[Facilitator’s Note: Additional
contribution was received from Diego Recalde,
Programme Specialist, RASC Panama. Please, review the full
contribution.]
MDGNET
Consolidated
Reply -
REVISED
FOR
COMMENTS: MDG Monitoring Approach - Tracking UNDP
Efforts
Cross-posted
on MDGNet and MPN (Management Practice Network)
27
July 2006, prepared by
Andrea Cuzyova
Original
Query
We would like to
present for your
review the attached Note from BDP and BOM, on an MDG
Monitoring Approach – Tracking UNDP Efforts, supporting an initiative to allow
UNDP to track our efforts and resources at the country level by each country’s
national MDG goals and targets.
A key area of UNDP
focus today is to support our partner countries in achieving their national MDG
objectives. Yet, if one were to ask how much of our effort and resources
are managed and expended to doing such, and even more specifically towards
specific MDGs, we could hardly provide an answer. In fact, although
significant effort and analysis is done across the aid industry to monitor
indicators and progress towards achievement of the MDGs, very little is done in
tracking organisational effort and effectiveness against the same.
What
is the value of tracking effort against MDGs? Firstly, if MDG
goals and targets are part of our country programming efforts, we would be able
to focus our outcomes and outputs on MDGs at the start of the planning cycle.
Secondly, understanding how we budget and expend by national MDG goals and
targets allows us to effectively plan and resource ourselves to support our
national counterparts objectives. Thirdly, understanding and analysing our
effort through national progress towards the MDGs can give us some idea of
whether our interventions support such achievement, or at least tell us where we
might want to accelerate or reallocate our efforts. Finally, tracking this
effort is increasingly viewed by many of our partners and our Board as an
important indicator of organisational effectiveness, and UNDP’s contribution to
development effectiveness.
How
would we track our efforts by MDG? At a macro level, we
can use our current results structures found in Atlas “project trees” to link
MDG targets to our UNDP Service Lines. To be more precise, linking
country-level outcomes to country-level MDG targets would provide a more
granular level of reporting. As you would expect, there are challenges with
doing this, including the fact that our work does not easily map to MDG targets,
and the overlapping nature of some MDG goals and targets. Issues of attribution
and all else that plagues the attempts to look at any organisations’
contributions to development goals, will hold. Nonetheless, some level of
logical mapping can be done. Other options have also been
suggested.
We look forward
to your views on the
values of this tracking, the approach recommended, and suggestions for
improvement.
Thanks,
John
Patterson
Kanni
Wignaraja
Jens
Wandel
Contributions
received with thanks from:
§
Jacob Massuanganhe, UNCDF/UNDP
§
Sudarshan,
§
Abla Amawi,
§
Erdal Esin, UNDP OHR, HQ
§
Dorothy Rosenberg, Poverty Group,
HQ
§
Heather Bryant, UNDP
§
Tim
Scott, UNDP HDRO, HQ –
comments provided offline
§
Mari
Matsumoto, UNDP Capacity Development Group, HQ–
comments provided offline
§
Bharati
Silawal, UNDP Gender Team, HQ–
comments provided offline
§
Diego Recalde, RASC-Panama
Summary
of Comments:
‘MDG Monitoring Approach: MDG Monitoring Framework for
tracking UNDP Efforts’ outlines options and approaches for
UNDP to track, monitor and report on UNDP expenses by MDGs i.e. what is being planned and what has been done/expended according to the MDGs. The scope of the
proposal considers all of UNDP development efforts - global, regional, and
country-specific. The approach does not concern tracking national progress
against MDGs.
The current draft will benefit from
the feedback received and present a good starting point for further refinement
of the methodology.
Comments on:
‘Monitoring Approach
Recommendations’
MDG-based monitoring and evaluation
of UNDP programmes and projects can offer an alternative way of measuring UNDP
performance that is both quantitative and
qualitative.
Several contributors pointed out
note 9 (p. 5) that states ‘UNDP’s work is
not directly related to specific MDG goals and targets e.g. capacity
development, democratic governance … This focus on creating an ‘enabling
environment’ for achievement of the MDGs means that UNDP efforts in these areas
must be considered in some way relevant to achieving the MDGs.’. Some
contributors proposed to design a monitoring and evaluation framework for the
‘enabling environment’ that would include key aspects of governance,
accountability, capacity, etc. as well as means to measure them. Others pointed
out a more fundamental issue related the proposed monitoring approach (incl.
note 9): ‘…the approach – to monitor and
report on UNDP efforts by MDG Goal, Target or indicator - appears to be based on
a literal reading of the MDGs as a development agenda, rather than in their
function as cumulative outcome indicators
– that is outcomes which reflect the combined effects of a broad
range of different factors, including the inputs and actions of a variety of
actors.’
