society, are now
poised to revolutionize the transportation sector through
electric cars, buses, and bikes.
Upon closer examination of these systems, it becomes
apparent that, by adhering to certain principles, Mendeleev's
lithium corresponds to a measure in the Periodic Table of
Music Notation.
The research focused on a pivotal component of batteries –
lithium – tracing its origins and discovery back to
Mendeleev's Periodic Table.
RESEARCH
Figure 1. How lithium-ion battery works?
200nm
200nm
1mm
Figure 2. Metal content by battery chemistry
There's antimony, arsenic, aluminum, selenium
And hydrogen and oxygen and nitrogen and rhenium
And nickel, neodymium, neptunium, germanium
And iron, americium, ruthenium, uranium
Europium, zirconium, lutetium, vanadium
And lanthanum and osmium and astatine and radium
And gold protactinium and indium and gallium
And iodine and thorium and thulium and thallium
There's yttrium, ytterbium, actinium, rubidium
And boron, gadolinium, niobium, iridium
And strontium and silicon and silver and samarium
And bismuth, bromine, lithium, beryllium, and barium
There's holmium and helium and hafnium and erbium
And phosphorus and francium and fluorine and terbium
And manganese and mercury, molybdenum, magnesium
Dysprosium and scandium and cerium and cesium
And lead, praseodymium and platinum, plutonium
Palladium, promethium, potassium, polonium
And tantalum, technetium, titanium, tellurium
And cadmium and calcium and chromium and curium
There's sulfur, californium and fermium, berkelium
And also mendelevium, einsteinium, nobelium
And argon, krypton, neon, radon, xenon, zinc and rhodium
And chlorine, carbon, cobalt, copper, tungsten, tin and sodium
These are the only ones of which the news has come to Piggy
And there may be many others but they haven't been discovered
Tom Lehrer – The Elements (Live Film from Copenhagen in 1967)
Figure 3. Mendeleev's Periodic Table.
References:
How does a lithium battery work. Credits: Sarah Harman and Charles Joyner https://www.energy.gov/eere/articles/how-does-lithium-ion-battery-work
https://youtu.be/AcS3NOQnsQM?feature=shared
https://www.classicfm.com/discover-music/periodic-table-of-musical-notation/
https://www.nstgroup.co.uk/music-resources
Kresse, C., Bastian, D., Bookhagen, B., Frenzel, M. (2022). Commodity top news: Recycling of lithium-ion batteries in Germany and Europe
Manthiram, A. (2020). A reflection on lithium-ion battery cathode
Chemistry. https://doi.org/10.1038/s41467-020-15355-0
Periodic Table. Image by Google.
The Lithium Voice. Volume 1, 2023 ISSN 2755-354X. https://lithium.org/lithium/
Figure 4. Periodic Table of Music Notation
This study has been financially supported by CEEPUS student exchange program and by
the Ministry of Education, Science and Technological Development through the project no.
451-03-68/2020-14/200156: “Innovative scientific and artistic research from the FTS
(activity) domain“
P7
20mm
P8
New Approaches for Testing the (Geno)Toxic Activity of
Nanoparticles In Vitro
Iza Rozman1, Alja Štern1, Bojana Žegura1
National Institute of Biology, Department of Genetic Toxicology and Cancer Biology, Večna pot 121, 1000 Ljubljana, Slovenia
1
OUTLINE
In Vitro Cell Models
In the last decade, the production and use of nanomaterials has grown tremendously, and as a result, so has
human exposure to these materials. Since human exposure to nanoparticles is inevitable much attention has
been drawn to nanoparticle toxicology – especially to the potential acute and chronic adverse effects that
nanoparticles may cause on humans – mostly because nanoparticles due to their high surface-to-volume ratio,
high reactivity, and unique physical, chemical, and biological properties exhibit a greater risk of toxicity than
the corresponding bulk material.
Advantages of a 2D cell
model:
●
●
●
●
The study of nanoparticle adverse effects and toxicity is referred to as nanotoxicology and even though
exposure to nanoparticles is increasing, information on their toxicological properties remains inadequate,
especially when it comes to the question which in vitro model would be most appropriate for nanoparticle
toxicity assessment.
inexpensive
well established model
easier maintenance
easy performance of
functional tests
Disadvantages of a 2D cell
model:
lacking complex cell-cell and
cell-environment interactions
unrestricted access to
essential compounds
● no cellular microenvironment
● different cell morphology
and molecular mechanisms
compared to in vivo
●
●
Within the Department of Genetic Toxicology and Cancer Biology at the National Institute of Biology and as
part of my PhD research related to the H2020 project NESTOR (GA: 101007629) and J1-4395 project
NaNoZymSafe we develop 3D cell models as a new in vitro methodological approach for nanoparticle
(geno)toxicity assessment to better understand the impact nanomaterials have on environmental and human
health.
