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From: bounce-758008-15154@groups.undp.org on behalf of Andrea Cuzyova [andrea.cuzyova@undp.org]
Sent: Tuesday, August 15, 2006 5:31 AM
To: mdg-net
Subject: [mdg-net] REVISED CONSOLIDATED REPLY: FOR COMMENTS: MDG Monitoring Approach - Tracking UNDP Efforts

[Facilitator’s Note: Additional contribution was received from Diego Recalde, Programme Specialist, RASC Panama. Please, review the full contribution.]


 

MDGNET Consolidated Reply - REVISED
FOR COMMENTS: MDG Monitoring Approach - Tracking UNDP Efforts

Cross-posted on MDGNet and MPN (Management Practice Network)

27 July 2006, prepared by Andrea Cuzyova


Original Query

 

We would like to present for your review the attached Note from BDP and BOM, on an MDG Monitoring Approach – Tracking UNDP Efforts, supporting an initiative to allow UNDP to track our efforts and resources at the country level by each country’s national MDG goals and targets.

 

A key area of UNDP focus today is to support our partner countries in achieving their national MDG objectives. Yet, if one were to ask how much of our effort and resources are managed and expended to doing such, and even more specifically towards specific MDGs, we could hardly provide an answer.  In fact, although significant effort and analysis is done across the aid industry to monitor indicators and progress towards achievement of the MDGs, very little is done in tracking organisational effort and effectiveness against the same.  

 

What is the value of tracking effort against MDGs? Firstly, if MDG goals and targets are part of our country programming efforts, we would be able to focus our outcomes and outputs on MDGs at the start of the planning cycle. Secondly, understanding how we budget and expend by national MDG goals and targets allows us to effectively plan and resource ourselves to support our national counterparts objectives. Thirdly, understanding and analysing our effort through national progress towards the MDGs can give us some idea of whether our interventions support such achievement, or at least tell us where we might want to accelerate or reallocate our efforts. Finally, tracking this effort is increasingly viewed by many of our partners and our Board as an important indicator of organisational effectiveness, and UNDP’s contribution to development effectiveness.

 

How would we track our efforts by MDG? At a macro level, we can use our current results structures found in Atlas “project trees” to link MDG targets to our UNDP Service Lines. To be more precise, linking country-level outcomes to country-level MDG targets would provide a more granular level of reporting. As you would expect, there are challenges with doing this, including the fact that our work does not easily map to MDG targets, and the overlapping nature of some MDG goals and targets. Issues of attribution and all else that plagues the attempts to look at any organisations’ contributions to development goals, will hold. Nonetheless, some level of logical mapping can be done. Other options have also been suggested.

 

We look forward to your views on the values of this tracking, the approach recommended, and suggestions for improvement.

 

Thanks,

 

John Patterson

Kanni Wignaraja

Jens Wandel

 


Contributions received with thanks from:

§                     Jacob Massuanganhe, UNCDF/UNDP Mozambique

§                     Sudarshan, UNDP Bangkok Regional Center, Thailand

§                     Abla Amawi, Sub-Regional Resource Facility-Arab States, Lebanon

§                     Erdal Esin, UNDP OHR, HQ

§                     Dorothy Rosenberg, Poverty Group, HQ

§                     Heather Bryant, UNDP Nepal

§                     Tim Scott, UNDP HDRO, HQ – comments provided offline

§                     Mari Matsumoto, UNDP Capacity Development Group, HQ– comments provided offline

§                     Bharati Silawal, UNDP Gender Team, HQ– comments provided offline

§                     Diego Recalde, RASC-Panama


Summary of Comments: 

 

MDG Monitoring Approach: MDG Monitoring Framework for tracking UNDP Efforts’ outlines options and approaches for UNDP to track, monitor and report on UNDP expenses by MDGs i.e. what is being planned and what has been done/expended according to the MDGs. The scope of the proposal considers all of UNDP development efforts - global, regional, and country-specific. The approach does not concern tracking national progress against MDGs.

 

The current draft will benefit from the feedback received and present a good starting point for further refinement of the methodology.

 

Comments on: ‘Monitoring Approach Recommendations’

MDG-based monitoring and evaluation of UNDP programmes and projects can offer an alternative way of measuring UNDP performance that is both quantitative and qualitative.