Another essential issue raised in
the feedback related to the inter-relationship of all of the
MDG goals and targets. For example, progress on Goals 2 and 3 and
7 have both direct and indirect effects on the outcomes measured under Goals 4,
5, and 6, making it extremely difficult to define the precise relationship
between inputs and outcomes. I.e. example from the Country Office
It was proposed to measure UNDP
efforts against the priority UN activities at country level – monitoring,
campaigning, analysis and operational activities – outlined in the UN Core
strategy (www.undg.org).
Other comments (in addition or in
support of the points raised above) proposed:
Experience from
It was suggested that DevInfo or a similar system should host
collected data and display them in variety of ways i.e. aggregates or
disaggregated, based on selected criteria, in charts, tables, or a map
format.
Comments on:
‘Initial Mapping Options &
Recommendations’
The mapping will eventually need to
be done at several levels of granularity. If the mapping is conducted at the core result,
outcome, or project level, it will have to be done at the service line level
as well to provide a
framework for tagging projects and outcomes at lower levels.
In terms of reactions to Options
1,2,3,4 in regards to tagging MDG goals or targets, the contributors presented
various views. Some viewed the proposal of starting with option 1 and
moving on to more detail, if necessary, as reasonable. Others viewed Option 3
and 4 as more feasible and related to the situation on the ground.
Regardless of decision made in re to
tagging MDG goals and targets to country outcomes, projects, etc., a dedicated
monitoring capacity would be required at the country level to ensure systematic
tracking. The systematic monitoring approach proposed in the paper also calls
for a capacity development package for the country offices for related types of
tracking and monitoring.
Previous
relevant CRs:
DEVINFO:
DevInfo
is a database system (data depository and display system) which allows for
storage, presentation and dissemination of data in a very appealing fashion i.e.
through maps. etc. DevInfo contributes to setting
universal standards for data storage, access, presentation and dissemination of
indicators, and allows for
monitoring of global as well as national (sub-national) indicators. More on
DevInfo can be found at www.devinfo.org
Uzbekistan
/ Web-based expanded MDG monitoring tool
Introduced
Kazakhstan InfoBase, a web-based expanded MDG monitoring database, that provides
an integrated overview of national human development including statistics on
economic growth, national accounts, trade and finance. Background on the system
was shared, including development process, documents, and relation to
DevInfo.
Namibia/Assessing
the need for DevInfo or other information systems
Requested
comparative experience on determining data base and information systems needs
with emphasis on simplification, efficiency and maximum ownership and impact on
country level. Responses highlight the relative advantages of DevInfo and
suggestions and considerations when selecting to adopt this system.
Responses
in full:
Jacob
Massuanganhe
wrote:
I would like first to congratulate
the BDP and the BOM for this effort. I found the note very important to address
the MDGs at the national level (the National perspective). It is clear that the
approach focus on tracking UNDP efforts by MDGs, and not tracking national
progress against MDGs.
Second, my comment is in terms of
targets and indicators setup. Here, I would like to draw your attention to the
need of considering in the MDG Monitoring Framework, the local
level indicators and targets in the programming exercise. This
because the concept of planning or monitoring the MDGs, has mostly stopped at
the national level and rarely does the concept sufficiently includes the
sub-national level targets, provinces, districts and villages, where needs are
felt and service delivery/capacity building are needed (the field
perspective).
It will lead to enhance
effectiveness and efficiency of efforts and resources at the country level,
since in many cases it is pointed out that those national
interventions/frameworks are limited and cannot respond to local needs and
demands, in line with the MDGs concept. UNCDF's
experience in
In this regard, it is
important that the paper considers (i) the Participatory Approach,
involving local actors and (ii) to idetify key indicators/targets to be
considered or at least, be mainstreamed at the CO level (the CO perspective).
For reference it is
attached the Working Paper Number 3: Participatory
Monitoring and evaluation systems at district level.