Methods
The in vitro cyto- and genotoxicity of tested iron-based core-shell nanoparticles were assessed in the HepG2 cell
line, using the CellTiter-Glo® assay (left) and the comet assay (right).
HepG2 cells in a monolayer.
Advantages of a 3D cell model:
●
●
●
●
●
●
24 or 96 h
24 or 96 h
production of a matrix that promotes tissue-specific cell binding
direct cell-to-cell interactions
cell-to-extracellular matrix interactions
preservation of natural morphology
preservation of high viability for several weeks
gene and protein expression levels better resemble levels found in
vivo
Disadvantages of a 3D cell model:
CellTiter-Glo
reagent
●
●
●
●
●
slower culture formation
more complex procedures
higher reagent cost
fewer commercially available tests
more demanding analysis
Results
The results cannot be published due to still ongoing testing and certain reservation about data publishing since
the data gathered form this research are part of a still unpublished article.
Spheroid in cell media (no exposure to
nanoparticles).
Spheroid exposed to nanoparticles at
a concentration of 10 µg/mL.
Funding: The H2020-MSCA NESTOR project (101007629) and ARIS P1-0245 and J1-4395
Created with BioRender Poster Builder
P9
Discovery of a New Candidate Type I Toxin-Antitoxin System in
the Cyanobacterium Microcystis aeruginosa PCC 7806
Matija Ruparčič1, Marko Dolinar1
Faculty of Chemistry and Chemical Technology, University of Ljubljana, Večna pot 113, 1000 Ljubljana, Slovenia
1
Introduction
Aim of the study
Toxin-antitoxin (TA) systems are genetic elements that encode a stable
toxin and a labile antitoxin. In type I systems, the antitoxin is a short
non-coding RNA that prevents toxin translation by forming base pairs with
the toxin mRNA (Fig. 1). The majority of type I toxins are short membrane
proteins. Some disturb membrane integrity through pore formation while
others cause nucleoid condensation1.
skupna tarča
Since M. aeruginosa contains the highest number of
type II TA systems of all bacteria, we set out to figure out
whether it also contains type I systems. Our aim was to:
Protein
1. Perform a bioinformatic search for hypothetic type I
TA systems in M. aeruginosa PCC 7806.
The notorious bloom-forming cyanobacterium Microcystis aeruginosa is
especially interesting in terms of TA systems as it contains the highest
number of type II TA loci of all bacteria2. Despite this, only one locus has
been experimentally studied up to now3 while type I TA systems have not
been found in this species so far.
antitoxin
toxin
RNA
2. Test the effect of expression of predicted type I
toxins on Escherichia coli cell growth.
DNA
3. Indirectly confirm the existence of the predicted
cognate type I antitoxins by confirming the biologic
activity of their promoters.
Figure 1: Schematic representation of toxin
translation control in type I TA systems.
Bioinformatic search
Our bioinformatic analysis (Fig. 2) revealed fifteen candidate type I TA loci.
We chose the six most prospective loci for experimental characterisation: BH695_0311, BH695_0320, BH695_3336, BH695_4017, BH695_4989, and BH695_5020.
Step 1: Finding hypothetical type I toxins
5364 annotated proteins from
M. aeruginosa PCC 7806SL
(GenBank: CP020771.1)
hyp. T
filter by type I toxin characteristics
Step 2: Finding hypothetical cognate
type I antitoxins
Step 3: Assessing the predicted type I TA locus
predict antitoxin promotersc
and terminatorsd
predict toxin promotersc
and terminatorsd
hyp. T
(1) length < 90 aa, (2) at least
one membrane helixa, (3) no
similarity to non-toxic proteinsb
hyp. T
hyp. A
hyp. A
Does the predicted antitoxin RNA overlap
with the predicted toxin mRNA?
Figure 2: Schematic representation of our bioinformatic search for hypothetic type I TA systems in M. aeruginosa PCC 7806.
using TMHMM 2.0, busing BLASTP, cpredicted using bTSSfinder and BPROM, dpredicted using ARNold and FindTerm.
apredicted
Expression of six predicted type I toxins
Expression of BH695_0320 and BH695_4017
has a negative effect on E. coli cell growth.