 

Several contributors pointed out note 9 (p. 5) that states ‘UNDP’s work is not directly related to specific MDG goals and targets e.g. capacity development, democratic governance … This focus on creating an ‘enabling environment’ for achievement of the MDGs means that UNDP efforts in these areas must be considered in some way relevant to achieving the MDGs.’. Some contributors proposed to design a monitoring and evaluation framework for the ‘enabling environment’ that would include key aspects of governance, accountability, capacity, etc. as well as means to measure them. Others pointed out a more fundamental issue related the proposed monitoring approach (incl. note 9): ‘…the approach – to monitor and report on UNDP efforts by MDG Goal, Target or indicator - appears to be based on a literal reading of the MDGs as a development agenda, rather than in their function as cumulative outcome indicators – that is outcomes which reflect the combined effects of a broad range of different factors, including the inputs and actions of a variety of actors.’

 

Another essential issue raised in the feedback related to the inter-relationship of all of the MDG goals and targets. For example, progress on Goals 2 and 3 and 7 have both direct and indirect effects on the outcomes measured under Goals 4, 5, and 6, making it extremely difficult to define the precise relationship between inputs and outcomes. I.e. example from the Country Office Nepal mentions: ‘Governance programmes at the outcome level are focussed on the “enabling environment” or the Millennium Declaration, however at the ground level, they contribute to many different MDGs in very concrete ways. In other cases the clearest available indicators relate to an MDG the project doesn’t seem otherwise connected to – for example, many (governance) projects support construction of small infrastructure including drinking water, which maps directly to MDG 7, Target 10.’

 

It was proposed to measure UNDP efforts against the priority UN activities at country level – monitoring, campaigning, analysis and operational activities – outlined in the UN Core strategy (www.undg.org). 

 

Other comments (in addition or in support of the points raised above) proposed:

 

 

Experience from Nepal supports the suggestion to track efforts and resources against indicators (in addition to MDG goals and targets). There is a need to track results (through indicators) through national MDG reports and monitoring and evaluating own programmes and projects to assess the impact. During the deliberations on linking projects to MDGs, the Country Office developed a matrix listing the MDGs (or main MD themes) in the first column, with relevant service lines in the second column, and the contributing projects in a third column. In re to indicators, it was chosen to illustrate results chains with the MDGs as the “impact”. Country Office experience in relation to mapping projects to MDGs through service lines or directly to the MDGs emphasized the need for consistency in tagging or linking to MDGs.

 

It was suggested that DevInfo or a similar system should host collected data and display them in variety of ways i.e. aggregates or disaggregated, based on selected criteria, in charts, tables, or a map format.

Comments on: ‘Initial Mapping Options & Recommendations’

The mapping will eventually need to be done at several levels of granularity. If the mapping is conducted at the core result, outcome, or project level, it will have to be done at the service line level as well to provide a framework for tagging projects and outcomes at lower levels.

 

In terms of reactions to Options 1,2,3,4 in regards to tagging MDG goals or targets, the contributors presented various views.  Some viewed the proposal of starting with option 1 and moving on to more detail, if necessary, as reasonable. Others viewed Option 3 and 4 as more feasible and related to the situation on the ground.

 

Regardless of decision made in re to tagging MDG goals and targets to country outcomes, projects, etc., a dedicated monitoring capacity would be required at the country level to ensure systematic tracking. The systematic monitoring approach proposed in the paper also calls for a capacity development package for the country offices for related types of tracking and monitoring.


Previous relevant CRs:

 

DEVINFODevInfo is a database system (data depository and display system) which allows for storage, presentation and dissemination of data in a very appealing fashion i.e. through maps.  etc. DevInfo contributes to setting universal standards for data storage, access, presentation and dissemination of indicators, and allows for monitoring of global as well as national (sub-national) indicators. More on DevInfo can be found at www.devinfo.org

 

Uzbekistan / Web-based expanded MDG monitoring tool

Introduced Kazakhstan InfoBase, a web-based expanded MDG monitoring database, that provides an integrated overview of national human development including statistics on economic growth, national accounts, trade and finance. Background on the system was shared, including development process, documents, and relation to DevInfo.