Resources:
·
Participatory
Monitoring & Evaluation at district and local levels: Mechanisms, Evidences
and Practices (April 2005) [ pdf ]
·
Modeling PRSP II
& Poverty Reduction in Mozambique Local Development: Econometric Analysis of
factors determining Millennium Development Goals by 2015 [ pdf
]
Regards,
UNCDF/UNDP Programme
Specialist
Decentralization and
Local Development
Email:
Jacob.massuanganhe@undp.org
Phone: +258 21 481475
Mobile: +258 82 3045610
UNDP Mozambique
Kenneth Kaunda Ave. 931
Maputo
Sudarshan wrote:
The paper is both
useful and timely. The latter because the two
Asian Regional Centres are in the throes of rolling out the
Integrated Packed of Services for
MDGs in the priority countries
in the region. The reasons for foregrounding MDGs and tracking UNDP's own
efforts are sound. Moreover, it will help us from unwittingly inviting
the "double-standards" criticism that one hears so much about in the
discourse on human rights and democracy promotion and the
Sudarshan
Legal Reform and
Justice Policy Advisor
Abla
Amawi and CAP2015 Team in Arab States
wrote:
First of all, this is
an excellent concept to use the MDGs as Results-Based performance measures. For
sure, this will improve UNDP's support to MDG-based national development
planning and localizing the MDGs if we can make our management MDG-based as
well. In addition, MDG-based monitoring and evaluation of UNDP programmes and
projects can offer another way of measuring UNDP performance for HQ and for
donors that is both quantitative and qualitative, instead of being based on
financial measures like "service delivery," which show input measures, rather
than measures for outputs and outcomes.
One consideration that
should be kept in mind however is that this MDG tracking system must focus on
the level of outputs and outcomes, and not stop at simply making links to MDGs.
The fact that an environmental project happens to be related to MDG 7, and thus
MDG-based, even though it was not designed to be so, is worth mentioning. But to
really measure progress, the project should be measured according to MDG targets
and indicators to see what it has really accomplished in terms of short and long
term objectives, both for the national and local level, and according to the
global MDGs framework.
Monitoring
Considerations
With
regard to the mapping and tagging options
presented:
1.
It would
seem that mapping will eventually need to be done at several levels of
granularity. If mapping is to be brought down to the core result, outcome, or
project level, for example, it will also need to be done at the service line
level, in order to provide guidelines and a framework for those who are tagging
projects and outcomes at lower levels.
2.
Of course,
ideally, the more specific project and outcomes levels should be mapped. But a
balance must be struck between pragmatism and idealism. The approach's
suggestion of starting with option 1 and moving on to more detail if necessary
seems a reasonable proposal for the current time.
3.
Another
suggestion is that the approach should further study ways to integrate MDG
monitoring and evaluation of UNDP projects with UNDAFs, CCAs and PRSPs, as well
as with MYFF service lines.
Erdal
Esin wrote:
I see three issues related to the
recommended approach (option 1 and option 2): It doesn’t capture country
specific MDG goals, it does not address the issue of MDG +, it does not resolve
the placement of governance. Other options appear to be more feasible in
capturing the situation on the ground, although they involve resources
allocation by offices. In any event, be it tagging to country outcomes, or
projects, a dedicated monitoring capacity would be required at the country level
for systematic tracking. Going a bit extra mile, this capacity could well be set
up in the RC’s office and this could tag UNDP’s UN reform support at the right
place.
The systematic monitoring approach
proposed in the paper also calls for a capacity development package for the
offices for related types of tracking and monitoring. I guess this could
be formulated and delivered by regional centers.
S. Erdal
Esin
Manager, ODBU
UNDP, Office of
Human Resources
Bureau of
Management,
Office phone:
212-906-5231
Skype ID:
erdalesin8
Hotmail: erdalesin8@hotmail.com
Home phone: 914
231 5751
Dorothy
Rosenberg
wrote:
A number of comments submitted on
the first draft of this proposal as part of an omnibus reply have been reflected
in the revised proposal. However, the current draft could still benefit
from further refinement, in particular, addressing the several basic issues more
directly:
1) The Millennium Declaration, other
internationally agreed objectives, the intended function of the Millennium
Development Goals and the role of UNDP
Note 9, page 5 of the current draft
proposal crystallized a fundamental issue for the proposed monitoring approach:
“ Much of UNDP’s work is not directly related to specific MDG goals or targets,
e.g. capacity development, democratic
governance…..”