Expression of the remaining four predicted
type I toxins has no effect (Fig. 3).
1,5
1,5
OD600
2
OD600
2
IPTG
added
0,5
0
0
0
60
120
180
240
300
360
420
480
→ MsoA1 is expressed under
the control of PmsoA1.
2
IPTG
added
1,5
IPTG
added
1
0,5
0
0
540
60
120
180
240
300
360
420
480
540
600
0
60
120
180
t [min]
t [min]
empty pET28b(+)
pET28b(+)-SrnB
pET28b(+)-BH695_0311
pET28b(+)-BH695_0320
pET28b(+)-BH695_3336
empty pET28b(+)
pET28b(+)-SrnB
pET28b(+)-BH695_4989
pET28b(+)-BH695_5020
240
300
360
Biologic activity of MsoA1 antitoxin promoters
B) positive control
1,5
OD600
1,5
OD600
Reporter: beta-lactamase (grants
cells resistance to the antibiotic
ampicillin).
2
A) negative control
1
1
0,5
0,5
0
0
0
120 240 360 480 600 720 840
0
120 240 360 480 600 720 840
t [min]
C) test sample
OD600
1,5
1
Recombinant E. coli BL21(DE3)
were cultured in LBC medium with
different concentrations of
ampicillin.
t [min]
Beta-lactamase is under the
control of:
A) no promoter
B) native Pbla promoter
C) predicted PmsoA1 promoters
Cells carrying the plasmid where
beta-lactamase is under the
control of the predicted PmsoA1
antitoxin promoters grow in media
containing high concentrations of
ampicillin (Fig. 4).
Legend (ampicillin concentration in medium):
→ PmsoA1 antitoxin promoters
are biologically active.
2
0,5
0
0
120 240 360 480 600 720 840
0 mg/mL
1 mg/mL
5 mg/mL
15 mg/mL
t [min]
Figure 4: Growth curves of E. coli BL21(DE3) in LBC media with different
concentrations of ampicillin.
420
480
t [min]
pET28b(+)-MsoT1
empty pET28b(+)
pET28b(+)-srnB/srnC
pET28b(+)-MsoT1
pET28b(+)-SrnB
pET28b(+)-msoT1/msoA1
Figure 3: Growth curves of E. coli BL21(DE3) pLysS expressing different predicted type I toxins under the control of the inducible
PT7 promoter. Cells carrying empty pET28b(+) served as a negative control (light blue). Cells expressing the SrnB type I toxin
from E. coli under the control of PT7 served as a positive control (red).
2
Expression of MsoT1 has a delayed
toxic effect when the plasmid also
contains MsoA1 under the control of its
predicted PmsoA1 promoter (Fig. 4).
2,5
1
0,5
Focus on BH695_4017→ renaming
to MsoT1 and its predicted cognate
antitoxin to MsoA1.
OD600
Recombinant E. coli BL21(DE3) pLysS
were cultured in M9CK minimal medium.
IPTG was added at OD600 0.4 – 0.6 to
induce predicted type I toxin expression.
1
Further characterisation of MsoT1/MsoA1
540
Figure 4: Growth curves of E. coli
BL21(DE3) pLysS expressing MsoT1 under
the control of the inducible PT7 promoter
with the plasmid also containing MsoA1
under the control of its predicted PmsoA1
promoter (dark green) and without the
presence of MsoA1 (light green). Cells
carrying empty pET28b(+) served as a
negative control (light blue). Cells
expressing the SrnB type I toxin from E.
coli under the control of PT7 served as a
positive control (red). Cells expressing
SrnB under the control of PT7 with the
plasmid also containing its cognate
antitoxin SrnC under the control of its
native PsrnC promoter served as an
additional positive control (pink).
Conclusion
Our results suggest MsoT1/MsoA1 to be a novel type I TA system as well
as the first type I TA system discovered in cyanobacteria.
Future prospects
Test the effect of expression of predicted type I toxins on cyanobacterial
cell growth → compare the results with the ones from E. coli.
Confirm the existence of the predicted cognate type I antitoxins directly
(RT-PCR, in vitro translation).
References
1. D. Jurėnas, N. Fraikin, F. Goormaghtigh, L. Van Melderen: Biology and evolution of bacterial toxin–antitoxin systems. Nat Rev Microbiol 2022, 20, 335-350.