 

Namibia/Assessing the need for DevInfo or other information systems

Requested comparative experience on determining data base and information systems needs with emphasis on simplification, efficiency and maximum ownership and impact on country level. Responses highlight the relative advantages of DevInfo and suggestions and considerations when selecting to adopt this system.


Responses in full:

 

Jacob Massuanganhe wrote:

 

I would like first to congratulate the BDP and the BOM for this effort. I found the note very important to address the MDGs at the national level (the National perspective). It is clear that the approach focus on tracking UNDP efforts by MDGs, and not tracking national progress against MDGs.

 

Second, my comment is in terms of targets and indicators setup. Here, I would like to draw your attention to the need of considering in the MDG Monitoring Framework, the local level indicators and targets in the programming exercise.  This because the concept of planning or monitoring the MDGs, has mostly stopped at the national level and rarely does the concept sufficiently includes the sub-national level targets, provinces, districts and villages, where needs are felt and service delivery/capacity building are needed (the field perspective).

 

It will lead to enhance effectiveness and efficiency of efforts and resources at the country level, since in many cases it is pointed out that those national interventions/frameworks are limited and cannot respond to local needs and demands, in line with the MDGs concept.  UNCDF's experience in Mozambique shows that the MDG’s implies strong commitment and long term development vision adressed to local demands, and that the MDGs will not be achieved if the interventions do not strengthen institutions and build capacity at local level.

 

In this regard, it is important that the paper considers (i) the Participatory Approach, involving local actors and (ii) to idetify key indicators/targets to be considered or at least, be mainstreamed at the CO level (the CO perspective). For reference it is attached the Working Paper Number 3: Participatory Monitoring and evaluation systems at district level

 

Resources: 

·         Participatory Monitoring & Evaluation at district and local levels: Mechanisms, Evidences and Practices (April 2005) [ pdf ]

·         Modeling PRSP II & Poverty Reduction in Mozambique Local Development: Econometric Analysis of factors determining Millennium Development Goals by 2015 [ pdf ]

 

Regards,

 

Israel Jacob Massuanganhe,

 

UNCDF/UNDP Programme Specialist

Decentralization and Local Development

Email: Jacob.massuanganhe@undp.org  

Phone: +258 21 481475

Mobile: +258 82 3045610

UNDP Mozambique

Kenneth Kaunda Ave. 931

Maputo


Sudarshan wrote:

 

The paper is both useful and timely. The latter because the two Asian Regional Centres are in the throes of rolling out the Integrated Packed of Services for MDGs in the priority countries in the region. The reasons for foregrounding MDGs and tracking UNDP's own efforts are sound. Moreover, it will help us from unwittingly inviting the "double-standards" criticism that one hears so much about in the discourse on human rights and democracy promotion and the United States of America.

 

Sudarshan

 

Legal Reform and Justice Policy Advisor

UNDP Bangkok Regional Center


Abla Amawi and CAP2015 Team in Arab States wrote:

 

First of all, this is an excellent concept to use the MDGs as Results-Based performance measures. For sure, this will improve UNDP's support to MDG-based national development planning and localizing the MDGs if we can make our management MDG-based as well. In addition, MDG-based monitoring and evaluation of UNDP programmes and projects can offer another way of measuring UNDP performance for HQ and for donors that is both quantitative and qualitative, instead of being based on financial measures like "service delivery," which show input measures, rather than measures for outputs and outcomes.

 

One consideration that should be kept in mind however is that this MDG tracking system must focus on the level of outputs and outcomes, and not stop at simply making links to MDGs. The fact that an environmental project happens to be related to MDG 7, and thus MDG-based, even though it was not designed to be so, is worth mentioning. But to really measure progress, the project should be measured according to MDG targets and indicators to see what it has really accomplished in terms of short and long term objectives, both for the national and local level, and according to the global MDGs framework.