The proposed approach – to monitor
and report on UNDP efforts by MDG Goal, Target or indicator” (page 2) appears to
be based on a literal reading of the MDGs as a development agenda, rather than
in their function as cumulative outcome
indicators – that is outcomes which reflect the combined effects of a
broad range of different factors, including the inputs and actions of a variety
of actors.
A second fundamental issue is the
inter-relationship of virtually all of the MDG goals and targets. For
example, progress on Goals 2 and 3 and 7 have both direct and indirect effects
on the outcomes measured under Goals 4,5,and 6, making it extremely difficult to
define the precise relationship between inputs and outcomes.
Given the above, it might make more
sense to measure UNDP efforts against the priority UN activities at country
level – monitoring, campaigning, analysis and operational activities – outlined
in the UN Core strategy (www.undg.org).
As noted in the current document, country-level adaptation and priority setting
will influence the pattern of UNDP support – making cross-country comparison of
degree of alignment possible, but not areas of
support.
2) The above approach would make it
possible to map UNDP Country and project level planning documents and dedicated
resources against a defined set of MDG related
activities
It should be made very clear that
this exercise will produce a correlation of input and output indicators, based
on self-reporting. The exercise as currently designed does not (and
cannot) claim to provide any evaluation of results, outcomes or impacts, as it
does not incorporate any form of external review or objective third party
evaluation.
3) A further set of issues to be
addressed are the relationship between UNDPs MDG-related efforts and those of
the national government, other agencies, other development actors, as well as
the effects of external forces, such as economic shocks or natural disasters. As
the CCA, UNDAF, PRSP and other joint or non-UNDP documents are to be reviewed it
should also be possible to evaluate the country context, as well as the level of
cross-agency coordination of
MDG-related effort. However, establishing a direct linkage between UNDP
efforts/inputs and, for example a measurable effect in terms of a reduction of
maternal mortality or the poverty rate, would require the evaluation of a large
and complex set of factors to determine degrees of causality, which is well beyond the scope
of this exercise.
Give the above issues, I would
recommend that the approach be reconsidered and re-conceptualized into an effort
to trace the proportion of the available human and financial resources (which
can be determined from existing documentation) to clearly defined, MDG-related
activities and interventions (to be identified in the next refinement of this
proposal, after further consultation). In some cases it will be possible
to link specific goals, targets and indicators to these activities and
interventions, in others several will be simultaneously addressed, in others it
will be difficult to establish a plausible direct
linkage.
Dorothy
Rosenberg
Senor Policy Advisor
for MDGs and Civil Society
Poverty Reduction
Group, Bureau of Development Policy
United Nations
Development Program
Tel: 212 906
5103
Fax: 212 906
5313/5141
dorothy.rosenberg@undp.org
Heather
Bryant wrote:
The Nepal Country Office welcomes this
interesting Note and discussion on an MDG Monitoring Approach, as we have been
struggling with similar questions at the CO level over the last several months.
In
We thus organized a workshop in
March for all of our projects to (i) more clearly articulate how each of the
UNDP projects/programmes contributes to the MDGs, (ii) to identify key
indicators to regularly monitor progress, and (iii) to identify indicators for
each thematic cluster of projects to monitor progress at the Country Programme
level. The outputs of the workshop include a matrix of contributions to the MDGs
by the projects, and preliminary lists of indicators, which still need
refinement.
Thus, we fully agree that there is
value in tracking efforts and resources against MDG goals and targets. However,
efforts and resources are not enough – we also need to track results (through
national MDG reports, but also through monitoring (and evaluating) of our own
programmes and projects to ensure our efforts and resources are having a
positive impact).
In preparing for the workshop, we
also discussed at length how to
link our work to the MDGs. For our projects, the MDGs are often easier to
understand than the MYFF goals and service lines! We tried mapping results
chains, but were often unsure where to place outcomes and service lines with
respect to the MDGs. We found that many of our outcomes (service lines) map more
directly to the Millennium Declaration (the enabling environment) than to
specific MDGs, however, many projects on the ground are also contributing to
individual MDGs. We finally opted for a mixed approach: we developed a matrix
listing the MDGs (or main MD themes) in the first column, with relevant service
lines in the second column, and the contributing projects in a third column. In
the next step on indicators, we chose to illustrate results chains with the MDGs
as the “impact” (for information, please, review the presentation
we used to introduce group work on indicators).
Our experience leads us to
contribute a few comments on the note itself. We agree with the point on page 4
that the tagging or linking of MDGs to UNDP effort should occur in the country
programme planning process – in a way, we see our current exercise as “capacity
building” for our next country programme planning, as we are doing this
mid-stream and therefore our resulting framework is likely to have some gaps.