2. Y. Xie, Y. Wei, Y. Shen, X. Li, H. Zhou, C. Tai, Z. Deng, H.-Y. Ou: TADB 2.0: an updated database of bacterial type II toxin–antitoxin loci. Nucleic Acids Res
2018, 46, D749–D753.
3. M. Klemenčič, A. Halužan Vasle, M. Dolinar: The cysteine protease MaOC1, a prokaryotic caspase homolog, cleaves the antitoxin of a Type II toxinantitoxin system. Front Microbiol 2021, 12, 1–13.
P10
Characterization of EVs Subpopulations From CIMmultus® EV Using
PATfix® System
Vrabec Katja1*, Goričar Blaž1, Božič Darja1, Mavri Ana1, Raspor Andrej1, Novak Valentina1, Petrović Koshmak Ivana1, Leskovec Maja1
1
*
Sartorius BIA Separations d.o.o, Ajdovščina, Slovenia
Corresponding author: katja.vrabec@sartorius.com
4. Determination of EV size using PATfix MALS
Introduction
Cells release extracellular vesicles (EVs) of different sizes and intracellular origin. Due to their heterogenicity, the isolation
of the target EV population from a mixture of supernatant-derived particles can be challenging. Anion exchange
chromatography (AEX) exploits the negative charge on EV surface molecules for binding to the positively charged solid
phase. CIMmultus® EV, an AEX chromatography monolith column, can separate EVs in subpopulations based on charge
and offers insight into the heterogenicity of particles.
Besides the availability of preparative tools for separation, combining multiple orthogonal and complementary
characterization tools is crucial for defining the EV product of interest. In this work, we used a multiple-detector PATfix®
system for the analysis of CIMmultus EV-fractionated samples. Samples were analyzed for the presence of EV-related
tetraspanins using the fluorescence detector. PATfix MALS 3609 detector was used for the analysis of particle-containing
samples and calculation of particle sizes.
The radius of particles was determined from SEC chromatograms in PATfix software (Figure 4). Additionally, NTA analysis
was performed on Nanosight 300 (Malvern Panalytical) (Figure 5). Despite the fact that fractions vary in particle charge
and surface antigens, all fractions contained particles in the size range of EVs, emphasizing the importance of using
multiple approaches for the characterisation these particles.
A) 60 nm bead standard
1. Sample preparation
Native HEK293T cells and engineered HEK293T CD63-eGFP cells were cultivated on FACT III (Sartorius) microcarriers
in Ambr250 bioreactor (Sartorius) in DMEM growth media containing 10% FBS, then switched to production media
without FBS for 2 days. For harvesting, the vessels were removed from the system and microcarriers were allowed to
settle by gravity. Conditioned media was collected and filtered through Sartopure PP3 capsule 1.2 µm (Sartorius).
100 mL of each conditioned media sample was treated with nuclease and re-buffered, then applied to a CIMmultus EV
column with a column volume (CV) of 1 mL and 2 µm channels. The chromatographic separation was performed on an
Akta Pure 25 M system (Cytiva), equipped with a MALS detector. The loading buffer composition was 25 mM BTP 100
mM NaCl 2% sorbitol pH 7.5 and the elution buffer 25 mM BTP 2 M NaCl 2% sorbitol pH 7.5. The columns were loaded at
10 CV/min flow rate and eluted at 2 CV/min. EVs were eluted at different salt concentrations and collected as shown in
Figure 1.
3
1 2 3 4
HEK293T CD63-eGFP EVs
2
HEK293T EVs
1
B) HEK293T CD63-eGFP Harvest
HEK293T CD63-eGFP harvest
5
C) HEK293T CD63-eGFP fraction 2
HEK293T CD63-eGFP fraction 2
Figure 1: Preparative chromatograms from CIMmultus EV column. Vesicles were separated in salt gradient and collected in fractions labeled
HEK293T EV fraction 1-3 and HEK293T CD63-eGFP EV fraction 1-5.
2. PATfix analytical setup
Figure 4: Light scattering chromatograms of the SEC void volume and corresponding LS charts. The particle radii were measured at the LS 90° peak.
(A) SEC chromatogram of 60 nm polystyrene spherical bead standard (Postnova, Part No. Z-PS-POS-000-0,06) and the corresponding LS chart
using form factor sphere. The standard was used for detector normalization. B) SEC chromatogram of HEK 293T CD63-eGFP EV Harvest and the
corresponding LS chart using Zimm plot. All chromatographic samples were characterized using this plot. C ) SEC chromatogram of HEK 293T
CD63-eGFP fraction 2.