 

Monitoring Considerations

  1. It is important to aggregate as well as disaggregate, because there is a need to have national data to track progress as well.
  2. Mapping at the level of goals and targets is surely logical, but perhaps mapping at the level of indicators could be useful as well, especially at the local level.
  3. The ideal, in fact, would be to put all possible data into a DEVinfo like system which can display the data in many different ways, as aggregates, or disaggregated, according to several criteria, in chart, table, or map format.
  4. We agree 100% with point #9 about the enabling environment. But there must be some ways of monitoring and evaluating progress in initiatives aimed at developing the "enabling environment," and especially of linking UNDP's work to certain outcomes where relevant. This is often easier to describe than to quantify, but some quantity measures are relevant. Perhaps a framework could be proposed for the enabling environment to support MDG-based development that would include key factors on governance, accountability, capacity, etc. and ways to measure them.

 

With regard to the mapping and tagging options presented:

1.                   It would seem that mapping will eventually need to be done at several levels of granularity. If mapping is to be brought down to the core result, outcome, or project level, for example, it will also need to be done at the service line level, in order to provide guidelines and a framework for those who are tagging projects and outcomes at lower levels.

2.                   Of course, ideally, the more specific project and outcomes levels should be mapped. But a balance must be struck between pragmatism and idealism. The approach's suggestion of starting with option 1 and moving on to more detail if necessary seems a reasonable proposal for the current time.

3.                   Another suggestion is that the approach should further study ways to integrate MDG monitoring and evaluation of UNDP projects with UNDAFs, CCAs and PRSPs, as well as with MYFF service lines.

 

Abla Amawi, Ph.D Capacity 2015 Programme Regional Coordinator for Arab States, UNDP
Capacity Development Advisor (www.c2015as-iln.org)
The Capacity Development Group/Sub-Regional Resource Facility-Arab StatesBeirut, Lebanon
Tel (961) 3229-559
abla.amawi@undp.org

Erdal Esin wrote:

 

I see three issues related to the recommended approach (option 1 and option 2): It doesn’t capture country specific MDG goals, it does not address the issue of MDG +, it does not resolve the placement of governance. Other options appear to be more feasible in capturing the situation on the ground, although they involve resources allocation by offices. In any event, be it tagging to country outcomes, or projects, a dedicated monitoring capacity would be required at the country level for systematic tracking. Going a bit extra mile, this capacity could well be set up in the RC’s office and this could tag UNDP’s UN reform support at the right place.

 

The systematic monitoring approach proposed in the paper also calls for a capacity development package for the offices for related types of tracking and monitoring.  I guess this could be formulated and delivered by regional centers.

 

S. Erdal Esin

 

Manager, ODBU

UNDP, Office of Human Resources

Bureau of Management,

Office phone: 212-906-5231

Skype ID: erdalesin8

Hotmail: erdalesin8@hotmail.com

Home phone: 914 231 5751


Dorothy Rosenberg wrote:

 

A number of comments submitted on the first draft of this proposal as part of an omnibus reply have been reflected in the revised proposal.  However, the current draft could still benefit from further refinement, in particular, addressing the several basic issues more directly:

 

1) The Millennium Declaration, other internationally agreed objectives, the intended function of the Millennium Development Goals and the role of UNDP

 

Note 9, page 5 of the current draft proposal crystallized a fundamental issue for the proposed monitoring approach: “ Much of UNDP’s work is not directly related to specific MDG goals or targets, e.g. capacity development, democratic governance…..”

 

The proposed approach – to monitor and report on UNDP efforts by MDG Goal, Target or indicator” (page 2) appears to be based on a literal reading of the MDGs as a development agenda, rather than in their function as cumulative outcome indicators – that is outcomes which reflect the combined effects of a broad range of different factors, including the inputs and actions of a variety of actors.

 

A second fundamental issue is the inter-relationship of virtually all of the MDG goals and targets.  For example, progress on Goals 2 and 3 and 7 have both direct and indirect effects on the outcomes measured under Goals 4,5,and 6, making it extremely difficult to define the precise relationship between inputs and outcomes. 

 

Given the above, it might make more sense to measure UNDP efforts against the priority UN activities at country level – monitoring, campaigning, analysis and operational activities – outlined in the UN Core strategy (www.undg.org).  As noted in the current document, country-level adaptation and priority setting will influence the pattern of UNDP support – making cross-country comparison of degree of alignment possible, but not areas of support.

 

2) The above approach would make it possible to map UNDP Country and project level planning documents and dedicated resources against a defined set of MDG related activities

 

It should be made very clear that this exercise will produce a correlation of input and output indicators, based on self-reporting.  The exercise as currently designed does not (and cannot) claim to provide any evaluation of results, outcomes or impacts, as it does not incorporate any form of external review or objective third party evaluation.