Page 5 states “…development efforts
are more logically mapped at goal or target levels rather than the indicator
level” – while efforts may be
better mapped at the higher level, as mentioned above, we still need to focus on
results which requires tracking
progress through indicators.
Our struggles and debates over
whether we should try to map programmes and projects to the MDGs through service
lines or just directly to the MDGs lead us to emphasize the point made on page 8
about consistency in tagging or linking to MDGs – this would be essential. It is
easy to take off in different directions – our governance programmes for example
at the outcome level are focussed on the “enabling environment” or the
Millennium Declaration, however at the ground level, are contributing to many
different MDGs in very concrete ways. We also found that in some cases our
clearest available indicators relate to an MDG the project doesn’t seem
otherwise connected to – for example, many (governance) projects support
construction of small infrastructure including drinking water, which maps
directly to MDG 7, Target 10.
We look forward to learning more
from other colleagues through this discussion.
With best regards,
Heather
Heather Bryant
(Ms.), heather.bryant@undp.org
Monitoring &
Evaluation / Knowledge Management Officer
Monitoring &
Evaluation Unit
United Nations
Development Programme
UN House,
Pulchowk
G.P.O.
Tel: +977-1 5523200 ext.
1007
Diego
Recalde
wrote:
Dear Andrea, if I'm not
too late, let me add a few things to the discussion:
1) I believe that
the Sustainable Human Development (SHD) paradigm and the human rights base
approach (HRBA) are theoretical frameworks with wider perspectives than
those closely linked to income measurements. If we define poverty
under the SHD and the HRBA, then MDG monitoring can assume a
wider conceptual framework for ensuring a country is moving in one
direction. Options for capturing what UNDP does could also
increase.
On the other hand,
aggregation of the income statistics are a major concern in
many developing countries, considering their impossibility of producing
reliable data (census or surveys on a regular basis) and considering the
existence of large inequality. For this reason
it wouldn't be a bad idea to concentrate additional efforts on how the
national budget and specifically the social expenditure is evolving in each
sector (e.g.Education, health) in relation to the MDGs gaps define in the
country reports. Furthermore, in most countries fiscal instruments
(progressive income taxation) and consistent national budgets (to a poverty
reduction plan or similar) are the only available tools to reverse this
process of poverty. Do we have them (the national poverty/development plans
to support the MDGs)? What is UNDP's involvement in supporting this kind of
initiative? What we involve the private sector and civil society in a close
monitoring of this targets and plans?
2) Moving ahead in this
line of thought, what UNDP can add into this process of achieving MDG's should
be framed in the substantive work deployed to support MDG's campaigns and other
specific activities. However, in terms of our funds and programmes, when
looking for effects or impacts, we have to recognize that we do large
development services support, in many regions, through NEX projects with
large IFIs/Government cost sharing were major actions are procurement of
goods and service, but with a reduced and very indirect impact over
MDGs. What are the impact of these actions in terms
of enhanced transparency and efficiency? This could be measured
but the reading of this kind of analysis is
uncertain.
3) In addition, the
larger the country and the higher its human development ranking, the less it can
be added by UNDP in terms of effects and impacts. Countries like
In conclusion, it looks
to me that the SHD perspective and the human-rights based approach are
missing in the proposed MDGs monitoring approach (MDG Monitoring Approach – Tracking UNDP
Efforts). In addition, we are
missing some factual UNDP context. Our work at the country level is
based on what the Government needs and requests (NEX) and our internal planning
and programming (including ATLAS facilities for information and reporting)
frameworks should be a very internal matter to UNDP, for focalization purposes
(mandates). Under the NEX cost sharing business model, our involvement is
limited and also our funds (core) are small. What can we expect in terms of
results and measurements in relation to MDGs?
In this context, with
the large UNDP delivery coming form the procurement of goods and
services (which pays office costs and HQ costs and allow us to add technical
cooperation of real value to any country), with projects duly linked to
the project tree and supporting specific outcomes of SRF/MYFF, it would be
a big jump to say that our information systems from ATLAS will give us a precise
dimension of our support/contribution to MDGs in terms of
expenditure/substance. Furthermore most of these funds, as you can
imagine, are coming from Governments or IFIs cost sharing (appropriation
problem).
Best,
Diego
Recalde
Programme
specialist,
RASC-Panama
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