LS Peak Area
(mV*s*mL)
FL peak area
(mV*s*mL)
CD9
CD63
CD81
60
100
80
R2=0.9987
R2=0.9974
R2=0.9960
R2=0.9974
120
R2=0.9961
80
R2=0.9973
140
R2=0.9970
R2=0.9996
R2=0.9994
R2=0.9995
160
Particle diameter in HEK293T CD63-eGFP samples
60
40
SEC chromatograms were analyzed in PATfix software. Fluorescence (FL) and light scattering (LS) peak area were
calculated from SEC void volume peak area, sample volume, and dilution. The distribution of FL and LS peaks in
chromatographic samples was plotted in Figure 3. Light scattering shows the particles are distributed in two main peaks
in both the native and engineered cell lines. The EVs with the highest fluorescence signal response were eluted in the first
fraction.
CD9, CD63 and CD81-positive particles in
B)
Total particles in HEK293T samples
A)
HEK293T samples
350000
120000
300000
250000
200000
150000
100000
50000
0
100
180
Diameter (nm)
Diameter (nm)
3. Evaluation of EV distribution in chromatographic samples
R2=0.9995
120
R2=0.9918
140
Figure 2: PATfix system setup used in these experiments (Created with BioRender.com). Samples are contained in an autosampler, before being
injected into a SEC column. Absorbance, fluorescence, and light scattering are monitored and the data is interpreted in PATfix software. An
example SEC chromatogram shows the void volume peak where particles are eluted.
B)
Particle diameter in HEK293T samples
160
R2=0.9916
A)
void volume peak
R2=0.9919
Samples were analyzed using the PATfix system (Sartorius BIA Separations) and size exclusion chromatography (SEC).
HEK EVs, engineered to express CD63-eGFP on the surface were analyzed unlabeled. Native HEK EVs were labeled with
anti-CD9, anti-CD63, and anti-CD81 FITC-conjugated antibodies (BioLegend). Each sample was injected to a SEC
column TSKGEL G4000SWXL (Tosoh Bioscience) where the labeled EVs were separated from the excess antibody. The
analysis was performed on the PATfix system with the following detectors: UV cell with 50 mm optical path length,
fluorescence detector, and MALS 3609 detector. Absorbance was monitored at 260 and 280 nm, fluorescence was set to
excitation and emission peaks of the used fluorophores, and light scattering was monitored at 9 angles. The running buffer
was 50 mM MES, 150 mM NaCl, 0.05 % Poloxamer, pH 6.5, and the flow rate was 1 mL/min.
40
20
20
0
0
MALS Diameter (nm)
NTA Mean Diameter (nm)
MALS Diameter (nm)
NTA Mean Diamater (nm)
NTA Mode Diameter (nm)
NTA Mode Diamater (nm)
100000
80000
60000
40000
Figure 5: Particle diameter determined by MALS and NTA for A) HEK293T samples and B) HEK293T CD63-eGFP samples.
20000
0
5. Conclusions
CD63-eGFP particles in HEK293T CD63eGFP samples
8000000
7000000
6000000
5000000
4000000
3000000
2000000
1000000
0
CD63-eGFP
D)
LS Peak Area
(mV*s*mL
FL Peak Area
(mV*s*mL)
C)
Total particles in HEK293T CD63-eGFP
samples
250000
200000
▪
CIMmultus EV chromatographic column fractionates supernatant-derived vesicles in multiple populations that differ
in size and surface antigen composition
▪
PATfix triple detector setup enables rapid sample characterization for both native and engineered EV samples
150000
▪
Fluorescence detector allows for relative quantification of fluorescent EVs or EVs labeled with a fluorescent antibody
100000
▪
Combining MALS detector with SEC analytics enables relative quantification of particles in samples and determination
of particle size
50000
0
6. Acknowledgements
Figure 3: Distribution of FL and LS peak area in representative samples LOAD (total sample loaded to CIMmultus EV column), FT (flow-through, the
unbound fraction), Fr. 1-5 (elution fractions containing EVs) and CIP (cleaning-in-place): A) and B) HEK293T samples, C) and D) HEK293T CD63eGFP samples.
© Sartorius BIA Separations 2023, all rights reserved
Acknowledgments: We would like to thank Bernd Giebel and his group from University Hospital Essen, Institute of
Transfusion Medicine, for kindly providing the HEK293 CD63-eGFP cell line.
P_2023_08