 

3) A further set of issues to be addressed are the relationship between UNDPs MDG-related efforts and those of the national government, other agencies, other development actors, as well as the effects of external forces, such as economic shocks or natural disasters. As the CCA, UNDAF, PRSP and other joint or non-UNDP documents are to be reviewed it should also be possible to evaluate the country context, as well as the level of cross-agency coordination of MDG-related effort.  However, establishing a direct linkage between UNDP efforts/inputs and, for example a measurable effect in terms of a reduction of maternal mortality or the poverty rate, would require the evaluation of a large and complex set of factors to determine degrees of causality, which is well beyond the scope of this exercise.

 

Give the above issues, I would recommend that the approach be reconsidered and re-conceptualized into an effort to trace the proportion of the available human and financial resources (which can be determined from existing documentation) to clearly defined, MDG-related activities and interventions (to be identified in the next refinement of this proposal, after further consultation).  In some cases it will be possible to link specific goals, targets and indicators to these activities and interventions, in others several will be simultaneously addressed, in others it will be difficult to establish a plausible direct linkage.

 

 

Dorothy Rosenberg

Senor Policy Advisor for MDGs and Civil Society

Poverty Reduction Group, Bureau of Development Policy

United Nations Development Program

Tel:  212 906 5103

Fax: 212 906 5313/5141

dorothy.rosenberg@undp.org


Heather Bryant wrote:

 

The Nepal Country Office welcomes this interesting Note and discussion on an MDG Monitoring Approach, as we have been struggling with similar questions at the CO level over the last several months.

 

In Nepal, we have supported the preparation of two national MDG progress reports, and an MDG needs assessment which identifies required development interventions to achieve the MDGs and estimates resource requirements and gaps associated with those interventions. UNDP has also been supporting capacity development of major actors, including the Government of Nepal. However we also felt the need to re-examine our current assistance strategies by clarifying exactly what contributions UNDP projects and programmes have been making to the MDG achievement, and reorienting them if necessary to further enhance their effectiveness.

 

We thus organized a workshop in March for all of our projects to (i) more clearly articulate how each of the UNDP projects/programmes contributes to the MDGs, (ii) to identify key indicators to regularly monitor progress, and (iii) to identify indicators for each thematic cluster of projects to monitor progress at the Country Programme level. The outputs of the workshop include a matrix of contributions to the MDGs by the projects, and preliminary lists of indicators, which still need refinement.

 

Thus, we fully agree that there is value in tracking efforts and resources against MDG goals and targets. However, efforts and resources are not enough – we also need to track results (through national MDG reports, but also through monitoring (and evaluating) of our own programmes and projects to ensure our efforts and resources are having a positive impact).

 

In preparing for the workshop, we also discussed at length how to link our work to the MDGs. For our projects, the MDGs are often easier to understand than the MYFF goals and service lines! We tried mapping results chains, but were often unsure where to place outcomes and service lines with respect to the MDGs. We found that many of our outcomes (service lines) map more directly to the Millennium Declaration (the enabling environment) than to specific MDGs, however, many projects on the ground are also contributing to individual MDGs. We finally opted for a mixed approach: we developed a matrix listing the MDGs (or main MD themes) in the first column, with relevant service lines in the second column, and the contributing projects in a third column. In the next step on indicators, we chose to illustrate results chains with the MDGs as the “impact” (for information, please, review the presentation we used to introduce group work on indicators).

 

Our experience leads us to contribute a few comments on the note itself. We agree with the point on page 4 that the tagging or linking of MDGs to UNDP effort should occur in the country programme planning process – in a way, we see our current exercise as “capacity building” for our next country programme planning, as we are doing this mid-stream and therefore our resulting framework is likely to have some gaps.

 

Page 5 states “…development efforts are more logically mapped at goal or target levels rather than the indicator level” – while efforts may be better mapped at the higher level, as mentioned above, we still need to focus on results which requires tracking progress through indicators.

 

Our struggles and debates over whether we should try to map programmes and projects to the MDGs through service lines or just directly to the MDGs lead us to emphasize the point made on page 8 about consistency in tagging or linking to MDGs – this would be essential. It is easy to take off in different directions – our governance programmes for example at the outcome level are focussed on the “enabling environment” or the Millennium Declaration, however at the ground level, are contributing to many different MDGs in very concrete ways. We also found that in some cases our clearest available indicators relate to an MDG the project doesn’t seem otherwise connected to – for example, many (governance) projects support construction of small infrastructure including drinking water, which maps directly to MDG 7, Target 10.

 

We look forward to learning more from other colleagues through this discussion.

 

With best regards,
Heather

 

Heather Bryant (Ms.), heather.bryant@undp.org

Monitoring & Evaluation / Knowledge Management Officer

Monitoring & Evaluation Unit

United Nations Development Programme

UN House, Pulchowk

G.P.O. Box 107, Kathmandu, Nepal,

Tel: +977-1 5523200 ext. 1007


Diego Recalde wrote:

 

Dear Andrea, if I'm not too late, let me add a few things to the discussion:

 

1) I believe that the Sustainable Human Development (SHD) paradigm and the human rights base approach (HRBA) are theoretical frameworks with wider perspectives than those closely linked to income measurements.  If we define poverty under the SHD  and the HRBA, then MDG monitoring can assume a wider conceptual framework for ensuring a country is moving in one direction. Options for capturing what UNDP does could also increase.   

 

On the other hand, aggregation of the income statistics  are a major concern in many developing countries, considering their impossibility of producing reliable data (census or surveys on a regular basis)  and considering the existence of large inequality.    For this reason it wouldn't be a bad idea to concentrate additional efforts on how the national budget and specifically the social expenditure is evolving in each sector (e.g.Education, health) in relation to the MDGs  gaps define in the country reports.  Furthermore, in most countries fiscal instruments (progressive income taxation) and consistent national budgets (to a poverty reduction plan or similar) are the only available tools to reverse this process of poverty. Do we have them (the national poverty/development plans to support the MDGs)? What is UNDP's involvement in supporting this kind of initiative? What we involve the private sector and civil society in a close monitoring of this targets and plans?  

 

2) Moving ahead in this line of thought, what UNDP can add into this process of achieving MDG's should be framed in the substantive work deployed to support MDG's campaigns and other specific activities. However, in terms of our funds and programmes, when looking for effects or impacts, we have to recognize that we do large development services support, in many regions, through NEX projects with large IFIs/Government cost sharing were major actions are procurement of goods and service, but with a reduced and  very indirect impact over  MDGs. What are the impact of these actions in terms of enhanced transparency and efficiency?  This could be measured but the reading of this kind of analysis is uncertain.      

 

3) In addition, the larger the country and the higher its human development ranking, the less it can be added by UNDP in terms of effects and impacts. Countries like India, Brazil, Mexico, with large public budgets are also more reluctant to receive technical cooperation and financial aid. Furthermore, core resources are, in general, scarce. This calls for a deeper analysis on focalization of the UNDP programme in higher risk countries. Only under such a perspective it is possible to talk about cost-efficiency and organizational effectiveness. 

 

In conclusion, it looks to me that the SHD perspective and the human-rights based approach are missing in the proposed MDGs monitoring approach (MDG Monitoring Approach – Tracking UNDP Efforts). In addition, we are missing some factual UNDP context. Our work at the country level is based on what the Government needs and requests (NEX) and our internal planning and programming (including ATLAS facilities for information and reporting) frameworks should be a very internal matter to UNDP, for focalization purposes (mandates). Under the NEX cost sharing business model, our involvement is limited and also our funds (core) are small. What can we expect in terms of results and measurements in relation to MDGs?

 

In this context, with the large UNDP delivery coming form the procurement of goods and services (which pays office costs and HQ costs and allow us to add technical cooperation of real value to any country), with projects duly linked to the project tree and supporting specific outcomes of SRF/MYFF, it would be a big jump to say that our information systems from ATLAS will give us a precise dimension of our support/contribution to MDGs in terms of expenditure/substance.  Furthermore most of these funds, as you can imagine, are coming from Governments or IFIs cost sharing (appropriation problem). 

 

Best,

 

Diego Recalde

Programme specialist,

RASC-Panama

 

***

 

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